Designated Contract Market Rules

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Organization Filing Description Receipt Date Status Date Remarks Documents
COMEX Issuing Market Regulation Advisory Notice RA 1006-4, which notifies market participants of upcoming revisions to Rule 524 (TAS and Matched Orders). NYMEX/COMEX #10-306 10/21/2010 Certified 11/22/2010 1
ICE US Amending Rule 27.03 to specify the standard of review for direct access applications and to establish a right of appeal to a panel comprised of three members of the Business Conduct Committee ("BCC"). ICE Futures U.S. (10-47) 10/29/2010 Certified 11/22/2010 1
ICE US Amendments to the reference chart listing the No Cancellation Ranges for the Exchange futures and options contracts trading on the Exchange's electronic trading platform, for "Coffee" and "Cotton No.2". ICE US #10-48 10/29/2010 Certified 11/22/2010 1
CME Amending each exchange's Rule 588.G. to delete the no-bust range for the "E-mini S&P Asia 50" futures contract, given its scheduled delisting on November 21, 2010. CME/CBOT/NYMEX #10-346 11/19/2010 Certified 11/19/2010 1
CBOT Amending each exchange's Rule 588.G. to delete the no-bust range for the "E-mini S&P Asia 50" futures contract, given its scheduled delisting on November 21, 2010. CME/CBOT/NYMEX #10-346 11/19/2010 Certified 11/19/2010 1
NYMEX Amending each exchange's Rule 588.G. to delete the no-bust range for the "E-mini S&P Asia 50" futures contract, given its scheduled delisting on November 21, 2010. CME/CBOT/NYMEX #10-346 11/19/2010 Certified 11/19/2010 1
ICE US Thanksgiving Holiday Trading Hours. ICE US #10-51 11/19/2010 Certified 11/19/2010 1
CBOT Implementing CBOT Market Maker Program for 2-Year, 5-Year, and 10-Year On-The-Run US Treasury Note Futures. CBOT #10-307 10/22/2010 Certified 11/19/2010 1
GREENX Implementing a Market Maker program for European Union Allowance (EUA) and Certified Emission Reduction (CER) contracts, which are intended to be transitioned from NYMEX to GreenX on January 24, 2010. GREENEX #2010-03 11/12/2010 Certified 11/19/2010 1
NADEX Nadex Amends its Product Schedule Guidelines for Holidays 11/18/2010 Certified 11/18/2010 1
NADEX Revised Amendment to Holiday Product Schedule Guidelines. 11/18/2010 Certified 11/18/2010 1
COMEX Waiving exchange and delivery fees on the e-micro gold futures contract scheduled to launch on October 3, 2010. (COMEX #10-279) 09/29/2010 Certified 11/18/2010 1
CME Amending Rule 588.G to modify the no bust range for Snowfall from 50 ticks or 5 inches to 2 inches due to a recent contract configuration. CME/CBOT/NYMEX #10-300 10/18/2010 Certified 11/10/2010 1
CBOT Amending Rule 588.G to modify the no bust range for Snowfall from 50 ticks or 5 inches to 2 inches due to a recent contract configuration. CME/CBOT/NYMEX #10-300 10/18/2010 Certified 11/10/2010 1
NYMEX Amending Rule 588.G to modify the no bust range for Snowfall from 50 ticks or 5 inches to 2 inches due to a recent contract configuration. CME/CBOT/NYMEX #10-300 10/18/2010 Certified 11/10/2010 1
ICE US Amendments to Softs Market Maker Program. ICE US #10-46 10/28/2010 Certified 11/09/2010 1
NFX Changes made to reflect the current name of NASDAQ OMX PHLX LLC throughout the NFX Rules. NFX #2010-11 11/03/2010 Certified 11/08/2010 1
CME Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 10/26/2010 Certified 11/04/2010 1
CBOT Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 10/26/2010 Certified 11/04/2010 1
NYMEX Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 10/26/2010 Certified 11/04/2010 1
ICE US Trading Hours for Veterans Day. ICE US #10-49 11/03/2010 Certified 11/03/2010 1
ICE US Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window for Cocoa Contracts. ICE US #10-45 10/27/2010 Certified 10/27/2010 1
CME Revision to CME Rule 501 eliminating outdated language which was previously deleted from CME rules. CME #10-309 10/26/2010 Certified 10/26/2010 1
ICE US Amendment to Rule 27.11 which provides for the execution of Option Spreads on ETS. ICE US #10-42 10/18/2010 Certified 10/25/2010 2
ICE US Amendments to Appendix I of Chapter 27 and Guidelines for the treatment of short-term price spikes. ICE US #10-43 10/21/2010 Certified 10/25/2010 1
CME Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 10/20/2010 Certified 10/22/2010 1
CBOT Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 10/20/2010 Certified 10/22/2010 1
NYMEX Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 10/20/2010 Certified 10/22/2010 1
MGE Clarifies and codifies that after the last day of trading Hard Red Spring Wheat futures, exchange for physical and exchange for risk transactions are permitted only for the purpose of liquidating futures positions. 02/17/2010 Certified 10/22/2010 1
CANTOR Rule amendments clarifying that a Participant may have more than one Account if approved by the Exchange; an Affiliate of the Exchange may trade as a market maker; and Participants may appoint a third party with trading discretion. CANTOR #2010-2 10/08/2010 Certified 10/21/2010 1
CANTOR Rule amendment clarifies the Exchange's ability to carry out the terms of information sharing agreements into which it has entered. CANTOR #2010-3 10/08/2010 Certified 10/21/2010 1
ICE US Amendment to Rule 27.11 provides for the execution of Options Spreads on ETS as a result of the enhanced option functionalities. ICE US #10-42 10/13/2010 Certified 10/20/2010 1
MGE Clarifies and codifies the requirement that clearing members and brokers look at both the electronic and open outcry trading platforms for best price before sending a customer order to either platform for potential execution. Regulation 2067.00 02/22/2010 Certified 10/20/2010 1
CME Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 09/14/2010 Certified 10/19/2010 1
CBOT Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 09/14/2010 Certified 10/19/2010 1
NYMEX Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 09/14/2010 Certified 10/19/2010 1
CANTOR Deletion of terms "DBOR," "DBOR Contract," and "DBOR Contract Rules" and amendment to term "Participant Clearing Account" under Exchange Rules. CANTOR # 2010-1. 10/08/2010 Certified 10/19/2010 1
NYLIFFE Changes to Dynamic Price Limits for 5,000 Oz. and Mini-Sized Silver Futures. 10/06/2010 Certified 10/18/2010 1
COMEX New Maket Maker Program for E-micro Gold Futures. Comex #10-283 10/01/2010 Certified 10/14/2010 1
COMEX Revision to COMEX E-micro Gold Futures Market Making Program. COMEX #10-283R 10/04/2010 Certified 10/14/2010 1
ICE US Amendments to Rule 27.11 to establish stop-limit orders and stop orders with protection for calendar spreads and Standing Resolution No. 7 to authorize the President to change the Calendar Spread Stop-Limit Order Range. ICE US #10-39. 10/07/2010 Certified 10/14/2010 1
NFX Suspends Trading of all IDEX Interest Rate Swap Futures, in order to upgrade the Risk Management System (December 31, 2008) PBOT #2008-20 01/02/2009 Certified 10/14/2010 1
KCBT Amendments to Rule 1111.04 providing for a wheat options post settlement trading session and Rule 2505.00 revising the closing time for wheat options open outcry trading. 09/29/2010 Certified 10/13/2010 1
NYMEX NYMEX is lowering the minimum block trade thresholds in three NYMEX core energy products. NYMEX #10-270 09/22/2010 Certified 10/12/2010 1
NYMEX Amendments to NYMEX Rule 300.08(A) amending its rules to change the deadline for submission of NYMEX/COMEX option exercise or abandon notices to the Exchange. #10-280 09/30/2010 Certified 10/12/2010 1
NADEX Amends the Rulebook to include new rules pertaining to intermediation, as well as to amend the language in several other rules. 04/07/2010 Certified 10/10/2010 1
CFE Revising notification provisions for ECRP transactions and Block Trades (CFE #2010-10). 09/24/2010 Certified 10/07/2010 1
OCX Amendment No.1 to OCX-OCC Clearing Agreement provides for the clearing of securities futures contracts adjusted for all dividends or distributions issued for the security underlying such contract, and for the indemnification by OCX of OCC. 09/29/2010 Certified 10/07/2010 1
CME Revising Rule 505 to clarify that industry registrants may not operate from booth space on the trading floor unless they are members or member firms or wholly owned by members or member firms. CME/CBOT/NYMEX #10-264 09/20/2010 Certified 10/06/2010 1
CBOT Revising Rule 505 to clarify that industry registrants may not operate from booth space on the trading floor unless they are members or member firms or wholly owned by members or member firms. CME/CBOT/NYMEX #10-264 09/20/2010 Certified 10/06/2010 1