Clearing Organization Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
CME Modification to CME and CBOT clearing rules to facilitate clearing of KCBT products; 13-115. 03/28/2013 Certified 04/12/2013 1
CME Modification to clearing fee schedule as it relates to OTC interest rate swaps; 12-254. 08/15/2012 Certified 08/30/2012 1
CBT Modification of procedures for determining the daily settlement price for CBT 2 year and 5 year U.S. Treasury note options 11/20/2007 Certified 11/29/2007 1
CBT Modification of procedures for determining daily settlement prices for CBOT 10 year U.S. Treasury Note Options 10/15/2007 Certified 10/17/2007 1
OCC Modification of fees applied to late exercise notices whether at expiration or non-expiration and circumstances under which cut-off time for submission of exercise instructions can be extended 12/07/2007 Certified 12/27/2007 1
CME Modification of fee schedule for OTC interest rate swaps 11/14/2013 Certified 11/30/2013 1
CME Modification of fee schedule for DJ-UBS Commodity Index Swaps 11/14/2013 Certified 11/30/2013 1
OCC Modification of description of assignment proceudres for processing exercise notices to reflect expanded use of sub-accounts established by a clearing member for a single beneficial owner 10/09/2007 Certified 10/17/2007 1
CME Modification of Cleared Over-the-Counter ("OTC") U.S. Dollar ("USD") Denominated Interest Rate Swap Products Referencing the London Interbank Offered Rate ("LIBOR") and Limitation of Acceptance for Clearing and Modification and Withdrawal of Clearing ... 01/30/2023 Approved 03/17/2023 1
CME Modification of Cleared Over-the-Counter ("OTC") Interest Rate Swap Products Referencing the Banco de México 28 day Tasa de Interés Interbancaria de Equilibrio interest rate ("28D TIIE") and Limitation of Acceptance for Clearing 11/30/-0001 Certified 11/30/-0001 1
CME Modification of Cleared Over-the-Counter ("OTC") Canadian Dollar ("CAD") Denominated Interest Rate Swap Products Referencing the Canadian Dollar Offered Rate ("CDOR") and Limitation of Acceptance for Clearing 04/23/2024 Certified 05/07/2024 1
CME Modification of Cleared OTC Interest Rate Swap Products Referencing BSBY and Limitation of Acceptance for Clearing 06/26/2024 Certified 07/11/2024 1
CME Modification of Cleared OTC GBP, JPY and CHF Interest Rate Swap Products Referencing LIBOR and Limitation of Acceptance for Clearing 11/17/2021 Certified 12/02/2021 1
CME Modification of Cleared Euro Overnight Index Average ("EONIA") Overnight Index Swaps to Reference Euro Short Term Rate ("?STR") Ahead of Scheduled Discontinuation of EONIA 09/29/2021 Certified 10/14/2021 1
CME Modification and Withdrawal of Clearing Support for Cleared OTC GBP and JPY Interest Rate Basis Swaps Referencing LIBOR 09/09/2021 Certified 09/23/2021 1
BCC Miscellaneous Rule Changes 11/29/2001 Certified 11/30/2001 0
BCC Miscellaneous Rule Changes 11/29/2001 Certified 11/29/2001 0
ICLREU2 Minor rule amendments to certain OTC contract specifications relating to extension of the length of contract series, changes to the last trading day, and the re-decimilisation of the Settlement Price Quotation and Minimum Price Fluctuation. 08/13/2012 Certified 08/28/2012 1
CMECE Minor changes to wording, numbering, and dates 10/27/2011 Certified 11/11/2011 1
LCHLTD Minor changes to the Rulebook in respect of the ForexClear service to ensure alignment between the Procedures and the Product Specific Contract & Eligibility Manuals 07/21/2017 Certified 08/04/2017 1
LCHLTD Minor amendments to the LCH.Clearnet Limited Rulebook to clarify Clearing Member PPS contingency testing requirements. 06/09/2015 Certified 06/22/2015 1
MIAX Minneapolis Grain Exchange, Inc. Rulebook (includes Ch. 21 - Clearing House Regulations) 09/20/2010 Certified 09/20/2010 1
LCHLLC Minimum Non-Tolerance Contribution has been reduced from $15mm to $10mm, minimum threshold for the Tolerance Contribution Amount has been reduced from $10mm to $5mm. 04/16/2015 Certified 04/30/2015 1
ICLREU2 Minimum capital requirements of CDS Clearing Members 04/20/2012 Certified 05/05/2012 1
CME Migration of Open Interest from the Options on E-mini S&P 500 Index Futures - Quarterly PM (European-Style) Contract to the Weekly Options on E-mini S&P 500 Index Futures - Week 3 (European-Style) Contract 12/13/2022 Certified 12/28/2022 2
MIAX MIAX Futures Bylaws and Rulebook Amendments 11/22/2024 10 Day Review 11/22/2024 1
MIAX MGEXPress Electronic Trading System 11/13/2001 Approved 12/12/2001 0
MIAX MGEX Rulebook Amendments 06/14/2024 Certified 07/01/2024 1
MIAX MGEX Bylaw Amendment 07/24/2024 Certified 08/07/2024 1
MIAX MGEX Board and Exchange Committee Charters 03/25/2024 Certified 04/08/2024 2
CME Mexican Peso (MXN) Over-the-Counter (OTC) Interest Rate Swaps (IRS) House Fee Waiver Program 03/11/2014 Certified 03/25/2014 1
OCC Matched Trades, Multiple By-Laws 07/29/2002 Certified 07/29/2002 0
NADEX Market Makers Non Fully Paid Contracts 09/20/2004 Certified 09/20/2004 1
NADEX Market Makers Line of Credit 07/26/2004 Certified 07/26/2004 1
OCC Market Makers as Segregated Customers 10/17/2002 Certified 10/17/2002 0
NADEX Market Makers 01/05/2006 Certified 01/05/2006 1
NADEX Market Makers 09/08/2004 Certified 09/08/2004 1
ICLR US Margin related rule changes 03/16/2017 Withdrawn 03/21/2017 2
MIAX Margin rates for SPIKES futures 11/27/2019 Notified 11/27/2019 1
ICLR US Margin Committee Members 06/16/2005 Certified 06/16/2005 1
ICLR US Margin Committee 09/23/2005 Certified 09/23/2005 1
ICE NGX Making same-day strip available for Physically Settled Gas Futures Transactions at Spectra-Hunt Delivery Point. 10/25/2024 Certified 11/08/2024 1
CME Making applicable the CME clearing member default rules to KCBTCC clearing participants and establishing minimum base guaranty fund deposit amount for KCBTCC clearing participants; 12-461. 12/26/2012 Certified 01/11/2013 2
CME Maintaining List on CME Group Website of Indices for Cleared CDX Index Untranched CDS Contracts 03/10/2015 Certified 03/24/2015 1
CBT Location of Clearing Firm Back Office Operations 06/18/2001 Certified 06/18/2001 0
CCORP Listing of Products Eligible for BOTCC-GSCC Cross-Margining 07/20/2001 Certified 07/20/2001 0
NYMEX Listing of a cleared-only OTC London Silver Forwards (cash margin) contract; 12-131 08/02/2012 Certified 08/17/2012 0
NYMEX Listing of a Cleared OTC London Gold Forwards (cash margin) contract; 12-092 03/29/2012 Certified 03/29/2012 1
ICLREU2 List of New OTC Cleared Product Specifications 02/17/2011 Certified 02/17/2011 1
ICLREU2 List of new OTC Cleared Product Specifications 04/04/2011 Certified 04/01/2011 1