| ICE US |
Eliminates the open outcry trading floor trading session for Sugar No 14 futures contracts and eliminate references to Pulp futures. Codifies calendar spread orders for Robusta Coffee & Pulp futures on the ICE Electronic Platform. ICE US #07-62 |
10/15/2007 |
Certified |
11/06/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| KCBT |
Amends SRO Goverance Rule to Achieve Compliance with the Commission's Core Principle 15 "Safe Harbor" Acceptable Practices Provisions. |
10/25/2007 |
Approved |
11/05/2007 |
|
1 |
| ICE US |
Provides for an Emerging Areas Market Maker Program; Delists Reuters Jefferies CRB Futures Price Index Futures and Options Contracts ICE US #07-66 |
10/31/2007 |
Certified |
11/05/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CBOT |
Provides holiday-related trading schedule changes for November 23 and December 24, 2007, and notification of harmonization of trading hours for CME Group Globex, effective January 2008. CBOT # 2844.01 |
11/05/2007 |
Certified |
11/05/2007 |
|
1 |
| CBOT |
Establishes e-cbot electronic trading hours for CBOT mini-sized agricultural futures to run concurrently with the daytime open auction trading hours for these contracts (i.e., 9:30 a.m. to 1:45 p.m. Chicago time). CBOT #2845.01 |
11/05/2007 |
Certified |
11/05/2007 |
|
1 |
| KCBT |
Adopts SRO goverance rule changes to achieve compliance with the Commission's Core Principle 15 "safe harbor" acceptable practices provisions. |
09/20/2007 |
Approved |
11/05/2007 |
|
1 |
| ICE US |
Clarifies certain fee discounts that became applicable as result of the acquisition of the Exchange by the IntercontinentalExchange, Inc. NYBOT #07-48 |
08/17/2007 |
Certified |
11/02/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NFX |
Provides notice of cessation of IKON Market Maker status (see SR-PBOT-2007-14). #SR-PBOT-2007-21 |
10/25/2007 |
Certified |
11/01/2007 |
|
1 |
| USFE |
Adopts a market experience pilot program to promote the trading of its Foreign Exchange Spot Equivalent Futures Contracts. USFE #07-11 |
10/31/2007 |
Certified |
11/01/2007 |
|
1 |
| ICE US |
Amends rules to allow exchange staff to act upon membership applications rather than the Membership Committee; and permits service of papers upon a Member by express courier to accommodate the global nature of Exchange membership. ICE US #07-55 |
09/12/2007 |
Certified |
11/01/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NFX |
Provides Notice to Members concerning resolution of inconsistencies among PBOT governance documents regarding preferred membership shares. PBOT Number 2007-16 |
08/30/2007 |
Certified |
10/24/2007 |
|
1 |
| NFX |
Provides Notice to Members concerning resolution among governance documents of PBOT preferred membership shares. PBOT Number 2007-17. |
08/29/2007 |
Certified |
10/24/2007 |
|
1 |
| NFX |
Provides Notice to Members concerning Membership Dues and Seat Transfer Fees. PBOT Number 2007-18 |
08/29/2007 |
Certified |
10/24/2007 |
|
1 |
| ICE US |
Deletes the Margin Committee's authority to establish the rates. Requires Member Firms to collect the margin applicable to such arbitrage positions. ICE US #07-64 |
10/17/2007 |
Certified |
10/22/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| USFE |
Updates Notification and Certification of change in ownership of U.S. Futures Exchange, effective as of July 1, 2007. |
09/07/2007 |
Certified |
10/22/2007 |
|
2 |
| ICE US |
Provides minimum volume threshold for Block Trades and Board Resolutions waiving grading fees, as well as terms and conditionsfor trading Robusta Coffee futures and options contracts. ICE US #07-56 |
09/12/2007 |
Certified |
10/19/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Corrects the Sugar No. 14 closing time on the last trading day. Amended ICE US #07-62 |
10/16/2007 |
Certified |
10/18/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CFE |
Updates the CFE Fee Schedule. CFE #2007-12 |
10/15/2007 |
Certified |
10/15/2007 |
|
1 |
| ICE US |
Authorizes Electronic Trading in All Contracts from the Trading Floor by all Permit Holders, and Conforms Trading Floor Procedures to Side-By-Side Electronic Trading. NYBOT No 07-3 |
01/25/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Requires a clerical employee of a Floor Member to have a unique log-in identification in order to submit electronic orders for the Floor Member. ICE US #07-60 |
10/10/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Clarifies that a Registered Operator who is a clerk employed by a floor member may not enter orders for an account in his own name or any account in which he has a direct or indirect interest. ICE US Supplemental 07-60 |
10/11/2007 |
Certified |
10/12/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| NYMEX |
Revises NYMEX OTC Broker Incentive Program for NYMEX ClearPort Clearing NYMEX #07.112 |
10/12/2007 |
Certified |
10/12/2007 |
|
1 |
| CBOT |
Corrects trading hours for trade date October 5, 2007 trading hours for Denatured Fuel Ethanol options (9:30am to 1:15pm Central Time). CBOT #2835.02 |
10/09/2007 |
Certified |
10/11/2007 |
|
1 |
| NYMEX |
Expands the Exchange Options Market Maker Program to include the Copper Options contract. NYMEX #07-111 |
10/11/2007 |
Certified |
10/11/2007 |
|
1 |
| CME |
Provides a bock trade minimum size for a new contract - Commodity Excess Return Futures (CERFs). CME #07-55 |
07/23/2007 |
Certified |
10/10/2007 |
|
1 |
| CBOT |
Codifies the e-cbot price adjustment level for CBOT Denatured Fuel Ethanol options in the e-cbot Error Trade Policy. CBOT #2837.01 |
10/10/2007 |
Certified |
10/10/2007 |
|
1 |
| CBOT |
Establishes an ex-pit surcharge applicable to OTC Cash-Settled Ethanol options. CBOT #2838.01 |
10/10/2007 |
Certified |
10/10/2007 |
|
1 |
| CBOT |
Designates minimum block size threshold of 10 contracts on an outright basis for CBOT Denatured Fuel Ethanol futures. CBOT #2826.01 |
09/27/2007 |
Certified |
10/08/2007 |
|
1 |
| CME |
Adopts a block trade minimum size for a battery of futures and option contracts based on the S&P/GRA Commercial Real Estate Indicies (SPCREX). CME #07-82 |
09/21/2007 |
Certified |
10/05/2007 |
|
1 |
| CME |
Provides a No-Bust Range and Minimum Block Trade Size for E-mini MSCI Emerging Markets Index Futures. CME #07-80 |
09/27/2007 |
Certified |
10/05/2007 |
|
1 |
| CME |
Increases Threshold for Minimum Block Trade Size in Wood Pulp Futures and Options Contracts. CME #07-84 |
09/27/2007 |
Certified |
10/04/2007 |
|
1 |
| CBOT |
Revises opening day trading hours for CBOT Denatured Fuel Ethanol options. CBOT #2835.01 |
10/04/2007 |
Certified |
10/04/2007 |
|
1 |
| USFE |
Provides maximum order size, error trade provisions, block minimum size, and EFP rule for certain Morningstar Stock Price Indexes. USFE #07-10 |
09/26/2007 |
Certified |
10/03/2007 |
|
1 |
| CME |
Provides a Regulatory Advisory updating requirements for workstation operator identifiers on CME Globex Orders entered through CME iLink Connections. CME #07-66 |
08/21/2007 |
Certified |
10/01/2007 |
|
1 |
| USFE |
Adopts maximum order size, error trade and block trade rules governing trading of futures on Foreign Exchange ("FX") Spot Equivalent Futures ("SEF") Contracts. USFE #07-09 |
09/19/2007 |
Certified |
09/28/2007 |
|
1 |
| CBOT |
Establishes temporary membership privileges (ending Sept. 30, 2008) with respect to covered option spreads in Denatured Fuel Ethanol contracts for holders of CBOT Series B-4(IDEM) Membership. CBOT #2830.01 |
09/28/2007 |
Certified |
09/28/2007 |
|
1 |
| CBOT |
Establishes temporary membership privileges in CBOT Denatured Fuel Ethanol futures for holders of CBOT Series B-4 (IDEM) Membership status for a period of one year. CBOT #2824.01 |
09/27/2007 |
Certified |
09/27/2007 |
|
1 |
| NYMEX |
Deletes COMEX Rule 104.37A (Concurrent Futures Positions) as unnecessary since COMEX Division transactions are now governed by NYMEX Rule 9.04(P) . NYMEX #07.108 |
09/27/2007 |
Certified |
09/27/2007 |
|
1 |
| CBOT |
Revises the Exchange's fee schedule to reflect the establishment of an ex-pit surcharge applicable to wholesale transactions in CBOT Ethanol futures. CBOT #2828.01 |
09/27/2007 |
Certified |
09/27/2007 |
|
1 |
| ICE US |
Changes the cutoff date for grandfathering certain fee discounts to certain members to August 21, 2007 (from August 10). ICE US Supplemental #07-48 |
09/12/2007 |
Certified |
09/25/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Amends the Launch Date for Listing of Robusta Coffee Futures and Options Contracts. ICE US #Supplemental III 07-56 |
09/25/2007 |
Certified |
09/25/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Deletes open outcry trading hours for Pulp futures and options contracts and revises the provisions for the responsibility of loadout charges for the Robusta futures contract. ICE US #07-57 |
09/24/2007 |
Certified |
09/24/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| USFE |
Adopts rules governing the trading of futures on certain ISE Stock Price Indexes. USFE #07-08 |
09/12/2007 |
Certified |
09/21/2007 |
|
1 |
| CME |
Adopts No Bust Ranges for the Globex listing of Dry Milk and CME Lehman Brothers US Aggregate Index contracts. CME #07-83 |
09/21/2007 |
Certified |
09/21/2007 |
|
1 |
| ICE US |
Eliminates the Open Outcry Night Session in Financial Products; Eliminates Passout Credits for CTI 1 Trades Executed Electronically or Open Outcry; Expands Holiday Schedule to Include Hours Open for Electronic Trading. NYBOT No. #07-35 |
05/30/2007 |
Certified |
09/19/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Clarifies the Circumstances When an Order Submitted Outside of the "Reasonability Limits" May be Executed (Albeit at a Different Price). NYBOT No.07-28 |
04/12/2007 |
Certified |
09/18/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| CME |
Modifies the individuals who have the authority to make and amend the rules of the Exchange by adding the Vice Chairman of the Board and removing reference to the President of the Exchange. CME #07-78 |
09/18/2007 |
Certified |
09/18/2007 |
|
1 |
| ICE US |
Authorizes the Cotton Warehouse and Delivery Committee to license additional warehouses owned by existing Exchange licensed warehousemen and meeting current suitability standards; Amends Licensing Resolution No.1 regarding licensing fees. ICE US #07-53 |
09/18/2007 |
Certified |
09/18/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Provides for Two ICE Officers to the Board Rather than Specifically Identified Individuals; Conforms the Vote Required to Take Action by the Trade Committees to the Bylaws; and Provides for the Appointment of an Audit Committee. NYBOT Submission #07-34 |
05/22/2007 |
Certified |
09/18/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
| ICE US |
Conforms Exculpation Rule to Exculpation Provisions in the NYBOT Electronic User Agreement. NYBOT No. 07-4 |
02/01/2007 |
Certified |
09/17/2007 |
On 09/03/07 NYBT was renamed ICE US |
1 |
