ISBV |
iSwap Euro B.V. hereby submits certain amendments to its Fee Structures and Incentives. |
06/11/2021 |
Certified |
06/25/2021 |
|
4 |
DWSEF |
DW SEF Amended Rules |
12/10/2015 |
Certified |
12/24/2015 |
|
4 |
NEXSEF |
Issuance of Market Advisory Regulatory Notice and Amended Rulebook |
08/14/2017 |
Certified |
08/28/2017 |
|
4 |
TWSEF |
Amendment to TW SEF Rates Fee Schedule |
07/23/2020 |
Certified |
08/05/2020 |
|
4 |
360T |
Rulebook updated for SEF to avail itself of the no-action relief provided in no-action letters 15-24, concerning erroneous trades and 15-25, concerning confirmation. Also 360T User Guides for Market Takers and Market Makers. |
08/04/2015 |
Certified |
08/17/2015 |
|
4 |
LGX |
LedgerX Updated BCDR Plan |
06/13/2021 |
Certified |
06/25/2021 |
|
4 |
TWSEF |
TW SEF Letter Re Rule Changes (11.18.15)Ex. A - TW SEF Chart of Rule Changes (11.18.15)Ex. B - TW SEF Rulebook (Clean 11.18.15)Ex. C - TW SEF Rulebook (Marked 11.18.15) |
11/18/2015 |
Certified |
12/03/2015 |
|
4 |
BGC |
The following amendments to BGC Derivative Markets L.P.'s ("BGCDM") Rules update the BGC Derivative Markets, L.P. Contract Specifications ("Contract Specifications") in light of the ISDA 2014 Credit Event definitions. |
09/17/2014 |
Withdrawn |
09/18/2014 |
|
4 |
DWSEF |
DW SEF Letter re Rule Changes (11.18.15)Ex. A - Chart DW SEF Rule Changes (11.18.15)Ex. B - DW SEF Rulebook (Clean 11.18.15)Ex. c - DW SEF Rulebook (Marked 11.18.15) |
11/18/2015 |
Certified |
12/03/2015 |
|
4 |
TWSEF |
Amended TW SEF Rulebook |
01/15/2016 |
Certified |
02/01/2016 |
|
4 |
ICAPSEF |
Amended EBS Trading Protocol and Rules 202, 208 and 315 |
12/11/2015 |
Certified |
12/28/2015 |
|
4 |
DWSEF |
Amended DW SEF Rulebook |
01/15/2016 |
Certified |
02/01/2016 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes below to update the MarketAxess SEF Rulebookto reflect recent developments and provide clarity. |
08/07/2015 |
Certified |
08/21/2015 |
|
4 |
SWAPX |
Updates to various rules, particularly rules concerning data reporting |
01/19/2016 |
Certified |
02/02/2016 |
|
4 |
AEGIS |
Amendments to Rulebook and Participant Agreement |
11/21/2022 |
Certified |
12/06/2022 |
|
4 |
DWSEF |
Amended DW SEF Rulebook, to include provisions relating to Voice RFQ by Execution Specialists, DW Match, Work-Up Protocol, and No-Action Letter 14-118 regarding Block Trades. |
11/17/2014 |
Certified |
12/02/2014 |
|
4 |
SWAPX |
Clarifications and updates to existing rules |
09/04/2015 |
Certified |
09/21/2015 |
|
4 |
ICAPSEF |
Amended Rulebook and Confidential Chapter 9 |
01/05/2017 |
Certified |
01/20/2017 |
|
4 |
TRAD |
Amendment to Fee Schedule |
04/18/2022 |
Certified |
05/02/2022 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
03/20/2015 |
Certified |
04/03/2015 |
|
4 |
IGDL |
Rule 40.6(a) Rule Certification |
01/20/2016 |
Certified |
02/03/2016 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is revising its Error Trade Policy. |
03/20/2015 |
Certified |
04/03/2015 |
|
4 |
CBOESEF |
Amendment of two definitions within the Rulebook of Bats Hotspot SEF LLC; the definitions of "material relationship" and of "family relationship." |
02/27/2017 |
Certified |
03/13/2017 |
|
4 |
ICAPSEF |
40.6(a) Rule Certification |
01/20/2016 |
Certified |
02/03/2016 |
|
4 |
ISBV |
Updated Fee Structure and Incentives to reflect volatile markets. No substantive changes to the quantum of fees or incentives. In addition some conformance changes |
07/08/2022 |
Certified |
07/22/2022 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes listed below to update the MarketAxess SEF Rulebook to reflect recent developments and provide clarity. |
08/25/2014 |
Certified |
09/09/2014 |
|
4 |
SWAPX |
Added rule prohibiting disclosure of the identity of a counterparty for swaps executed, pre-arranged or pre-negotiated anonymously on SwapEx and deleted the requirement for Participants to provide post-trade allocation information to SwapEx. |
06/16/2021 |
Certified |
07/01/2021 |
|
4 |
TWSEF |
TW SEF Rulebook Amendments |
03/24/2015 |
Certified |
04/07/2015 |
|
4 |
DWSEF |
DW SEF Rulebook Amendments |
03/24/2015 |
Certified |
04/07/2015 |
|
4 |
BSEF |
Compliance Manual Amendment |
11/30/2016 |
Certified |
12/14/2016 |
|
4 |
IGDL |
Revised Facility Rulebook |
03/24/2015 |
Certified |
04/07/2015 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC is amending its Rulebook in order to affect certain administrative/clerical revisions. |
10/26/2016 |
Certified |
11/09/2016 |
|
4 |
SWAPX |
Rule Amendment to Refer to Recent No-Action Letter |
06/02/2017 |
Certified |
06/16/2017 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation has made the rule changes below to update the MarketAxess SEF Rulebook to reflect recent developments and provide clarity. |
12/14/2015 |
Certified |
12/29/2015 |
|
4 |
NEXSEF |
Revised Fee Program |
06/18/2018 |
Certified |
07/02/2018 |
|
4 |
RADSEF |
Inclusion of Product Terms and Conditions |
12/21/2022 |
Certified |
01/06/2023 |
|
4 |
MKAXSEF |
MarketAxess SEF Corporation has updated its Rulebook to specify the methods of execution available for packages trades. |
02/17/2015 |
Certified |
03/03/2015 |
|
4 |
TRAD |
Implementation of a Trad-X USD IRS Liquidity Provider Program (the "LPP"). |
08/02/2019 |
Certified |
08/16/2019 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC's weekly notification of rule changes. |
02/18/2015 |
Notified |
02/18/2015 |
|
4 |
TWSEF |
TW SEF LLC Rulebook Amendments |
01/16/2015 |
Certified |
02/02/2015 |
|
4 |
TWSEF |
Amendment of Rule 205 (Regulatory Oversight Committee) |
02/03/2022 |
Certified |
02/17/2022 |
|
4 |
RADSEF |
New and conformed rules relating to new CFTC regulation 37.9(d) on post-trade name give-up prohibition; clean up stale references |
11/03/2020 |
Certified |
11/18/2020 |
|
4 |
DWSEF |
DW SEF Rulebook Amendments |
01/16/2015 |
Certified |
02/02/2015 |
|
4 |
ISBV |
iSwap Euro B.V. hereby submits certain amendments to the Appendix to its Rulebook. |
05/12/2021 |
Certified |
05/26/2021 |
|
4 |
ICE SEF |
ICE Swap Trade, LLC hereby notifies the Commission that it has amended its Rulebook. |
01/19/2015 |
Certified |
02/02/2015 |
|
4 |
ISBV |
iSwap Euro B.V. hereby submits certain amendments to its Fee Structures and Incentives. |
05/14/2021 |
Certified |
05/28/2021 |
|
4 |
ICE SEF |
Administrative changes to Rulebook |
05/14/2021 |
Notified |
05/14/2021 |
|
4 |
MKAXSEF |
MarketAccess SEF Corporation has made the rule changes below to update the MarketAccess SEF Rulebook to reflect recent developments and provide clarity. |
05/15/2015 |
Certified |
06/01/2015 |
|
4 |
TWSEF |
Amended TW SEF Rulebook |
09/12/2016 |
Certified |
09/26/2016 |
|
4 |
DWSEF |
Amended DW SEF Rulebook |
09/12/2016 |
Certified |
09/26/2016 |
|
4 |