| NYMEX |
Modifications to the Latin America Fund Manager Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| COMEX |
Modifications to the Latin America Fund Manager Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| CME |
Modifications to the Latin America Commodity Commercial Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| CBOT |
Modifications to the Latin America Commodity Commercial Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| NYMEX |
Modifications to the Latin America Commodity Commercial Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| COMEX |
Modifications to the Latin America Commodity Commercial Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| CME |
Modifications to the Emerging Markets Bank Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| CBOT |
Modifications to the Emerging Markets Bank Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| NYMEX |
Modifications to the Emerging Markets Bank Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| COMEX |
Modifications to the Emerging Markets Bank Incentive Program |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| NFX |
The Exchanges 2015 Trading Calendar is being filed pursuant to Chapter IV, Section 2. |
11/24/2014 |
Certified |
12/09/2014 |
|
1 |
| CME |
Modifications to Agricultural Options Market Maker Program |
11/21/2014 |
Certified |
12/08/2014 |
|
1 |
| CBOT |
Modifications to Agricultural Options Market Maker Program |
11/21/2014 |
Certified |
12/08/2014 |
|
1 |
| ICE US |
Weekly Notification that the Exchange amending Block Trade FAQ correcting outdated references to LIFFE White Sugar and an out of date cross reference in Rule 4.08(b)(iv). |
11/20/2014 |
Certified |
12/05/2014 |
|
1 |
| NYMEX |
NYMEX Iron Ore Incentive Program |
11/20/2014 |
Certified |
12/05/2014 |
|
2 |
| OCX |
NTM 2014-33 provides guidance to market participants regarding the reporting of bilateral block and bilateral EFP trades |
11/20/2014 |
Certified |
12/05/2014 |
|
1 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in Eleven (11) New NYMEX Products and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1412-4 |
11/20/2014 |
Certified |
12/05/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in Eleven (11) New Products and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1412-4 |
11/20/2014 |
Certified |
12/05/2014 |
|
1 |
| CME |
Eurodollar Pack and Bundle Deferred Contract Liquidity Program |
11/19/2014 |
Certified |
12/04/2014 |
|
2 |
| CFE |
Rule Certification that provides for the National Futures Association ("NFA") to administer arbitration functions for the Exchange and puts in place an Addendum to the Regulatory Services Agreement between CFE and NFA to reflect this change. |
11/18/2014 |
Certified |
12/03/2014 |
|
1 |
| CME |
Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") |
11/14/2014 |
Certified |
12/01/2014 |
|
2 |
| CBOT |
Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") |
11/14/2014 |
Certified |
12/01/2014 |
|
2 |
| NYMEX |
Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") |
11/14/2014 |
Certified |
12/01/2014 |
|
2 |
| COMEX |
Adoption of Rule 771 ("Alternative Notice of Intention to Deliver") |
11/14/2014 |
Certified |
12/01/2014 |
|
2 |
| CME |
Clarifying Amendments to Rule 818.C; 8G01; 8H01 |
11/12/2014 |
Certified |
11/26/2014 |
|
2 |
| CBOT |
Clarifying Amendments to Rule 818.C; 8G01; 8H01 |
11/12/2014 |
Withdrawn |
11/26/2014 |
|
1 |
| COMEX |
Clarifying Amendments to Rule 818.C; 8G01; 8H01 |
11/12/2014 |
Withdrawn |
11/26/2014 |
|
1 |
| NYMEX |
Clarifying Amendments to Rule 818.C; 8G01; 8H01 |
11/12/2014 |
Withdrawn |
11/26/2014 |
|
1 |
| MGE |
Weekly notification of rule amendments and memos for week of November 17, 2014. |
11/26/2014 |
Notified |
11/26/2014 |
|
1 |
| MGE |
Certification of amendments to Regulations 2054.00. and 2054.01. |
11/07/2014 |
Certified |
11/24/2014 |
|
1 |
| CFE |
Rule Certification that clarifies requirements pertaining to technical and systems specifications relating to connectivity to and use of the Exchange's trading system, and systems testing. |
11/06/2014 |
Certified |
11/21/2014 |
|
1 |
| CME |
Establishment of Block Trading in the US Dollar/Chilean Peso (USD/CLP) Futures Contract, the Removal of Flex Option Block Trade Capability, and Minor Clarifying Language in the Market Regulation Advisory Notice Related to Options Priced at Cabinet |
11/06/2014 |
Certified |
11/21/2014 |
|
1 |
| CBOT |
Establishment of Block Trading in the US Dollar/Chilean Peso (USD/CLP) Futures Contract, the Removal of Flex Option Block Trade Capability, and Minor Clarifying Language in the Market Regulation Advisory Notice Related to Options Priced at Cabinet |
11/06/2014 |
Certified |
11/21/2014 |
|
1 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold in Five (5) New NYMEX Products, Modification to Existing Block Trade Minimum Thresholds in Three (3) Power Products and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1410-4 |
11/06/2014 |
Certified |
11/21/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold in Five (5) New NYMEX Products, Modification to Existing Block Trade Minimum Thresholds in Three (3) Power Products and Issuance of NYMEX/COMEX Market Regulation Advisory Notice RA1410-4 |
11/06/2014 |
Certified |
11/21/2014 |
|
1 |
| CBOT |
Amendments to Chapter 7 |
10/31/2014 |
Certified |
11/17/2014 |
|
2 |
| CME |
Amendments to Chapter 7 |
10/31/2014 |
Certified |
11/17/2014 |
|
2 |
| CANTOR |
Confidential portion of 40.6 filing; and non-nonfidential portiaon |
10/31/2014 |
Withdrawn |
11/14/2014 |
|
3 |
| TRUEEX |
Self certification of rule amendments. |
10/30/2014 |
Certified |
11/14/2014 |
|
1 |
| NYMEX |
Deletion of NYMEX Rules 990 and 992 |
10/30/2014 |
Certified |
11/14/2014 |
|
1 |
| NYMEX |
Amendments to Chapter 7 |
10/30/2014 |
Certified |
11/14/2014 |
|
4 |
| COMEX |
Amendments to Chapter 7 |
10/30/2014 |
Certified |
11/14/2014 |
|
4 |
| CANTOR |
Resumption of listing trading months in BRITISH POUND SPOT INDEX DIGITAL FLEX SWAPS contract. |
10/29/2014 |
Certified |
11/13/2014 |
|
1 |
| OCX |
Amends OCX Rule 615 - Simultaneous Buying and Selling Order |
10/28/2014 |
Certified |
11/12/2014 |
|
1 |
| ICE US |
Effective November 13, 2014 the Exchange is amending Rule 27.11 to restore the requirement that spread orders may only be entered on behalf of a single individual or firm. |
10/28/2014 |
Certified |
11/12/2014 |
|
1 |
| ICE US |
Effective November 13, 2014, the Rules 6.13 through 6.20 and 6.22 through 6.25 Exchange is amending Rules 6.13 through 6.20 and 6.22 through 6.25 to harmonize the use of "hold or control" in the Exchange speculative position limit rules. |
10/28/2014 |
Certified |
11/12/2014 |
|
1 |
| CME |
Modification to Daily Settlement Price Determinations in Certain CME Agricultural Futures |
10/27/2014 |
Certified |
11/10/2014 |
|
1 |
| MGE |
Weekly notification of rule changes for week of October 27, 2014. |
11/07/2014 |
Notified |
11/07/2014 |
|
1 |
| CME |
Weekly Notification of Rule Amendments - Week of October 27, 2014 |
11/07/2014 |
Notified |
11/07/2014 |
|
1 |
| CBOT |
Revisions to CBOT Rules to Support the Listing of Treasury Invoice Swap Spreads |
10/24/2014 |
Certified |
11/07/2014 |
|
1 |
