NYMEX |
Permits Block Trades in NYMEX Gulf Coast Sour Crude Oil Futures. NYMEX #09-319 |
12/28/2009 |
Certified |
04/30/2010 |
|
1 |
ICE US |
Authorizes the President to make interim committee appointments/removals, gives the ROC certain supervisory authority, requires the ROC to file an annual assessment, conforms the ROC's duties to those listed in CP 15, etc. ICE US #10-9 |
03/18/2010 |
Certified |
04/28/2010 |
|
1 |
CBOT |
Implements a Market Maker Program in support of Long-Term US Treasury Bond futures. CBOT #09-297 |
12/14/2009 |
Certified |
04/21/2010 |
|
1 |
ICE US |
Extends the Russell Futures Market Maker Program and Options Market Maker Programs and New USDX Market Maker Program. ICE US #10-11 |
03/18/2010 |
Certified |
04/21/2010 |
|
1 |
CANTOR |
Adopts Cantor Futures Exchange, L.P. Rules |
04/20/2010 |
Approved |
04/20/2010 |
|
1 |
TRENDEX |
Requests Approval of Media Derivatives, Inc. Rulebook as part of its DCM designation request. |
03/16/2010 |
Approved |
04/16/2010 |
|
1 |
CME |
Provides Notification of Extension of CME Foreign Exchange Market Maker Programs: and Addition of E-micro FX Market Maker Program. CME #09-307 |
12/10/2009 |
Certified |
04/15/2010 |
|
1 |
ICE US |
Amends Rule 27.11(a)(iv) and Appendix I(4) of Chapter 27 to establish the allowable set price for Stop Limit Orders and the Exchange-set protection price limit for Stop Orders with Protection. ICE US #09-37 |
09/09/2009 |
Certified |
04/15/2010 |
|
1 |
CME |
Provides notification of Extension of CME Weather Product Market Maker Program. CME #10-045 |
02/12/2010 |
Certified |
04/14/2010 |
|
1 |
ICE US |
Rules 6.25 and 27.18(d) - deemed non-material, housekeeping changes being made to conform the Rules as amended by the Exchange's Board of Directors. ICE US (Supp) #10-15 |
04/14/2010 |
Certified |
04/14/2010 |
|
1 |
NYMEX |
Amends RGGI Contracts, including the harmonization of the termination of trading and force majeure provisions. NYMEX #10-020 |
01/21/2010 |
Certified |
04/13/2010 |
|
1 |
NYMEX |
Harmonizes the termination of trading and force majeure provisions for the RGGI contracts in addition to amending the contracts to accommodate for the delivery of contracts with four specific vintage years. NYMEX #10-20 |
01/21/2010 |
Certified |
04/13/2010 |
|
2 |
CME |
Amends Rule 539, concerning the requirements for engaging in allowable pre-execution communications an all CME, NYMEX and COMEX options and in CBOT Interest Rate, Ethanol and Dow options trading on CME Globex. #10-088 |
04/01/2010 |
Certified |
04/13/2010 |
|
1 |
CBOT |
Amends Rule 539, concerning the requirements for engaging in allowable pre-execution communications an all CME, NYMEX and COMEX options and in CBOT Interest Rate, Ethanol and Dow options trading on CME Globex. #10-088 |
04/01/2010 |
Certified |
04/13/2010 |
|
1 |
NYMEX |
Amends Rule 539, concerning the requirements for engaging in allowable pre-execution communications an all CME, NYMEX and COMEX options and in CBOT Interest Rate, Ethanol and Dow options trading on CME Globex. #10-088 |
04/01/2010 |
Certified |
04/13/2010 |
|
1 |
NYLIFFE |
Extends the Designated Market Maker Program in 100 oz and mini-sized Gold and 5000 oz. and mini-sized Silver Futures Contracts. NYLIFFE #2010-105 |
03/29/2010 |
Certified |
04/05/2010 |
|
1 |
OCX |
Revises the OneChicago Policy for Error Trades and Mistrades and Adoption of Fee Schedule. |
03/26/2010 |
Certified |
04/02/2010 |
|
1 |
CBOT |
Makes minor language changes to CME and CBOT Rule 809.A, to clarify that clearing firms must submit accurate trade data to the Clearing House by the time requested. CME/CBOT #10-081 |
04/21/2010 |
Certified |
03/31/2010 |
|
1 |
CME |
Makes minor language changes to CME and CBOT Rule 809.A, to clarify that clearing firms must submit accurate trade data to the Clearing House by the time requested. CME/CBOT #10-081 |
04/21/2010 |
Certified |
03/31/2010 |
|
1 |
CME |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Delays the effective date for the rule changes concerning the Harmonization of NYMEX & COMEX Trade Practice Rules with CME Rules, until 9-14-09. CME/CBOT/NYMEX #09-160 |
08/11/2009 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Provides notification of the NYMEX Market Maker Program for Brent and Gasoil. NYMEX #10-011 |
01/08/2010 |
Certified |
03/30/2010 |
|
1 |
CME |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Amends references from "mini-sized" contracts to alternative sized contracts to harmonize rules of all exchanges, based on CME also offering E-micro currency contracts. CME/CBOT/NYMEX #09-214 |
09/25/2009 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Harmonizes the COMEX Bylaws with the NYMEX, CME and CBOT Bylaws. NYMEX #08.118 |
12/03/2008 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Revises effective date for CME/CBOT rule changes in connection with Harmonization of NYMEX & COMEX Trade Practice Rules with CME. CME/CBOT #09-151 |
08/21/2009 |
Certified |
03/30/2010 |
|
1 |
CME |
Revises effective date for CME/CBOT rule changes in connection with Harmonization of NYMEX & COMEX Trade Practice Rules with CME. CME/CBOT #09-151 |
08/21/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Revises CME Group Market Regulation Advisory Notice RA0903-5 and New Advisory Notice RA0906-5 regarding Pre-Execution Communications. CME/CBOT/NYMEX #09-181 |
08/28/2009 |
Certified |
03/30/2010 |
|
1 |
CME |
Revises CME Group Market Regulation Advisory Notice RA0903-5 and New Advisory Notice RA0906-5 regarding Pre-Execution Communications. CME/CBOT/NYMEX #09-181 |
08/28/2009 |
Certified |
03/30/2010 |
|
1 |
CME |
Revises CME Market Regulation Advisory Notice RA0902-2. CME #09-180 |
08/28/2009 |
Certified |
03/30/2010 |
|
1 |
ELX |
Amends ELX Rule VI-10 to reference rules governing transfer, block and EFRP trades and clarify that such trades are covered by the rule. ELX 2010-003 |
01/15/2010 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Provides Market Regulation Advisory Notice RA1002-1, concerning the location on the trading floor for the pit trading of intermarket spreads and relocates spread trading involving several Soybean complex products to a new location. CBOT #10-085 |
03/30/2010 |
Certified |
03/30/2010 |
|
1 |
CME |
Notifies the CFTC of the issuance of Market Regulation Advisory Notice RA0901-5. ("Identification and Registration of Globex Operator IDs") (Tag 50 IDs) CME/CBOT/NYMEX #09-028 |
02/19/2009 |
Certified |
03/30/2010 |
|
1 |
ELX |
Clarifies provisions of ELX Rules III-3 (Restrictions on Certain Persons Who Possess Material, Non-Public Information; Trading Prohibitions) and VI-10 (Responsibility for Procedures to Assure Compliance). ELX 2009-019 |
11/06/2009 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Changes the Effective Date of Implementation of NYMEX Rules 6.01 and 104.03 and Deletion of NYMEX Rule 450. NYMEX #8.119(R) |
12/30/2008 |
Certified |
03/30/2010 |
|
1 |
CME |
Amends various CME and CBOT rules in connection with NYMEX/COMEX adopting substantially harmonized membership rules as part of the process of harmonizing the NYMEX/COMEX Rulebook with that of CME & CBOT. CME/CBOT #09-040 |
03/06/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Amends various CME and CBOT rules in connection with NYMEX/COMEX adopting substantially harmonized membership rules as part of the process of harmonizing the NYMEX/COMEX Rulebook with that of CME & CBOT. CME/CBOT #09-040 |
03/06/2009 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Harmonizes NYMEX/COMEX membership rules with those of CME and CBOT, to the greatest extent possible. NYMEX #09.38 |
03/06/2009 |
Certified |
03/30/2010 |
|
1 |
CME |
Modifies Clearing Membership Assignment Requirements (Rule 902) in connection with the NYMEX Rulebook harmonization process. CME/CBOT/NYMEX #09.122 |
06/25/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Allows for pre-execution communications with respect to CBOT Ethanol and Dow options trades on Globex (CBOT Rule 539) on 7/6/09. CBOT #09-123 |
06/26/2009 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Amends NYMEX Chapter 2 to harmonize with CME/CBOT rules, eliminating the sponsorship requirements for NYMEX/COMEX membership applicants and removing the general requirement that applications be approved by a subcommittee. NYMEX #08.91 |
09/23/2008 |
Certified |
03/30/2010 |
|
1 |
CME |
Amends certain rules pertaining to the clearing of OTC CDS products; modifications to the Clearing House default waterfall procedures as well as a revision in rule language from "security deposit" to guaranty fund.". CME/CBOT/NYMEX #09-310 |
12/28/2009 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Harmonizes NYMEX disciplinary, clearing, clearing-related and electronic trading rules with the CME and CBOT rulebooks and the COMEX Bylaws with CME Bylaws. NYMEX #08.119 |
11/14/2008 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Amends certain rules pertaining to the clearing of OTC CDS products; modifications to the Clearing House default waterfall procedures as well as a revision in rule language from "security deposit" to guaranty fund.". CME/CBOT/NYMEX #09-310 |
12/28/2009 |
Certified |
03/30/2010 |
|
1 |
CBOT |
Changes to CBOT rules in Connection with NYMEX/COMEX Rulebook Harmonization. CME & CBOT #08-176 |
11/14/2008 |
Certified |
03/30/2010 |
|
1 |
CME |
Changes to CME rules in Connection with NYMEX/COMEX Rulebook Harmonization. CME & CBOT #08-176 |
11/14/2008 |
Certified |
03/30/2010 |
|
1 |
CME |
Provides Market Reg Notice RA0903-5 concerning the requirements for engaging in pre-execution communications with respect to Globex trades. CME/CBOT/NYMEX #09.146 |
07/30/2009 |
Certified |
03/30/2010 |
|
1 |
NYLIFFE |
Announces the appointment for a new term, of NYSE Liffe US Designated Market Makers for Metals. NYLiffe #32/2009. NYSE Liffe US 2009-122 |
12/29/2009 |
Certified |
03/30/2010 |
|
1 |
NYMEX |
Modifies Rule 533 to correct requirements with respect to procedures for reporting simultaneous buys and sells executed by a single member. NYMEX #09.149 |
07/31/2009 |
Certified |
03/29/2010 |
|
1 |