07/10/2003
GEORGIA FEDERAL COURT ORDERS INFINITE TRADING GROUP, LLC DEFENDANTS TO REPAY DEFRAUDED INVESTORS NEARLY $220,000 IN U.S. COMMODITY FUTURES TRADING COMMISSION ENFORCEMENT ACTION; Shawn Christie and Edward Lindsey Also Required to Pay $480,000 In Civil Penalties
07/10/2003
FEDERAL COURT ORDERS NEW YORK FOREIGN CURRENCY FIRM TO PAY OVER $100 MILLION IN U.S. COMMODITY FUTURES TRADING COMMISSION ANTI-FRAUD ACTION; International Financial Services (New York) Inc. Ordered to Pay Civil Penalties and Repay Customers
07/09/2003
CALIFORNIA COURT SANCTIONS FOREIGN CURRENCY (FOREX) FIRM ACRO INFORMATION SERVICE, INC. AND ITS EMPLOYEES FOR FRAUD AND ILLEGAL COMMODITY FUTURES TRADING
07/08/2003
THE U.S. COMMODITY FUTURES TRADING COMMISSION PREVAILS AGAINST FLORIDA RESIDENTS AND THEIR THREE COMPANIES; Court Orders Defendants Bernard Sevilla, Staci Petok, Jack Pomeroy, First Bristol Group, Inc., Alliance Equity Group, Inc., and Great Minster Group, Inc., to Repay More Than $450,000 to Investors and to Pay Contingent Civil Penalties Totaling $1,920,000 for Fraud Claims
07/03/2003
CFTC FILES AND SETTLES CLAIMS AGAINST FLOOR BROKER MICHAEL H. VARNER; CFTC Orders Varner to Pay Civil Penalty and Prohibits Him from Trading for Customers for Five Years
07/03/2003
THE U.S. COMMODITY FUTURES TRADING COMMISSION FILES AND SETTLES ENFORCEMENT ACTION INVOLVING TENNESSEE COMMODITY TRADING ADVISOR TERRY EDWARD JONES; Jones Touted Hypothetical Trading Results as Real
07/03/2003
CFTC FILES FRAUD CHARGES AGAINST A NORTH CAROLINA FOREIGN CURRENCY TRADER AND HIS FIRM, WHO SOLICITED $1.2 MILLION FROM RETAIL INVESTORS; CFTC Alleges that Defendants James Darren Moore and JDM Investments Concealed Trading Losses of Almost $500,000 by Issuing False Account Statements to Customers
07/03/2003
THE U.S. COMMODITY FUTURES TRADING COMMISSION CHARGES COLORADO MAN AND HIS FIRM, Qi2 TECHNOLOGIES, WITH INTERNET FRAUD; Company Website Marketed to the Public a Trading Manual Entitled, How I Double My Money Annually In The Market
07/01/2003
CFTC Finds That Florida Residents Fraudulently Marketed a Commodity Futures Trading Method on E-Bay
06/26/2003
FEDERAL COURT ORDERS LOS ANGELES FOREIGN CURRENCY FIRMS AND THEIR PRESIDENT TO PAY $759,956 IN CFTC ACTION; Rego Gainer Financial, Inc., Rego Gainer, Inc. and Kwok Lun Lam Ordered to Pay Restitution and Civil Penalties