External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
05/12/2011	Investment Company Institute	More Info General
05/12/2011	Investment Company Institute	More Info General
05/12/2011	BP	More Info XVI. Swap Data Repositories RegistrationXVII. Data RecordkeepingXVIII. Real Time Reporting
05/12/2011	Better Markets, Inc.	More Info XXVI. Position Limits,
05/12/2011	Convexity Capital Management	More Info XXVII. Investment Adviser Reporting,
05/12/2011	Investment Company Institute	More Info General,
05/12/2011	BP	More Info XVI. Swap Data Repositories Registration,XVII. Data Recordkeeping,XVIII. Real Time Reporting,
05/12/2011	Nomura Holding America Inc. (NHA)Nomura International PLC (NI)Nomura Securities International Inc. (NSI)	More Info V. Capital & Margin,
05/12/2011	American Bankers' Association	More Info XXVI. Position Limits,V. Capital & Margin,
05/12/2011	American Bankers' Association	More Info V. Capital & MarginXXVI. Position Limits