Dispositions
Dispositions in cases brought in the CFTC's Reparations program and in administrative enforcement cases brought by the CFTC Division of Enforcement. Dispositions may include initial decisions, orders, and other rulings. Please note that not all dispositions are final.
View Enforcement Actions
View Opinions and Adjudicatory Orders
| Date | Dispositions |
|---|---|
William Anthony Meares v. J.P. Morgan Securities LLC
 CFTC Docket No. 21-R003 |
|
| AMBIT ME DMCC v. Cunningham Commodities LLC, and Patrick Pinkerton
CFTC Docket No. 20-R016 |
|
| Mark Robbins v. Charles Schwab Futures, Inc.
CFTC Docket No. 20-R023 |
|
| Patrick Wong v. AMP Global Clearing LLC., d/b/a AMP Futures
CFTC Docket No. 20-R028 |
|
| In the Matter of: James O. Ward
CFTC Docket No. 22-21 |
|
| John Dell'Erario v. Michael James Seery d/b/a Seery Futures
CFTC Docket No. 21-R010 |
|
| Ted Brent Alexander
CFTC Docket No. SD 21-01 |
|
| Wesley M. Jarrell v. Robert Lee Spears, Jr. and Lakefront Futures and Options LLC
CFTC Docket No. 18-R027 |
|
| Baruch Marcus v. Gregory Ian Wasserman
CFTC Docket No. 21-R001 |
|
| Sai C. Tsui v. TD Ameritrade Futures & Forex, LLC
CFTC Docket No. 20-R021 |