| NYMEX |
Modifications to NYMEX Crude and Refined Futures Market Maker Program. NYMEX #14-224 |
06/11/2014 |
Certified |
06/26/2014 |
|
1 |
| NYMEX |
Modifications to Cross-Venue Energy Products Incentive Program for High Volume Contributors. NYMEX #14-194 |
06/11/2014 |
Certified |
06/26/2014 |
|
1 |
| NYMEX |
Modifications to the Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributors. NYMEX/COMEX #14-189 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| COMEX |
Modifications to the Combined Energy & Metals Globex Volume Incentive Program for High Volume Contributors. NYMEX/COMEX #14-189 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| NYMEX |
Modifications to the Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributors. NYMEX/COMEX #14-187 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| COMEX |
Modifications to the Energy & Metals ETH & Back Month Globex Volume Incentive Program for High Volume Contributors. NYMEX/COMEX #14-187 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| NYMEX |
Modifications to Brent Futures and Inter-Commodity Spread Market Maker Program. NYMEX #14-196 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| NYMEX |
Modifications to NYMEX Commercial Brent Spread Incentive Program. NYMEX #14-198 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| NYMEX |
Modifications to the NYMEX Natural Gas and Power Incentive Program for Hedge Funds. NYMEX #14-204 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| NYMEX |
Modifications to NYMEX Bi-Venue Energy Tiers Incentive Program. NYMEX #14-207 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| NYMEX |
Modifications to the NYMEX Crude and Refined Calendar Spread Options Incentive Program. NYMEX #14-219 |
06/10/2014 |
Certified |
06/25/2014 |
|
1 |
| NYMEX |
NYMEX Electronic Growth Transition Program. NYMEX #14-221 |
06/10/2014 |
Certified |
06/25/2014 |
|
2 |
| NYMEX |
Modifications to the NYMEX Brent Liquidity Provider Program. NYMEX #14-197 |
06/09/2014 |
Certified |
06/24/2014 |
|
2 |
| NYMEX |
Modifications to Brent - DME Oman Spread Market Maker Program. NYMEX #14-199 |
06/09/2014 |
Certified |
06/24/2014 |
|
2 |
| NYMEX |
Modifications to the Commercial Hedging Incentive Program. NYMEX #14-191 |
06/09/2014 |
Certified |
06/24/2014 |
|
2 |
| NYMEX |
Modifications to NYMEX OTC Broker Incentive Program. NYMEX #14-192 |
06/09/2014 |
Certified |
06/24/2014 |
|
1 |
| NYMEX |
Modifications to the NYMEX OTC Broker Rebate Incentive Program. NYMEX #14-193 |
06/09/2014 |
Certified |
06/24/2014 |
|
1 |
| NYMEX |
Modifications to Energy Natural Gas Cross-Venue Incentive Program for High Volume Participants. NYMEX #14-209 |
06/09/2014 |
Certified |
06/24/2014 |
|
2 |
| NYMEX |
Modifications to NYMEX Energy Products Resting Order Incentive Program. NYMEX #14-188 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
| NYMEX |
Extension of the Volume Incentive Program for NYMEX and COMEX Metals Products. NYMEX/COMEX #14-210 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
| COMEX |
Extension of the Volume Incentive Program for NYMEX and COMEX Metals Products. NYMEX/COMEX #14-210 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
| NYMEX |
Modifications to the NYMEX European Coal and Dry Freight Incentive Program. NYMEX #14-206 |
06/06/2014 |
Certified |
06/21/2014 |
|
1 |
| NYMEX |
Extension of the NYMEX European Carbon Products Globex Incentive Program. NYMEX #14-211 |
06/06/2014 |
Certified |
06/21/2014 |
|
1 |
| NYMEX |
Modifications to NYMEX European and Asian Petroleum Products Incentive Program. NYMEX #14-213 |
06/06/2014 |
Certified |
06/21/2014 |
|
2 |
| NYMEX |
Extension of the NYMEX Brent Crude Oil Last Day Financial Futures Fee Waiver Program. NYMEX #14-200 |
06/06/2014 |
Certified |
06/21/2014 |
|
1 |
| NYMEX |
Implementing the Gulf Coast Refined Products Incentive Program. NYMEX #14-225 |
06/05/2014 |
Certified |
06/20/2014 |
|
2 |
| ICE US |
Amendments to Rule 4.07(d), relieves Clearing Members of the responsibility for ensuring that a block trade executed by one of its customers satisfies the size, reporting and pricing requirement of the Rule. ICE US #14-59 |
06/05/2014 |
Certified |
06/20/2014 |
|
2 |
| NYMEX |
Extension of the Volume Incentive Program for NYMEX Energy Products. NYMEX #14-185 |
06/05/2014 |
Certified |
06/20/2014 |
|
2 |
| NYMEX |
Extension of the NYMEX International Firm Volume Incentive Program. NYMEX #14-186 |
06/05/2014 |
Certified |
06/20/2014 |
|
2 |
| CME |
Implementation of S&P 500 Floor Broker Incentive Program. CME #14-214 |
06/05/2014 |
Certified |
06/20/2014 |
|
1 |
| OCX |
Weekly Futures Rule Change. OCX #14-004A |
06/05/2014 |
Certified |
06/20/2014 |
|
2 |
| ICE US |
Implementing New Precious Metal Futures Contract Designated Market Maker Program. ICE US #14-50 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
| ICE US |
Implementing the Precious Metal Futures Contract Exchange Member Fee Program. ICE US #14-51 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
| ICE US |
Implementing the Precious Metal Futures Broker Rebate Program. ICE US #14-52 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
| ICE US |
Implementing the Precious Metal Futures Volume Incentive Program. ICE US #14-53 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
| ICE US |
Implementing the MSCI Contracts Designated Market Maker Program. ICE US #14-55 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
| ICE US |
Implementing the MSCI Contract Exchange Member Fee Program. ICE US #14-56 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
| ICE US |
Implementing the MSCI Contract Volume Incentive Program. ICE US #14-57 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
| ICE US |
Implementing the Precious Metals Options Contract Designated Market Maker Program. ICE US #14-54 |
06/03/2014 |
Certified |
06/18/2014 |
|
1 |
| CFE |
CFE Rule Amendment to reflect in CFE Rule 513A additional functionality that CFE is adding to its quote risk monitor mechanism risk control. CFE #2014-12 |
06/02/2014 |
Certified |
06/17/2014 |
|
1 |
| NADEX |
Nadex Limits the Number of Orders Trading Members May Submit via FIX Connection |
05/30/2014 |
Certified |
06/14/2014 |
|
1 |
| ICE US |
Amendments to Block Trade Procedures, which changes the end times for block and exchange of options transactions in an expiring energy options contracts on exercise day. ICE US #14-43 |
05/28/2014 |
Certified |
06/12/2014 |
|
1 |
| OCX |
OCX Rule 417 will be modified to decrease the minimum block trading quantity from twenty-five contracts to five contracts for its OCX.NoDivrisk products. OCX #14-003 |
05/28/2014 |
Certified |
06/12/2014 |
|
1 |
| CBOT |
Implementing the USD Deliverable Swap Futures Volume Incentive Program. CBOT #14-154 |
05/28/2014 |
Certified |
06/12/2014 |
|
2 |
| NYMEX |
Implementation of the Agency Broker Cross (ABC) Fee Type. NYMEX/COMEX #14-163 |
05/23/2014 |
Certified |
06/10/2014 |
|
2 |
| COMEX |
Implementation of the Agency Broker Cross (ABC) Fee Type. NYMEX/COMEX #14-163 |
05/23/2014 |
Certified |
06/10/2014 |
|
2 |
| NYLIFFE |
Disciplinary Procedures for Violations of NYSE Liffe US Rules Following the Migration of Contracts to ICE Futures Exchanges and the Vacation of NYLIFFE's Registration as DCM. NYLIFFE #2014-112 |
05/23/2014 |
Certified |
06/10/2014 |
|
1 |
| ICE US |
Disciplinary Procedures for violations of NYSE Liffe US Rules Following the Migration of Contracts to ICE Futures Exchanges. ICE US #14-46 |
05/23/2014 |
Certified |
06/10/2014 |
|
1 |
| CME |
Revisions to NYMEX/COMEX Rule 539, to establish an additional order entry protocol by which brokers may submit certain futures and options on futures orders into CME Globex. CME/CBOT/NYMEX/COMEX #14-184 |
05/23/2014 |
Certified |
06/10/2014 |
|
1 |
| CBOT |
Revisions to NYMEX/COMEX Rule 539, to establish an additional order entry protocol by which brokers may submit certain futures and options on futures orders into CME Globex. CME/CBOT/NYMEX/COMEX #14-184 |
05/23/2014 |
Certified |
06/10/2014 |
|
1 |
