CFTC Staff Letters Archive

CFTC Staff Letters Archive provides Letters from 2007 and earlier. For Letters published 2008 or later visit the All Letters page.

There are no Advisory Letters or Other Written Communications for 2007 or earlier.

Date	PDF and Description
06/11/2002	02-73 ; Regulations 4.21 and 4.22;; No-Action The Division of Trading and Markets provided exemptive relief to registered CPOs from the Document Disclosure delivery requirement and periodic and annual reporting requirements of Rules 4.21 and 4.22 in connection with their joint operation of a master fund that has as its sole participants two feeder funds that are also jointly operated by the CPOs. The relief is subject to the conditions that: (i) the CPOs remain the CPOs of the Master Fund and the Feeder Funds; (ii) participation in the Master Fund is limited to the Feeder Funds; and (iii) the annual reports of the Feeder Funds contain financial statement that include, among other information, the fees associated with the operation of the Master Fund expressed in dollars and a detailed schedule of investments made by the Master Funds.
06/07/2002	02-74 ; Rule 4.22(f);; No-Action A CPO which had claimed an extension of time to file its annual report under Rule 4.22(f)(2) requested an additional extension. The additional time is required because the CPO had not yet received information from certain investee funds.
06/06/2002	02-69 ; Rule 4.22(f);; No-Action A CPO which had claimed an extension of time to file its annual report under Rule 4.22(f)(2) has requested an additional extension. The additional time is required because the CPO has not yet received information from certain investee funds.
06/05/2002	02-68 ; Rule 4.22(f);; No-Action A CPO which had claimed an extension of time to file its annual report under Rule 4.22(f)(2) has requested an additional extension. The additional time is required because the CPO has not yet received information from certain investee funds.
06/04/2002	02-67 ; Rule 4.22(f);; No-Action A CPO which had claimed an extension of time to file its annual reports under Rule 4.22(f)(2) has requested an additional extension. The additional time is required because the CPO has not yet received information from certain investee funds.
06/04/2002	02-66 ; Rule 4.22(f);; No-Action A CPO which had claimed an extension of time to file its annual reports under Rule 4.22(f)(2) has requested an additional extension. The additional time is required because the CPO has not yet received information from certain investee funds.
06/04/2002	02-65 ; Rule 4.22(f);; No-Action A CPO which had claimed an extension of time to file its annual report under Rule 4.22(f)(2) has requested an additional extension. The additional time is required because the CPO has not yet received information from certain investee funds.
06/04/2002	02-64 ; Rule 4.22(f);; No-Action A CPO which had claimed an extension of time to file its annual report under Rule 4.22(f)(2) has requested an additional extension. The additional time is required because the CPO has not yet received information from certain investee funds.
06/04/2002	02-63 ; Rule 4.22(f);; No-Action A CPO which had claimed an extension of time to file its annual report under Rule 4.22(f)(2) has requested an additional extension. The additional time is required because the CPO has not yet received information from certain investee funds.
06/04/2002	02-62 ; Rule 4.22(f);; No-Action A CPO which had claimed an extension of time to file its annual report under Rule 4.22(f)(2) has requested an additional extension. The additional time is required because the CPO has not yet received information from certain investee funds.