COMEX |
Issuing Market Regulation Advisory Notice RA 1006-4, which notifies market participants of upcoming revisions to Rule 524 (TAS and Matched Orders). NYMEX/COMEX #10-306 |
10/21/2010 |
Certified |
11/22/2010 |
|
1 |
ICE US |
Amending Rule 27.03 to specify the standard of review for direct access applications and to establish a right of appeal to a panel comprised of three members of the Business Conduct Committee ("BCC"). ICE Futures U.S. (10-47) |
10/29/2010 |
Certified |
11/22/2010 |
|
1 |
ICE US |
Amendments to the reference chart listing the No Cancellation Ranges for the Exchange futures and options contracts trading on the Exchange's electronic trading platform, for "Coffee" and "Cotton No.2". ICE US #10-48 |
10/29/2010 |
Certified |
11/22/2010 |
|
1 |
CME |
Amending each exchange's Rule 588.G. to delete the no-bust range for the "E-mini S&P Asia 50" futures contract, given its scheduled delisting on November 21, 2010. CME/CBOT/NYMEX #10-346 |
11/19/2010 |
Certified |
11/19/2010 |
|
1 |
CBOT |
Amending each exchange's Rule 588.G. to delete the no-bust range for the "E-mini S&P Asia 50" futures contract, given its scheduled delisting on November 21, 2010. CME/CBOT/NYMEX #10-346 |
11/19/2010 |
Certified |
11/19/2010 |
|
1 |
NYMEX |
Amending each exchange's Rule 588.G. to delete the no-bust range for the "E-mini S&P Asia 50" futures contract, given its scheduled delisting on November 21, 2010. CME/CBOT/NYMEX #10-346 |
11/19/2010 |
Certified |
11/19/2010 |
|
1 |
ICE US |
Thanksgiving Holiday Trading Hours. ICE US #10-51 |
11/19/2010 |
Certified |
11/19/2010 |
|
1 |
CBOT |
Implementing CBOT Market Maker Program for 2-Year, 5-Year, and 10-Year On-The-Run US Treasury Note Futures. CBOT #10-307 |
10/22/2010 |
Certified |
11/19/2010 |
|
1 |
GREENX |
Implementing a Market Maker program for European Union Allowance (EUA) and Certified Emission Reduction (CER) contracts, which are intended to be transitioned from NYMEX to GreenX on January 24, 2010. GREENEX #2010-03 |
11/12/2010 |
Certified |
11/19/2010 |
|
1 |
NADEX |
Nadex Amends its Product Schedule Guidelines for Holidays |
11/18/2010 |
Certified |
11/18/2010 |
|
1 |
NADEX |
Revised Amendment to Holiday Product Schedule Guidelines. |
11/18/2010 |
Certified |
11/18/2010 |
|
1 |
COMEX |
Waiving exchange and delivery fees on the e-micro gold futures contract scheduled to launch on October 3, 2010. (COMEX #10-279) |
09/29/2010 |
Certified |
11/18/2010 |
|
1 |
CME |
Amending Rule 588.G to modify the no bust range for Snowfall from 50 ticks or 5 inches to 2 inches due to a recent contract configuration. CME/CBOT/NYMEX #10-300 |
10/18/2010 |
Certified |
11/10/2010 |
|
1 |
CBOT |
Amending Rule 588.G to modify the no bust range for Snowfall from 50 ticks or 5 inches to 2 inches due to a recent contract configuration. CME/CBOT/NYMEX #10-300 |
10/18/2010 |
Certified |
11/10/2010 |
|
1 |
NYMEX |
Amending Rule 588.G to modify the no bust range for Snowfall from 50 ticks or 5 inches to 2 inches due to a recent contract configuration. CME/CBOT/NYMEX #10-300 |
10/18/2010 |
Certified |
11/10/2010 |
|
1 |
ICE US |
Amendments to Softs Market Maker Program. ICE US #10-46 |
10/28/2010 |
Certified |
11/09/2010 |
|
1 |
NFX |
Changes made to reflect the current name of NASDAQ OMX PHLX LLC throughout the NFX Rules. NFX #2010-11 |
11/03/2010 |
Certified |
11/08/2010 |
|
1 |
CME |
Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 |
10/26/2010 |
Certified |
11/04/2010 |
|
1 |
CBOT |
Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 |
10/26/2010 |
Certified |
11/04/2010 |
|
1 |
NYMEX |
Reduction of CME Group Share Requirement for Clearing and Corporate Equity Member Firms. CME/CBOT/NYMEX #10-286 |
10/26/2010 |
Certified |
11/04/2010 |
|
1 |
ICE US |
Trading Hours for Veterans Day. ICE US #10-49 |
11/03/2010 |
Certified |
11/03/2010 |
|
1 |
ICE US |
Temporary Changes to the Electronic Opening Times for Sugar No.11, Coffee "C" and Cocoa Futures and Options Contracts and Settlement Window for Cocoa Contracts. ICE US #10-45 |
10/27/2010 |
Certified |
10/27/2010 |
|
1 |
CME |
Revision to CME Rule 501 eliminating outdated language which was previously deleted from CME rules. CME #10-309 |
10/26/2010 |
Certified |
10/26/2010 |
|
1 |
ICE US |
Amendment to Rule 27.11 which provides for the execution of Option Spreads on ETS. ICE US #10-42 |
10/18/2010 |
Certified |
10/25/2010 |
|
2 |
ICE US |
Amendments to Appendix I of Chapter 27 and Guidelines for the treatment of short-term price spikes. ICE US #10-43 |
10/21/2010 |
Certified |
10/25/2010 |
|
1 |
CME |
Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 |
10/20/2010 |
Certified |
10/22/2010 |
|
1 |
CBOT |
Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 |
10/20/2010 |
Certified |
10/22/2010 |
|
1 |
NYMEX |
Amendments to Rule 588.G that modify the no bust ranges to include On-the-Run US Treasury ("OTR") contracts given the impending launch of the OTR futures contract. CME/CBOT/NYMEX #10-304 |
10/20/2010 |
Certified |
10/22/2010 |
|
1 |
MGE |
Clarifies and codifies that after the last day of trading Hard Red Spring Wheat futures, exchange for physical and exchange for risk transactions are permitted only for the purpose of liquidating futures positions. |
02/17/2010 |
Certified |
10/22/2010 |
|
1 |
CANTOR |
Rule amendments clarifying that a Participant may have more than one Account if approved by the Exchange; an Affiliate of the Exchange may trade as a market maker; and Participants may appoint a third party with trading discretion. CANTOR #2010-2 |
10/08/2010 |
Certified |
10/21/2010 |
|
1 |
CANTOR |
Rule amendment clarifies the Exchange's ability to carry out the terms of information sharing agreements into which it has entered. CANTOR #2010-3 |
10/08/2010 |
Certified |
10/21/2010 |
|
1 |
ICE US |
Amendment to Rule 27.11 provides for the execution of Options Spreads on ETS as a result of the enhanced option functionalities. ICE US #10-42 |
10/13/2010 |
Certified |
10/20/2010 |
|
1 |
MGE |
Clarifies and codifies the requirement that clearing members and brokers look at both the electronic and open outcry trading platforms for best price before sending a customer order to either platform for potential execution. Regulation 2067.00 |
02/22/2010 |
Certified |
10/20/2010 |
|
1 |
CME |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
CBOT |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
NYMEX |
Amendment requiring clearing member firms to provide timely notification to the Exchange each time there is a material change in key management personnel who are responsible to act on behalf of the clearing member firm. CME/CBOT/NYMEX #10-260 |
09/14/2010 |
Certified |
10/19/2010 |
|
1 |
CANTOR |
Deletion of terms "DBOR," "DBOR Contract," and "DBOR Contract Rules" and amendment to term "Participant Clearing Account" under Exchange Rules. CANTOR # 2010-1. |
10/08/2010 |
Certified |
10/19/2010 |
|
1 |
NYLIFFE |
Changes to Dynamic Price Limits for 5,000 Oz. and Mini-Sized Silver Futures. |
10/06/2010 |
Certified |
10/18/2010 |
|
1 |
COMEX |
New Maket Maker Program for E-micro Gold Futures. Comex #10-283 |
10/01/2010 |
Certified |
10/14/2010 |
|
1 |
COMEX |
Revision to COMEX E-micro Gold Futures Market Making Program. COMEX #10-283R |
10/04/2010 |
Certified |
10/14/2010 |
|
1 |
ICE US |
Amendments to Rule 27.11 to establish stop-limit orders and stop orders with protection for calendar spreads and Standing Resolution No. 7 to authorize the President to change the Calendar Spread Stop-Limit Order Range. ICE US #10-39. |
10/07/2010 |
Certified |
10/14/2010 |
|
1 |
NFX |
Suspends Trading of all IDEX Interest Rate Swap Futures, in order to upgrade the Risk Management System (December 31, 2008) PBOT #2008-20 |
01/02/2009 |
Certified |
10/14/2010 |
|
1 |
KCBT |
Amendments to Rule 1111.04 providing for a wheat options post settlement trading session and Rule 2505.00 revising the closing time for wheat options open outcry trading. |
09/29/2010 |
Certified |
10/13/2010 |
|
1 |
NYMEX |
NYMEX is lowering the minimum block trade thresholds in three NYMEX core energy products. NYMEX #10-270 |
09/22/2010 |
Certified |
10/12/2010 |
|
1 |
NYMEX |
Amendments to NYMEX Rule 300.08(A) amending its rules to change the deadline for submission of NYMEX/COMEX option exercise or abandon notices to the Exchange. #10-280 |
09/30/2010 |
Certified |
10/12/2010 |
|
1 |
NADEX |
Amends the Rulebook to include new rules pertaining to intermediation, as well as to amend the language in several other rules. |
04/07/2010 |
Certified |
10/10/2010 |
|
1 |
CFE |
Revising notification provisions for ECRP transactions and Block Trades (CFE #2010-10). |
09/24/2010 |
Certified |
10/07/2010 |
|
1 |
OCX |
Amendment No.1 to OCX-OCC Clearing Agreement provides for the clearing of securities futures contracts adjusted for all dividends or distributions issued for the security underlying such contract, and for the indemnification by OCX of OCC. |
09/29/2010 |
Certified |
10/07/2010 |
|
1 |
CME |
Revising Rule 505 to clarify that industry registrants may not operate from booth space on the trading floor unless they are members or member firms or wholly owned by members or member firms. CME/CBOT/NYMEX #10-264 |
09/20/2010 |
Certified |
10/06/2010 |
|
1 |
CBOT |
Revising Rule 505 to clarify that industry registrants may not operate from booth space on the trading floor unless they are members or member firms or wholly owned by members or member firms. CME/CBOT/NYMEX #10-264 |
09/20/2010 |
Certified |
10/06/2010 |
|
1 |