ICAPSEF |
Rule Change submission to reflect NAL 16-25 and revised SEF Rule 806 for Non Directional Forwards |
Non Directional Forwards |
04/11/2016 |
Certified |
04/25/2016 |
|
3 |
IGDL |
Rule 40.6(a) delisting of swaps with no open interest |
Rules 801(1), 801(2), 801(4), 801(5) and 801(6) |
01/20/2016 |
Certified |
01/20/2016 |
|
2 |
CBOESEF |
Amendments to Product terms. |
LCH cleared IRS products. |
12/31/2015 |
Certified |
01/15/2016 |
|
1 |
CBOESEF |
Submission of amendment of product terms. |
CME cleared IRS products. |
12/31/2015 |
Certified |
01/15/2016 |
|
1 |
TRAD |
Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. |
Interest Rate Swap Asset Class |
12/11/2015 |
Certified |
12/28/2015 |
|
2 |
TRAD |
Amendments to Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. |
Interest Rate Swap Asset Class. |
07/07/2015 |
Certified |
07/21/2015 |
|
2 |
BGC |
Amendment to the terms and conditions of the Equity Index Swap contract |
Broad Market Index Equity Derivative Product |
06/02/2015 |
Certified |
06/16/2015 |
|
1 |
SWAPX |
Delisting of all Interest Rate Swap products listed for trading on SwapEx and deletion of applicable product specifications from SwapEx website. |
SwapEx USD LIBOR IRS: Fixed-to-Floating; SwapEx USD EURIBOR IRS: Fixed-to-Floating; and SwapEx USD LIBOR IRS: Fixed-to-Floating. |
06/02/2015 |
Certified |
06/02/2015 |
|
1 |
CBOESEF |
Javelin SEF submits the Notice to Participants related to Rule Amendments made to Rule 318, that were submitted on May 8, 2015. |
Interest Rate Swaps |
05/15/2015 |
Certified |
06/01/2015 |
|
1 |
TRAD |
Amendments to Submission No. 14-15 regarding Tradition SEF's Interest Rate Swap Asset Class Product Listing and Terms and Conditions. |
Interest Rate Swap Asset Class. |
04/15/2015 |
Certified |
04/29/2015 |
|
1 |
ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
N/A |
03/06/2015 |
Certified |
03/20/2015 |
|
4 |
BSEF |
Pursuant to Section 5c(c) of the Commodity Exchange Act (the "Act") and Section 40.6(a) of theregulations of the Commodity Futures Trading Commission (the "Commission"), BloombergSEF LLC hereby notifies the Commission that it has amended its Rulebook. |
N/A |
01/30/2015 |
Certified |
02/13/2015 |
|
1 |
TDERIV |
clarifying amendments to Rule 1002 - MAC Interest Rate Swaps |
MAC Interest Rate Swaps |
12/19/2014 |
Notified |
12/19/2014 |
|
3 |
BSEF |
The contract associated with filing 2013-09-P17 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
GBP LIBOR Fixed-to-Floating Contract |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
BSEF |
The contract associated with filing 2014-09-P13 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 3M (CME) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
BSEF |
The contract associated with filing 2014-P-14 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 3M (LCH) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
BSEF |
The contract associated with filing 2014-P-11 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 6M (CME) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
BSEF |
The contract associated with filing 2014-P-12 (the "Contract") is hereby amended to indicate that transactions in the Contract must be conducted with a minimum size of GBP 1000, rather than "as agreed by counterparties" as stated in the original filing. |
MAT IRS GBP Swap vs 6M (LCH) |
09/30/2014 |
Certified |
10/15/2014 |
|
1 |
MKAXSEF |
MarketAxess SEF Corporation files this notification due to the series roll of the products MarketAxess SEF Corporation lists for trading. |
See Appendix A |
10/13/2014 |
Notified |
10/13/2014 |
|
1 |
BGC |
The following amendments to BGC Derivative Markets L.P.'s ("BGCDM") Rules update the BGC Derivative Markets, L.P. Contract Specifications ("Contract Specifications") in light of the ISDA 2014 Credit Event definitions. |
|
09/18/2014 |
Certified |
10/02/2014 |
|
4 |
SWAPX |
Amendments to Product Specifications for 13 Currency NDF instruments Currently Listed for Trading |
Currency Non-Deliverable Exchange Forward |
09/08/2014 |
Certified |
09/22/2014 |
|
3 |
TPSEF |
This filing contains a Weekly Notification of Rule Amendments pursuant to CFTC Regulation 40.6(d) of certain non-substantive revisions made to the terms and conditions of Equity Index Swaps and Equity Index Variance Swaps. |
Equity Index Swaps and Equity Index Variance Swaps |
08/29/2014 |
Notified |
08/29/2014 |
|
1 |
ICAPSEF |
Delisting of certain Credit Derivatives contracts based on Markit iTraxx Indices |
iTraxx based Credit Derivative Indices, iTraxx based Credit Derivatives Tranches, all Credit Derivatives Options |
08/07/2014 |
Certified |
08/07/2014 |
|
2 |
ICAPSEF |
Weekly Notification of Rule Amendments |
IOS Index Creit Default Swaps, IBoxx Total Ruturn Swaps and IBoxx Liquid Leveraged Loans Total Return Swaps |
08/06/2014 |
Notified |
08/06/2014 |
|
2 |
SWAPX |
Adds position accountability levels for interest rate swap contracts |
Interest rate swaps |
01/22/2014 |
Certified |
07/29/2014 |
|
1 |
ICE SEF |
Amend minimum price fluctuation |
Markit iTraxx Europe and Crossover |
06/30/2014 |
Certified |
07/15/2014 |
|
0 |
RADSEF |
Notification to correct a typographical error in CAD LIBOR Fixed for Float IRS product submission |
CAD LIBOR Fixed for Float IRS |
03/10/2014 |
Certified |
03/25/2014 |
|
1 |
RADSEF |
Notification of a typographical error in its NOK LIBOR Fixed for Float IRS |
NOK LIBOR Fixed for Float |
03/10/2014 |
Certified |
03/25/2014 |
|
1 |
BSEF |
Made available-to-trade determinations for certain interest rate and credit default swap contracts. |
IRS and CDS |
12/06/2013 |
Certified |
03/09/2014 |
|
2 |
RADSEF |
Delist and withdraw interest rate swaps |
Interest rate swaps |
03/03/2014 |
Certified |
03/03/2014 |
|
1 |
ICE SEF |
Amendments to trading hours and other minor product rule amendments |
Swaps |
02/12/2014 |
Certified |
02/27/2014 |
|
1 |
SWAPX |
Withdrawl and delist swap contracts |
LIBOR-based swaps |
02/26/2014 |
Certified |
02/26/2014 |
|
1 |
MKAXSEF |
Made Available to Trade Determination for Certain Credit Default Swaps |
Certain Credit Default Swaps |
10/30/2013 |
Certified |
01/28/2014 |
|
2 |
TWSEF |
Made Available to Trade Determination of Certain Interest Rate and Credit Default Swaps |
Certain Interest Rate and Credit Default Swaps |
10/28/2013 |
Certified |
01/27/2014 |
|
4 |
TDERIV |
Made Available to Trade Submission of Certain Interest Rate Swaps. TRUEEX #2013-14 |
Certain Interest Rate Swaps |
10/22/2013 |
Certified |
01/22/2014 |
|
1 |
CBOESEF |
Made Available to Trade Submission of Certain Interest Rate Swaps. Javelin #13-06 |
Certain Interest Rate Swaps |
10/19/2013 |
Certified |
01/16/2014 |
|
5 |
BSEF |
Amendments to swap contracts |
Swap contracts |
12/05/2013 |
Certified |
12/20/2013 |
|
1 |
BGC |
Amendments to clarify that the EMTA template provisions regarding disruption events and fallbacks are incorporated into NDF contracts |
Non-Deliverable Forwards and Options |
12/05/2013 |
Certified |
12/19/2013 |
|
1 |