| CME |
Permits block trading in the CME Lehman Brothers U.S. Aggregate Index Futures Contract with a 50 contract minimum trade requirement. CME #07-68 |
08/28/2007 |
Certified |
09/14/2007 |
|
1 |
| ICE US |
Amends the Procedures for Block Trades to allow Floor Brokers to report and submit Block Trades. ICE US #07-54 |
09/12/2007 |
Certified |
09/14/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CME |
Implements a market making program in the E-mini S&P Midcap 400 and EminiS&P Small Cap 600 contracts. CME #07-72. CME submitted No. 07-72R on September 12 to supplement this submission. |
08/31/2007 |
Certified |
09/12/2007 |
|
1 |
| CME |
Provides for a market maker program in the E-mini S&P Midcap 400 and E-mini S&P Small Cap 600 contracts. CME #07-72R. This submission supplements the previous Submission No. 07-72 dated August 30, 2007. |
09/12/2007 |
Certified |
09/12/2007 |
|
1 |
| NYMEX |
Adds a Liquidity Provider Program for the Brent Crude Oil Contract ("BZ"). NYMEX #07-101 |
08/22/2007 |
Certified |
09/11/2007 |
|
2 |
| CBOT |
Establishes an ex-pit surcharge applicable to OTC Ethanol Basis Swap products. CBOT #2822.01 |
09/10/2007 |
Certified |
09/11/2007 |
|
1 |
| CME |
Adopts rules governing the trading of futures and options on futures for softwood pulp, including a block trade minimum size of 5 contracts. The contracts will be listed electronically only. CME #07-71 |
08/31/2007 |
Certified |
09/07/2007 |
|
1 |
| USFE |
Announces the extension of trading hours to 23 hours beginning Sept. 17, 2007, and represents that USFE Operations will be fully staffed to cover the markets. USFE #07-07 |
09/06/2007 |
Certified |
09/07/2007 |
|
1 |
| ICE US |
Authorizes the Chairman of the Board to Appoint, Add or Remove Committee Members (Subject to Board Ratification) and Authorizes the Disclosure of Trading and Other Information Concerning Members and Customers in Certain Circumstances. NYBOT #07-29 |
04/12/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Changes Duration of Opening Call. NYBOT # 07-05 |
02/02/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Resolution Delegating Authority to Set Electronic Trading Hours; Changes ETS Trading Hours and Deletes Specified Electronic Trading Hours Table. NYBOT No. 07-14 |
02/15/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Reduces Electronic Trading Hours for Sugar No. 14. NYBOT No. 07-15 |
02/16/2007 |
Certified |
09/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Deletes Block Trade reporting and submission procedures from the Rulebook and puts them in Exchange procedures; Expands the products for which Block Trades are permissible to include agriculturals. NYBOT #07-46 |
08/14/2007 |
Certified |
09/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Adopts new electronic trading hours for several Index contracts of 8:00 pm until 6:00 pm of the following day; the settlement prices will continue to be determined at 3:00 pm for the U.S. Dollar Index and 4:15 pm for the Russell contracts. ICE US #07-50 |
09/04/2007 |
Certified |
09/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CFE |
Updates the CFE Fee Schedule to provide a rebate for "day trades". The rebate will be in effect on a pilot basis from September 4, 2007 through December 31, 2007. CFE# 2007-10 |
08/31/2007 |
Certified |
09/04/2007 |
|
1 |
| ICE US |
Notifies the CFTC that NYBOT will change its corporate name to ICE Futures U.S., Inc. as of September 3, 2007. |
08/31/2007 |
Certified |
08/31/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Expands the Exchange Options Market Maker Program to include NYMEX Heating Oil and RBOB options contracts NYMEX #07-103 |
08/22/2007 |
Certified |
08/30/2007 |
|
1 |
| CBOT |
Modifies daily settlement procedures for the first two listed quarterly contract months and all intermediate serial months of the 30-Year U.S. Treasury Bond options by reference to electronic trading rather than to open auction trading. CBOT #2820.01 |
08/28/2007 |
Certified |
08/30/2007 |
|
1 |
| CME |
Adds the no bust ranges for Ardour Global Index, E-mini S&P Smallcap 600 and Softwood Pulp and removes the NYMEX 3-2-1 contract. CME #07-65 |
08/28/2007 |
Certified |
08/28/2007 |
|
1 |
| NFX |
Modifies the timeframe within which a membership share may be disposed of by PBOT, amending the "one year after payment is due" language to "sixty days after notice of arrearages." PBOT #2007-15 |
08/22/2007 |
Certified |
08/27/2007 |
|
1 |
| ICE US |
Eliminates Clearing Member requirement to retain 2 FINEX Trading permits; eliminates lessee and lessor rates exchange fees provision; transfers to staff the authority to determine daily price limits, and changes in the minimum tick size. NYBOT #07-44 |
08/14/2007 |
Certified |
08/24/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Provides for the Russell 2000 Market Maker Programs, Floor Member/Market Maker/Volume Transition Program and amendments to the Incentive Fee program. NYBOT #07-47 |
08/14/2007 |
Certified |
08/24/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Amends Bylaws to allow changes to terms and conditions beyond the current 24 months even if the contract has open interest. NYBT #07-45 |
08/14/2007 |
Certified |
08/24/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| USFE |
Amends Part 4 rules to account for the launch of new futures contracts on Weatherbid Indexes on August 24, 2007, including minimum block trade sizes and maximum electronic trade sizes. USFE #07-6 |
08/15/2007 |
Certified |
08/22/2007 |
|
1 |
| NYMEX |
Amends Exchange User License Agreement and Schedule B to incorporate reference to additional trade types regarding NYMEX ClearPort Clearing Services. NYMEX #07.97 |
08/17/2007 |
Certified |
08/22/2007 |
|
1 |
| NYMEX |
Amends EFP, EFS and EOO procedures, and addresses the ability of market participants to post the transactions on NYMEX ClearPort Clearing. NYMEX #07.100 |
08/17/2007 |
Certified |
08/22/2007 |
|
1 |
| NYMEX |
Conforms the COMEX EFP, EFS, EFO and Block rules to the language in the parallel NYMEX Division rules, allows submission through the ClearPort Clearing Trade Entry Portal and other associated changes. NYMEX #07.98 |
08/17/2007 |
Certified |
08/22/2007 |
|
1 |
| NYMEX |
Provides Notice to Members regarding documentary obligations and standards for NYMEX ClearPort Clearing Transactions. NYMEX #07.102 |
08/21/2007 |
Certified |
08/22/2007 |
|
1 |
| USFE |
Amends Certain General Trading Rules (Part 4 of USFE Rules) in Relation to the New Event Products, and Also Notifies the CFTC of the Release of a New Version of the Electronic Trading Platform Software (USFE 1.0). |
04/18/2007 |
Certified |
08/20/2007 |
|
1 |
| USFE |
Amends Rules 312 and 404 to establish a new market model: USFE will designate a number of competing MMs who will be entitled to priority execution of a certain percentage of their orders in exchange for undertaking specified MM obligations. |
08/08/2007 |
Certified |
08/20/2007 |
|
1 |
| CME |
Permits trading of options on E-mini S&P 500 futures via open outcry in a specific spread trade against regular options on S&P 500 futures. CME #07-64 |
08/08/2007 |
Certified |
08/14/2007 |
|
1 |
| CBOT |
Revises market maker program for denatured fuel ethanol futures to add new incentives for participants. CBOT 2816.01 |
08/09/2007 |
Certified |
08/13/2007 |
|
1 |
| CCFE |
Amends market maker program to allow additional market makers (in addtion to Trading Privilege Holders and Clearing Members), and requires market makers to abide by Exchange rules. CCFE #07-11 |
08/09/2007 |
Certified |
08/08/2007 |
|
1 |
| CCFE |
Corrects a typographical error found in the previously submitted marked copy of Rule 309. CCFE #07-11 |
08/14/2007 |
Certified |
08/08/2007 |
|
1 |
| CFE |
Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Russell 2000 Volatility Index Futures Contracts. CFE-2007-05 |
07/05/2007 |
Certified |
08/07/2007 |
|
0 |
| CFE |
Provides rules for EFP, no-bust ranges, block trading, DPM rights and pre-execution discussions for a new product - CBOE Nasdaq-100 Volatility Index Futures Contracts. CFE-2007-06 |
07/05/2007 |
Certified |
08/06/2007 |
|
0 |
| NYMEX |
Deletes previously allowed block spread for Sweet Crude Oil -Brent Crude Oil Financial Futures, and adds outright block trades in Brent Crude Oil - Financial Futures and the Brent Last Day contract, both with a minimum of 100 contracts. NYMEX #07.89 |
08/02/2007 |
Certified |
08/06/2007 |
|
1 |
| ICE US |
Provides arbitration for Sugar No.11 delivery disputes; also increases the any one month position accountability level from 9,000 to 10,000 and the all month combined level from 9,000 to 15,000 Sugar No.11 futures and equivalent contracts. NYBOT #07-40 |
07/12/2007 |
Certified |
08/03/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Increases from 95% of face value to 98%, the value of shares of money market mutual funds deposited by Clearing Members for original margin purposes. NYMEX #07.82 |
07/13/2007 |
Certified |
08/03/2007 |
|
1 |
| NYMEX |
Provides for a New Market Maker Program Pertaining to the Electronic Trading on the CME Globex System of Certain NYMEX and COMEX Options Contracts. CME Submission # 07.78 |
06/21/2007 |
Certified |
08/02/2007 |
|
1 |
| CME |
Issues a Regulatory Advisory (RA-07-04) regarding CME Rules 539 ("Prearranged, Pre-Negotiated and Noncompetitive Trades Prohibited") and 432.D. ("Major Offenses) for options and options spread trading. CME #07-54 |
07/18/2007 |
Certified |
08/02/2007 |
|
1 |
| CME |
Widens the range of prices available for trading during the post settlement session in pit and board-traded agricultural products. CME #07-60 |
08/01/2007 |
Certified |
08/02/2007 |
|
1 |
| ICE US |
Allows NYBOT Permit Holders to execute trades electronically on and off the trading floor and Offers an Exchange Fee Incentive Program for CME Traders of Russell Contracts; also Delisting of Pulp Options. NYBOT #07-43 |
08/01/2007 |
Certified |
08/02/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Migrates certain products from Globex to the trading floor; products also will be available to be cleared through CPC. NYMEX #07.52 |
06/27/2007 |
Certified |
08/01/2007 |
|
1 |
| MIAX |
Clarifies dissemination of information to ownership, conforms to Minnesota statute and to removes non-applicable language. |
07/24/2007 |
Certified |
08/01/2007 |
|
1 |
| OCX |
Accommodates the initiation of the OneChicago Block & EFP Trading System by changes to Acceptable Orders, Execution of Orders and Exchange of Futures for Physical transactions, etc. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
| OCX |
Permits reporting of block trades and EFP transactions through the OneChicago Block & EFP Trading System and makes conforming amendments to OneChicago Policies: Block Trades, Pre-Execution Discussions and Cross Trades. |
07/19/2007 |
Certified |
08/01/2007 |
|
1 |
| NYMEX |
Supplements filing of 6/27, and confirms that the EFS procedures will be the procedures by which off-exchange trades will be submitted to NYMEX for the CPC service. NYMEX #07.52. |
07/23/2007 |
Certified |
08/01/2007 |
|
1 |
| NYMEX |
Suppliments filings of 6/27 and 7/23; migrating certain products listed on Globex to being listed for trading on the NYMEX trading floor. Procedure used is EFSs under NYMEX Rule 6.21. NYMEX #07.52 |
07/31/2007 |
Certified |
08/01/2007 |
|
1 |
| NYMEX |
Supplements recent submission of a new market maker program pertaining to the electronic trading on the CME Globex system of certain NYMEX and COMEX options contracts under new NYMEX Rule 11.70. NYMEX #07.78 |
07/31/2007 |
Certified |
08/01/2007 |
|
1 |
