10/01/2008
CFTC Charges Michael Derrick Peninger and His Company, CSA Trading Group, Inc., With Fraud and Misappropriation in $1 Million Commodity Pool Scam
09/29/2008
CFTC Charges North Carolina Man and Two Companies with Solicitation Fraud and Misappropriation of Approximately $1.3 Million of Customer Funds in Commodity Pool Scheme
09/29/2008
U.S. District Court Orders Five Individuals and Firms to Pay More than $23 Million in Connection With the CFTC Cooperative Law Enforcement Investigation “Operation Wooden Nickel”
Order: Michael Ross Order: Walter, Scott, Lev & Associates, LLC Order: Edward Sapienza, Jr. Order: Stephen E. Moore, docket 03-cv-9125 Order: ItradeCurrency USA, LLC, docket 03-cv-9125 Order: ItradeCurrency USA, LLC, docket 03-cv-9129 Order: Stephen E. Moore, 03-cv-9129 Fifteen Defendants from “Operation Wooden Nickel” Ordered by the Court to Pay … Nine Defendants from “Operation Wooden Nickel” Ordered to Pay Restitution, Retu… U.S. District Court Orders Two New York Residents and a New York Firm to Pay Mo…
09/25/2008
CFTC Sues Boca Raton Resident Michael A. Meisner and His Company, Phoenix Diversified Investment Corp., in Commodity Pool Anti-Fraud Action
09/24/2008
CFTC Files Action to Revoke the Registration of Philadelphia Alternative Asset Management Company
09/24/2008
CFTC Sanctions Four Registered Commodity Pool Operators for Failing to File Timely Commodity Pool Reports with the National Futures Association
09/18/2008
CFTC Files Action to Revoke the Registration of Portland, Oregon, Hedge Fund Beacon Rock Capital, LLC
09/18/2008
Joseph Clark Lavin and His Companies Ordered to Pay More than $23 Million in Restitution and Civil Monetary Penalties in Retail Foreign Currency Options Case
09/18/2008
Pennsylvania Resident Gary Scholze Ordered to Pay $1 Million Civil Monetary Penalty in Commodity Futures and Options Anti-Fraud Case
09/16/2008
U.S District Court Imposes Sanctions of More than $2.9 Million Against Foreign Fund, Two Individuals, and a Tennessee Corporation in CFTC Anti-Fraud Action
CFTC Press Release 5005-04 Order: Foreign Fund a/k/a/ First Bank, Ron Mealing, John Shirk, and Wolfgang J… Order: Foreign Fund a/k/a/ First Bank, Ron Mealing, John Shirk, and Wolfgang J… Order: Ron Mealing and MW First Trustees Inc. Order: Foreign Fund a/k/a/ First Bank, Ron Mealing, John Shirk, and Wolfgang J… Order: Foreign Fund a/k/a/ First Bank, Ron Mealing, John Shirk, and Wolfgang J…
