External Meetings

Date	MEETING WITH	REGARDING RULEMAKING
05/10/2011	K&L Gates LLPInvestment Advisor AssociationMFS Investment Management	More Info GeneralXXVII. Investment Adviser Reporting
05/10/2011	CitadelDelta Strategy Group	More Info General
05/10/2011	CitadelDelta Strategy Group	More Info General
05/10/2011	Chicago Mercantile Exchange (CME)	More Info XXVI. Position LimitsGeneral
05/10/2011	K&L Gates, MFS Investment Management, Invesment Advisors Assoc.	More Info II. DefinitionsGeneral
05/10/2011	K&L Gates, MFS Investment Management, Invesment Advisors Assoc.	More Info II. DefinitionsGeneral
05/10/2011	CME Group	More Info XXVI. Position Limits
05/10/2011	Citadel	More Info VII. DCO Core Principles
05/10/2011	Citadel	More Info VII. DCO Core Principles
05/10/2011	SWIFT	More Info XVII. Data Recordkeeping,