| ICE US |
Extension of Capped Liquidity Provider Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures U.S. PMX Flat Fee Option Volume Liquidity Provider Program to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| ICE US |
Extension of Electronic ICE Lots Same Day Only Options Volume Liquidity Provider Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures U.S. Tiered Volume Liquidity Provider Program to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| ICE US |
Extension of Henry Hub Capped Options Liquidity Provider Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures U.S. Henry Hub Tiered Options Volume Liquidity Provider Program to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| ICE US |
Extension of Natural Gas Broker Program |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| ICE US |
Extension of Power Broker Program |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures U.S. PJM Option Waiver Volume Liquidity Provider Program to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| ICE US |
Extension of Henery Hub Penultimate Futures Liquidity Provider Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| NYMEX |
Globex Metals Spreads Incentive Program for Highly Passive Participants |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| COMEX |
Globex Metals Spreads Incentive Program for Highly Passive Participants |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| ICE US |
Effective October 1, 2014 the Exchange is extending the terms of the ICE Futures Physical Environmental Product Program to September 30, 2016. |
09/16/2014 |
Certified |
09/30/2014 |
|
1 |
| NYMEX |
Natural Gas Options Liquidity Provider Program |
09/16/2014 |
Certified |
09/30/2014 |
|
2 |
| ICE US |
Adds a materiality qualifier permitting alterations to contract not deemed material to be implemented to months having open interest. |
09/15/2014 |
Certified |
09/29/2014 |
|
1 |
| NYMEX |
Modifications to Brent Futures and Inter-Commodity Spread Market Maker Program |
09/15/2014 |
Certified |
09/29/2014 |
|
4 |
| NYMEX |
Modifications to Non-Core Crude and Refined Liquidity Provider Program |
09/15/2014 |
Certified |
09/29/2014 |
|
4 |
| NYMEX |
Modifications to Non-Core Crude and Refined Resting Volume Incentive Program |
09/15/2014 |
Certified |
09/29/2014 |
|
2 |
| CME |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| CBOT |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| NYMEX |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| COMEX |
Amendments to Rule 400 ("General Provisions") |
09/10/2014 |
Certified |
09/24/2014 |
|
1 |
| NYMEX |
Establishment of a Block Trade Minimum Threshold for Crude Oil Option on Semi-Annual Strip and Issuance of NYMEX & COMEX Market Regulation Advisory Notice RA1408-4 |
09/05/2014 |
Certified |
09/19/2014 |
|
1 |
| COMEX |
Establishment of a Block Trade Minimum Threshold for Crude Oil Option on Semi-Annual Strip and Issuance of NYMEX & COMEX Market Regulation Advisory Notice RA1408-4 |
09/05/2014 |
Certified |
09/19/2014 |
|
1 |
| CME |
Establishment of a Block Trade Minimum Threshold in 2-Yr, 3-Yr and 5-Yr Eurodollar Futures and Options and Issuance of CME & CBOT Market Regulation Advisory Notice RA1405-3 |
09/05/2014 |
Certified |
09/19/2014 |
|
1 |
| CBOT |
Establishment of a Block Trade Minimum Threshold in 2-Yr, 3-Yr and 5-Yr Eurodollar Futures and Options and Issuance of CME & CBOT Market Regulation Advisory Notice RA1405-3 |
09/05/2014 |
Certified |
09/19/2014 |
|
1 |
| CME |
Bundle Futures Market Maker Program |
09/05/2014 |
Certified |
09/19/2014 |
|
4 |
| OCX |
Removing References to the OCX.BETS and CBOEdirect Platforms |
09/04/2014 |
Certified |
09/18/2014 |
|
1 |
| CFE |
The amendment sets forth an updated CFE Fee Schedule, which will become effective on October 1, 2014. |
09/03/2014 |
Certified |
09/17/2014 |
|
1 |
| CME |
Revision to Rule 623 and Elimination of Two Legacy NYMEX Board Resolutions |
09/02/2014 |
Certified |
09/16/2014 |
|
2 |
| CBOT |
Revision to Rule 623 and Elimination of Two Legacy NYMEX Board Resolutions |
09/02/2014 |
Certified |
09/16/2014 |
|
2 |
| NYMEX |
Revision to Rule 623 and Elimination of Two Legacy NYMEX Board Resolutions |
09/02/2014 |
Certified |
09/16/2014 |
|
2 |
| COMEX |
Revision to Rule 623 and Elimination of Two Legacy NYMEX Board Resolutions |
09/02/2014 |
Certified |
09/16/2014 |
|
2 |
| CME |
Adoption of New Rule 771 ("Alternative Delivery Process") |
09/02/2014 |
Withdrawn |
09/16/2014 |
|
2 |
| CBOT |
Adoption of New Rule 771 ("Alternative Delivery Process") |
09/02/2014 |
Withdrawn |
09/16/2014 |
|
2 |
| NYMEX |
Adoption of New Rule 771 ("Alternative Delivery Process") |
09/02/2014 |
Withdrawn |
09/16/2014 |
|
2 |
| ICE US |
Extends FCM anti-money laundering program requirements to non-member FCMs and adds provisions addressing obligations of Clearing Members and other market participants relating to accounts carried for customers that are subject to economic sanctions. |
09/15/2014 |
Withdrawn |
09/15/2014 |
|
1 |
| CME |
Revision to CME/CBOT/NYMEX/COMEX Rule 409.D ("Appeals") |
08/29/2014 |
Certified |
09/15/2014 |
|
1 |
| CBOT |
Revision to CME/CBOT/NYMEX/COMEX Rule 409.D ("Appeals") |
08/29/2014 |
Certified |
09/15/2014 |
|
1 |
| NYMEX |
Revision to CME/CBOT/NYMEX/COMEX Rule 409.D ("Appeals") |
08/29/2014 |
Certified |
09/15/2014 |
|
1 |
| COMEX |
Revision to CME/CBOT/NYMEX/COMEX Rule 409.D ("Appeals") |
08/29/2014 |
Certified |
09/15/2014 |
|
1 |
| CME |
Revision to Rule 812 to Disallow Settlement Pay/Collect Adjustments Resulting from Changes to a Final Settlement Price After 10 Business Days from Publication of the Final Settlement Price |
08/28/2014 |
Certified |
09/12/2014 |
|
1 |
| CBOT |
Revision to Rule 812 to Disallow Settlement Pay/Collect Adjustments Resulting from Changes to a Final Settlement Price After 10 Business Days from Publication of the Final Settlement Price |
08/28/2014 |
Certified |
09/12/2014 |
|
1 |
| NYMEX |
Revision to Rule 812 to Disallow Settlement Pay/Collect Adjustments Resulting from Changes to a Final Settlement Price After 10 Business Days from Publication of the Final Settlement Price |
08/28/2014 |
Certified |
09/12/2014 |
|
1 |
| COMEX |
Revision to Rule 812 to Disallow Settlement Pay/Collect Adjustments Resulting from Changes to a Final Settlement Price After 10 Business Days from Publication of the Final Settlement Price |
08/28/2014 |
Certified |
09/12/2014 |
|
1 |
| CME |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
| CBOT |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
| NYMEX |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
| COMEX |
Adoption of New Rule 575 ("Disruptive Practices Prohibited") by CME, CBOT, NYMEX and COMEX and Issuance of Market Regulation Advisory Notice RA1405-5 |
08/28/2014 |
Certified |
09/12/2014 |
|
3 |
| NADEX |
EMERGENCY ACTION -Due to decreased activity in the underlying market, Nadex will not be listing its AUD/JPY Binary contracts the week of 8/25/14, in order to avoid delayed settlements. This action also affects Nadex as a DCO. Action was implemented 8/25. |
08/26/2014 |
Certified |
09/10/2014 |
|
2 |
