Clearing Organization Rules

Search Clearing Organization Rules using the following criteria
Reset
Organization Filing Description Receipt Date Status Date Remarks Documents
CME Weekly Notification of Rule Amendments - Week of October 19, 2020 10/27/2020 Notified 10/27/2020 1
LCHLTD LCH Limited Self-Certification: SwapClear Pre-cessation triggers 12/01/2020 Certified 12/15/2020 1
LCHLTD LCH Limited Self Certification of rule changes related to the CFTC regulatory amendments under 17 CFR 39 ("Part 39 Regulations"). 01/11/2021 Certified 01/26/2021 1
ICE NGX RMF Changes re Banking & Treasury Improvement Project 11/12/2021 Certified 11/29/2021 2
LX Updates to Participant Agreement, User Agreement, and Privacy Policy 03/10/2022 Certified 03/24/2022 2
LX Revision of Compliance Manual 10/03/2022 Withdrawn 10/13/2022 3
LX Updates to User Agreement 06/07/2024 Certified 06/24/2024 2
CME Weekly Notification of Rule Amendments - July 22, 2024 07/30/2024 Notified 07/30/2024 1
CME Delegates Authority from Board of Director for Rule and Clearing Member Approval Practices 08/01/2005 Certified 08/10/2005 1
OCC Amendments to rules for clearing credit default products 06/14/2007 Certified 06/19/2007 1
OCC Rule amendments to allow clearing members to deposit fully paid or excess margin securities carried for the account of a securities customer to the extent that such deposits are permitted per SEC or SRO interpretive guidance or no-action relief 10/23/2009 Certified 11/02/2009 1
CCORP Amendment to the definition of Exchange Market to add Carbon Financial Instrument U.S. Offset and Carbon Financial Instrument EA Futures traded on CCFE 11/18/2009 Certified 11/30/2009 1
OCC Article I, Section 1, Rule 801, 805, and 1804 - proposed rule change to accomodate Weekly Options and Monthly Options 09/15/2010 Certified 09/15/2010 1
NYMEX Modifications to Non-Member Cross-Venue Incentive Program for certain NYMEX energy products; 12-166 06/11/2012 Certified 06/26/2012 2
OCC Correcting a previous rule filing (SR-OCC-2012-10) to properly reflect the deletion of Rule 614 and the termination of OCC's pledge program; SR-OCC-2012-13. 08/29/2012 Certified 09/14/2012 1
CME Adoption of Rule 980.F by CBOT, CME and NYMEX 12/19/2013 Certified 01/07/2014 1
LCHLTD LCH.Clearnet has been planning a migration of the clearing system to one provided by Nodal Exchange LLC ("Nodal Clearing System"), which will perform the functionalitycurrently provided by NYSE Technologies. 04/22/2014 Certified 05/07/2014 1
ICECC ICC proposes revisions to ICC's End-of-Day Price Discovery Policies and Procedures to remove the ability for Clearing Participants to submit end-of-day submissions for Single Name instruments in terms of spread and associated recovery rate. 01/05/2015 Certified 01/20/2015 2
OCC Proposed rule change by OCC concerns the implementation of new risk models in order to support the clearance and settlement of Asian-style flexibily structured options and flexibly structured Cliquet options. 05/01/2015 Certified 05/15/2015 1
SGX-DC Amendments to the Final Settlement Price. 08/03/2015 Certified 08/14/2015 1
CME Amendments to CME Rule 8H802.B. and Addition of New CME Rule 8H04.13 11/28/2016 Certified 12/12/2016 1
LCHSA Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear services related to the extension of the CDSClear activities to the clearing of CDX.NA.HY indices 12/22/2016 Certified 01/06/2017 1
LCHLTD Closure of the NLX platform, removing restrictions on clearing STM contracts in Japan and conforming changes to the rulebook 05/23/2017 Certified 06/06/2017 1
ICE NGX Removing sentence from section 3.3 of the CPA to remove potential ambiguity. 06/12/2018 Withdrawn 06/21/2018 1
LCHLTD LCH Limited change to its Margin Collateral Haircut Schedule. 07/18/2018 Certified 07/31/2018 2
LCHLTD LCH Limited Self Certification: Rule Changes on the addition of Non-Deliverable Swaps as eligible SwapClear products 02/01/2019 Certified 02/15/2019 1
LCHLTD LCH Limited temporary change to its Margin Collateral Haircut Schedule 04/02/2019 Certified 04/15/2019 2
SGX-DC Weekly notification of rule amendments for the week of 26 August 2019. 09/05/2019 Notified 09/05/2019 2
LX Submission of revised fee schedule. 03/04/2020 Certified 03/18/2020 2
NODALCL Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule 10/27/2020 Certified 11/10/2020 3
CME Expansion of the Gold Warrant Collateral Program to Permit Clearing Members to Deposit COMEX Gold Warrants as Performance Bond in the Customer Origins 03/03/2021 Certified 03/17/2021 1
NYMEX OTC Floor Member Guarantee 02/03/2006 Certified 02/03/2006 0
CCORP Amend definition of Exchange Market to change name of CCFE IFEX U.S. Wind Binary Futures to IFEX Event Linked Futures Contract: U.S. Tropical Wind Events, and add two new futures contracts: Florida Tropical Wind Events and Gulf Coast Tropical Wind Events 07/10/2008 Certified 07/10/2008 1
CBT Amendment to CBT's Rule 817 regarding its liquidity facility to harmonize with the liquidity facility rules of the CME and NYMEX. 10/30/2009 Certified 11/02/2009 1
OCC Amendments to rules to accommodate an alternate settlement procedure for physically-settled treasury futures traded on ELX 11/20/2009 Certified 11/30/2009 1
KCC New Rules 2100.01 and 2100.02 regarding FCM and customer requirements to particpate in clearing OTC ag swaps under Section 4(c) exemption. 03/01/2010 Certified 03/08/2010 1
NYMEX Modifications to existing NYMEX Energy Products Cross-Venue Incentive Program; 12-167 06/11/2012 Certified 06/26/2012 2
MIAX Amendment and adoption of new definition and Regulations in connection with liquidity risk management. Amendment of Resolution in order for the MGEX Board of Directors to delegate certain risk management powers. 12/30/2013 Certified 01/15/2014 1
NODALCL CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules 3.35(g), 3.37.5, 3.37.7, and 3.38.4 11/12/2015 Certified 11/27/2015 2
ICLR US Amendment to Collateral Policy 12/22/2016 Withdrawn 01/06/2017 2
LCHLTD LCH Ltd self certifies changes to its rules clarifying its right to determine alternative reference rates, in the event those used in respect to SwapClear and ForexClear contracts are no longer available, or suitable. 01/16/2018 Certified 01/30/2018 1
EUREX Proposed rule amendments in Eurex Clearing Circular 028-18 related to futures and options on the Sensex Index 03/06/2018 Certified 03/20/2018 2
CME Weekly Notification of Rule Amendments - Week of July 9, 2018 07/18/2018 Notified 07/18/2018 1
MIAX Notification of margin change 10/12/2018 Notified 10/12/2018 1
CME Weekly Notification of Rule Amendments - Week of November 5, 2018 11/15/2018 Notified 11/15/2018 1
LCHLTD LCH Limited Self-Certification: Approved Compression Service Providers (ACSPs) changes 02/01/2019 Certified 02/15/2019 1
CME Amendments to CME Chapter 8G ("Interest Rate Derivative Clearing") and Chapter iii. ("CME Definitions") Regarding End of Waterfall Rules for Interest Rate Swaps 09/06/2019 Certified 11/04/2019 2
ICE NGX Self Certification of amendment to rule: ICE NGX Canada Inc. Risk Management Framework 01/11/2021 Withdrawn 01/25/2021 2
MIAX Change in defined term relating to Bitnomial Settlement Facility 03/04/2021 Certified 03/18/2021 1
ICECC ICC proposes to transition the interest rates used for computing price alignment amounts on Mark-to-Market Margin Balances. 04/23/2021 Certified 05/07/2021 1