NEXSEF |
Amendments to NEX SEF Limited Form SEF Exhibits for Migration to the CME Globex Electronic Trading Platform and General NEX/CME Group Integration |
03/08/2022 |
Certified |
03/22/2022 |
|
8 |
NEXSEF |
Amendments to NEX SEF Limited Form SEF Exhibits for Migration to the CME Globex Electronic Trading Platform and General NEX SEF/CME Group Integration (Phase II) |
06/14/2022 |
Certified |
06/29/2022 |
|
2 |
RF SEF |
Amendments to its application for TR SEF and request for Confidential Treatment. October 18, 2013 |
10/21/2013 |
Certified |
11/05/2013 |
|
0 |
IGDL |
Amendments to IGDL rulebook and compliance manual. |
12/07/2021 |
Certified |
12/21/2021 |
|
2 |
IGDL |
Amendments to IDGL's Fee Schedule. |
07/23/2021 |
Certified |
08/06/2021 |
|
2 |
IGDL |
Amendments to ICAP Global Derivatives Limited's Rulebook, Governance Policy and Compliance Manual. |
03/24/2020 |
Certified |
04/07/2020 |
|
2 |
IGDL |
Amendments to ICAP Global Derivatives Limited's Rulebook |
06/19/2020 |
Certified |
07/06/2020 |
|
1 |
IGDL |
Amendments to ICAP Global Derivatives Limited's Rulebook |
05/21/2024 |
Certified |
06/05/2024 |
|
1 |
GFISEF |
Amendments to GFI Rule 1001(c) - to remove provisions that were adopted by GFI enacted to accommodate Staff No-Action Letter number 13-66 regarding transactions that failed to clear due to clerical or operational errors. Submission #14-0013 |
06/27/2014 |
Certified |
07/15/2014 |
|
1 |
FTSEF |
Amendments to FTSEF Product Specifications and FTSEF Rules 101, 202, 205, 212, 301, 317, 401, 402, 403, 404, 405, 408, 409, 503, 602, 703, 924,1001, 1003, 1011, 1012, 1013, 1016, Chapter 13 |
04/01/2016 |
Certified |
04/15/2016 |
|
5 |
TRAD |
Amendments to Fee Schedule |
10/07/2019 |
Certified |
10/22/2019 |
|
2 |
IGDL |
Amendments to Fee Card |
06/16/2015 |
Certified |
06/30/2015 |
|
1 |
IGDL |
Amendments to Fee Card |
03/24/2015 |
Certified |
04/07/2015 |
|
1 |
TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
08/30/2019 |
Certified |
09/16/2019 |
|
2 |
TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
06/18/2020 |
Certified |
07/02/2020 |
|
2 |
TPSEF |
Amendments to Exhibit Q to tpSEF's Form SEF. |
12/23/2019 |
Certified |
01/08/2020 |
|
2 |
AEGIS |
Amendments to Exhibit N-1 Participant Agreement |
11/03/2022 |
Notified |
11/03/2022 |
|
2 |
CMESEF |
Amendments to CME/CBOT/NYMEX/COMEX/SEF Rule 230. ("General") |
02/16/2017 |
Certified |
03/03/2017 |
|
1 |
CMESEF |
Amendments to CME/CBOT/NYMEX/COMEX and CME SEF Rule 537 |
07/29/2015 |
Certified |
08/12/2015 |
|
2 |
CMESEF |
Amendments to CME SEF Rule 803 to Reflect Recent Expiration of CFTC No-Action Relief |
07/18/2014 |
Certified |
08/01/2014 |
|
2 |
CMESEF |
Amendments to CME SEF Recordkeeping and Reporting Procedures and CME SEF Rules 123, 407, 528, and 536(A)(1) |
12/03/2015 |
Certified |
12/17/2015 |
|
1 |
CMESEF |
Amendments to CME SEF Chapter 10 - U.S. Midwest #1 Busheling Ferrous Scrap (AMM) Swap Contract to Increase Minimum Price Fluctuation and Related Amendments to the Globex Non Reviewable Trading Ranges Table. |
07/11/2018 |
Certified |
07/25/2018 |
|
1 |
NEXSEF |
Amendments to Chapter 9 (adding an additional advanced order type) and to Annex 1 (ISDA Reporting Party Rules) |
05/21/2020 |
Certified |
06/05/2020 |
|
3 |
NEXSEF |
Amendments to Chapter 5 ("Rule Enforcement") and Rule 901 ("System Protocols") of the NEX SEF Limited Rulebook (Form SEF Exhibit M) and the Trade Practice Review Program of the NEX SEF Compliance Manual (Form SEF Exhibit O3) |
07/28/2023 |
Certified |
08/11/2023 |
|
4 |
CMESEF |
Amendments to Chapter 4 ("Enforcement of Rules") |
11/29/2016 |
Certified |
12/13/2016 |
|
5 |
TRAD |
Amendments to Appendix 3 (USD Interest Rate Products Minimum Order Size) of the Trad-X Interest Rate Swap Platform Supplement to revise the minimum order size applied to USD Spread Over Orders placed on the Trad-X Platform. |
06/18/2018 |
Certified |
07/02/2018 |
|
3 |
360T |
Amendments to 360T SEF Application for Registration and documents with request for confidential treatment. October 2, 2013 |
10/17/2013 |
Certified |
11/01/2013 |
|
0 |
TDERIV |
Amendments related to name change of the trueDigital Division to Tassat Division, and clarifying amendments to trading rules and protocols. |
09/04/2019 |
Certified |
09/17/2019 |
|
1 |
TDERIV |
Amendments related to extension of No-Action letters relating to Block Trades and Package Transactions. In addition, rule amendments related to uncleared trades. |
11/01/2016 |
Certified |
11/16/2016 |
|
1 |
CBOESEF |
Amendments made to Javelin SEF Rule 706 in response to the request of Commission Staff. |
08/26/2016 |
Certified |
09/12/2016 |
|
1 |
SWAPX |
Amendments and updates to various rules. |
12/14/2015 |
Certified |
12/29/2015 |
|
10 |
LGX |
Amendments and changes to LedgerX's Rulebook, Operations Manual, and AML Policy in regards to changes in order types and expansion of operations to Singapore as previously discussed with DMO and DCR staff. |
06/11/2018 |
Certified |
06/25/2018 |
|
4 |
LGX |
Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate changes to the SCP order type as previously discussed with DMO and DCR staff. |
05/23/2018 |
Certified |
06/07/2018 |
|
3 |
LGX |
Amendments and changes to LedgerX's Rulebook and Operations Manual to facilitate 24-hour trading as previously discussed with DMO and DCR staff. |
05/01/2018 |
Certified |
05/15/2018 |
|
3 |
RADSEF |
Amendments and additions to the TeraExchange, LLC Rulebook in response to comments and questions from the staff of the Commission, and correcting certain technical and grammatical errors. |
04/15/2016 |
Certified |
04/29/2016 |
|
3 |
TWSEF |
Amendment to TW SEF Rulebook and Fee Schedule |
04/11/2018 |
Certified |
04/25/2018 |
|
6 |
TWSEF |
Amendment to TW SEF Rates Fee Schedule |
07/23/2020 |
Certified |
08/05/2020 |
|
4 |
TRAD |
Amendment to Tradition SEF, Inc. Fee Schedule |
09/06/2018 |
Certified |
09/20/2018 |
|
3 |
TRAD |
Amendment to Tradition SEF's Trad-X Interest Rate Swap (IRS) trading platform supplement Rule S1-302. |
04/17/2015 |
Certified |
05/01/2015 |
|
1 |
TRAD |
Amendment to Tradition SEF's StreamGlobal Credit Default Swap Trading Platform Supplement. |
05/31/2018 |
Certified |
06/14/2018 |
|
3 |
BGC |
Amendment to the Volume Match and Volume Match prices rules. |
05/27/2015 |
Certified |
06/10/2015 |
|
1 |
TRAD |
Amendment to the Tradition SEF fee schedule. |
08/13/2015 |
Certified |
08/27/2015 |
|
2 |
TRAD |
Amendment to the Tradition SEF fee schedule. |
03/23/2015 |
Certified |
04/06/2015 |
|
2 |
TRAD |
Amendment to the tradition SEF fee schedule |
07/01/2015 |
Certified |
07/16/2015 |
|
2 |
TRAD |
Amendment to the the formula for calculating actual realized daily volatility of Volatility Swaps. |
04/01/2019 |
Certified |
04/15/2019 |
|
3 |
CMSEF |
Amendment to SEF Rulebook |
02/24/2016 |
Certified |
03/09/2016 |
|
1 |
ICAPSEF |
Amendment to SEF Registration (9-27-13) |
09/27/2013 |
Certified |
07/29/2014 |
|
1 |
GTX |
Amendment to Rulebook. |
04/07/2016 |
Certified |
04/21/2016 |
|
5 |
LGX |
Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades. |
10/19/2018 |
Certified |
11/02/2018 |
|
1 |
LGX |
Amendment to rule regarding participant eligibility criteria, and introduction of rules regarding transfers of trades. |
10/22/2018 |
Certified |
11/05/2018 |
|
1 |