| LX |
Updates to User Agreement |
06/07/2024 |
Certified |
06/24/2024 |
|
2 |
| CME |
Delegates Authority from Board of Director for Rule and Clearing Member Approval Practices |
08/01/2005 |
Certified |
08/10/2005 |
|
1 |
| OCC |
Amendments to rules for clearing credit default products |
06/14/2007 |
Certified |
06/19/2007 |
|
1 |
| OCC |
Rule amendments to allow clearing members to deposit fully paid or excess margin securities carried for the account of a securities customer to the extent that such deposits are permitted per SEC or SRO interpretive guidance or no-action relief |
10/23/2009 |
Certified |
11/02/2009 |
|
1 |
| CCORP |
Amendment to the definition of Exchange Market to add Carbon Financial Instrument U.S. Offset and Carbon Financial Instrument EA Futures traded on CCFE |
11/18/2009 |
Certified |
11/30/2009 |
|
1 |
| OCC |
Article I, Section 1, Rule 801, 805, and 1804 - proposed rule change to accomodate Weekly Options and Monthly Options |
09/15/2010 |
Certified |
09/15/2010 |
|
1 |
| NYMEX |
Modifications to Non-Member Cross-Venue Incentive Program for certain NYMEX energy products; 12-166 |
06/11/2012 |
Certified |
06/26/2012 |
|
2 |
| OCC |
Correcting a previous rule filing (SR-OCC-2012-10) to properly reflect the deletion of Rule 614 and the termination of OCC's pledge program; SR-OCC-2012-13. |
08/29/2012 |
Certified |
09/14/2012 |
|
1 |
| CME |
Adoption of Rule 980.F by CBOT, CME and NYMEX |
12/19/2013 |
Certified |
01/07/2014 |
|
1 |
| LCHLTD |
LCH.Clearnet has been planning a migration of the clearing system to one provided by Nodal Exchange LLC ("Nodal Clearing System"), which will perform the functionalitycurrently provided by NYSE Technologies. |
04/22/2014 |
Certified |
05/07/2014 |
|
1 |
| ICECC |
ICC proposes revisions to ICC's End-of-Day Price Discovery Policies and Procedures to remove the ability for Clearing Participants to submit end-of-day submissions for Single Name instruments in terms of spread and associated recovery rate. |
01/05/2015 |
Certified |
01/20/2015 |
|
2 |
| OCC |
Proposed rule change by OCC concerns the implementation of new risk models in order to support the clearance and settlement of Asian-style flexibily structured options and flexibly structured Cliquet options. |
05/01/2015 |
Certified |
05/15/2015 |
|
1 |
| SGX-DC |
Amendments to the Final Settlement Price. |
08/03/2015 |
Certified |
08/14/2015 |
|
1 |
| CME |
Amendments to CME Rule 8H802.B. and Addition of New CME Rule 8H04.13 |
11/28/2016 |
Certified |
12/12/2016 |
|
1 |
| LCHSA |
Pursuant to CFTC regulation 40.6(a), LCH SA is submitting for self-certification the changes to the CDSClear services related to the extension of the CDSClear activities to the clearing of CDX.NA.HY indices |
12/22/2016 |
Certified |
01/06/2017 |
|
1 |
| LCHLTD |
Closure of the NLX platform, removing restrictions on clearing STM contracts in Japan and conforming changes to the rulebook |
05/23/2017 |
Certified |
06/06/2017 |
|
1 |
| LCHLTD |
LCH Limited change to its Margin Collateral Haircut Schedule. |
07/18/2018 |
Certified |
07/31/2018 |
|
2 |
| LCHLTD |
LCH Limited Self Certification: Rule Changes on the addition of Non-Deliverable Swaps as eligible SwapClear products |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
| LCHLTD |
LCH Limited temporary change to its Margin Collateral Haircut Schedule |
04/02/2019 |
Certified |
04/15/2019 |
|
2 |
| LX |
Submission of revised fee schedule. |
03/04/2020 |
Certified |
03/18/2020 |
|
2 |
| NODALCL |
Amendments to Nodal Clear Rules to Accommodate Physical Settlement of Renewable Identification Numbers ("RINs") Contracts and Amendments to the Exchange and Clearing Transaction Fee Schedule |
10/27/2020 |
Certified |
11/10/2020 |
|
3 |
| CME |
Expansion of the Gold Warrant Collateral Program to Permit Clearing Members to Deposit COMEX Gold Warrants as Performance Bond in the Customer Origins |
03/03/2021 |
Certified |
03/17/2021 |
|
1 |
| NYMEX |
OTC Floor Member Guarantee |
02/03/2006 |
Certified |
02/03/2006 |
|
0 |
| CCORP |
Amend definition of Exchange Market to change name of CCFE IFEX U.S. Wind Binary Futures to IFEX Event Linked Futures Contract: U.S. Tropical Wind Events, and add two new futures contracts: Florida Tropical Wind Events and Gulf Coast Tropical Wind Events |
07/10/2008 |
Certified |
07/10/2008 |
|
1 |
| CBT |
Amendment to CBT's Rule 817 regarding its liquidity facility to harmonize with the liquidity facility rules of the CME and NYMEX. |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| OCC |
Amendments to rules to accommodate an alternate settlement procedure for physically-settled treasury futures traded on ELX |
11/20/2009 |
Certified |
11/30/2009 |
|
1 |
| KCC |
New Rules 2100.01 and 2100.02 regarding FCM and customer requirements to particpate in clearing OTC ag swaps under Section 4(c) exemption. |
03/01/2010 |
Certified |
03/08/2010 |
|
1 |
| NYMEX |
Modifications to existing NYMEX Energy Products Cross-Venue Incentive Program; 12-167 |
06/11/2012 |
Certified |
06/26/2012 |
|
2 |
| MIAX |
Amendment and adoption of new definition and Regulations in connection with liquidity risk management. Amendment of Resolution in order for the MGEX Board of Directors to delegate certain risk management powers. |
12/30/2013 |
Certified |
01/15/2014 |
|
1 |
| NODALCL |
CFTC Regulation 40.6(a) Certification: Amendments to Nodal Clear Rules 3.35(g), 3.37.5, 3.37.7, and 3.38.4 |
11/12/2015 |
Certified |
11/27/2015 |
|
2 |
| LCHLTD |
LCH Ltd self certifies changes to its rules clarifying its right to determine alternative reference rates, in the event those used in respect to SwapClear and ForexClear contracts are no longer available, or suitable. |
01/16/2018 |
Certified |
01/30/2018 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 028-18 related to futures and options on the Sensex Index |
03/06/2018 |
Certified |
03/20/2018 |
|
2 |
| LCHLTD |
LCH Limited Self-Certification: Approved Compression Service Providers (ACSPs) changes |
02/01/2019 |
Certified |
02/15/2019 |
|
1 |
| CME |
Amendments to CME Chapter 8G ("Interest Rate Derivative Clearing") and Chapter iii. ("CME Definitions") Regarding End of Waterfall Rules for Interest Rate Swaps |
09/06/2019 |
Certified |
11/04/2019 |
|
2 |
| MIAX |
Change in defined term relating to Bitnomial Settlement Facility |
03/04/2021 |
Certified |
03/18/2021 |
|
1 |
| ICECC |
ICC proposes to transition the interest rates used for computing price alignment amounts on Mark-to-Market Margin Balances. |
04/23/2021 |
Certified |
05/07/2021 |
|
1 |
| ICLREU2 |
ICE Clear Europe is amending Part Q of its Delivery Procedures to clarify certain provisions relating to delivery specifications for ICE Futures Europe Financial and Softs White Sugar futures contracts. |
02/06/2023 |
Certified |
02/21/2023 |
|
2 |
| CME |
Withdrawal of Clearing Support for Cleared Over-the-Counter ("OTC") CAD-Canadian Dollar Offered Rate ("CDOR") Forward Rate Agreement ("FRA") Products Referencing CAD-CDOR as the Floating Rate |
01/31/2024 |
Certified |
01/31/2024 |
|
1 |
| MIAX |
MGEX Board and Exchange Committee Charters |
03/25/2024 |
Certified |
04/08/2024 |
|
2 |
| OCC |
Non Customers of broker Dealers |
03/14/2006 |
Certified |
03/14/2006 |
|
1 |
| NYMEX |
Amends Rule 9.04A to clarify procedures for submitting for clearing via ClearPort NYMEX transactions (listed and cleared) and DME transactions (cleared only) and that latter trades governed by DME rules. |
07/09/2008 |
Certified |
07/10/2008 |
|
1 |
| CME |
Clarification to CME Rule 975 concerning financial emergencies |
10/30/2009 |
Certified |
11/02/2009 |
|
1 |
| NYMEX |
Modifications to Cross-Venue Energy & Metals Products Incentive Program for High Volume Contributors; 12-192 |
06/11/2012 |
Certified |
06/26/2012 |
|
2 |
| LCHLTD |
Changes to governing documents as a result of the acquisition by London Stock Exchange Group |
08/01/2013 |
Certified |
08/16/2013 |
|
1 |
| OCC |
This proposed rule change concerns adjustments OCC's margin coverage when volatility increases beyond historically observed levels. |
11/16/2015 |
Certified |
12/01/2015 |
|
1 |
| ICLR US |
Changes to Risk Management Framework |
12/22/2016 |
Certified |
01/09/2017 |
|
2 |
| MIAX |
Amendment to allow electronic warehouse receipts instead of paper warehouse receipts |
05/23/2017 |
Certified |
06/07/2017 |
|
1 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 086-19 related to an additional internal margin account for the booking of Supplementary Margin, updating the RBM and Prisma methodology language, and M-position account pricing |
09/06/2019 |
Certified |
09/20/2019 |
|
2 |
| EUREX |
Proposed rule amendments in Eurex Clearing Circular 118-19 related to the contribution factor for the default fund and updating the website relating to the PRISMA margining methodology |
12/10/2019 |
Certified |
12/24/2019 |
|
2 |
| CME |
Amendments to the Bloomberg Commodity Index Swaps (Cleared OTC) and the Bloomberg Commodity Index Futures Contracts and Amendments to Related CBOT Transaction Fees. |
11/12/2021 |
Certified |
11/29/2021 |
|
1 |
