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CFTC's ALJ's Initial Decision On Remand Revokes Registration of Michael F. Staryk, Orders Him to Pay Civil Penalty of $1,327,500 and Imposes Permanent Trading Ban, 4216-98
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Kentucky District Court Enters Consent Order of Permanent Injunction Against Charles Nicholas Barth in Commodity Pool Fraud Case, 4215-98
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Commodity Futures Trading Commission Announces Its Participation in Department of Justice and FBI Telemarkting Fraud Initiative, 4214-98
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CFTC Global Markets Advisory Committee to Meet on December 9, 1998, 4213-98
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CFTC ALJ Denies Todd Alan Thomas Relief from Default, Finds Fraud in Solicitations of Commodity Options Customers, 4212-98
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CFTC Adopts Final Rules Establishing Procedures for Requesting Exemptive, No-Action and Interpretative Letters, 4211-98
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Florida Federal Court Enjoins Richard Maseri and Private Research Inc. From Violations of the Commodity Exchange Act, and Orders Masteri to Pay Over $552,000 and Private Rsearch to Pay Over $239,000 in Restitution to Customers, 4210-98
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CFTC Files Complaint and Obtains an Asset Freeze Against Defendants in Illinois Accused of Commodity Fraud, 4208-98
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CFTC ALJ Enters Cease and Desist Order and 10-Year Trading Ban Against Shahrokh Nikkhah For Trade Practice Violations, 4207-98
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New York District Court Orders Disgorgement of $2.6 Million in Frontrunning Scheme and Bars Thomas E. Kelly, Andrew David Rhee, adn Reflex Asset Management Corporation From the Futures Industry, 4206-98
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CFTC ALJ Finds Grain Land Cooperatives Entered Into Illegal Off-Exchange Futures Contracts, 4205-98
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The Commodity Futures Trading Commission Reminds FCM's and IB's of their Obligation to Prepare their Reporting and Disclosure Systems to Accommodate the Introduction of the New Euro-Currency, 47-98
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CFTC Releases Consumer Advisory Warning on Sales Pitches Based on Seasonal Demand and Other Public Information, 4204-98
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CFTC Issues Order Finding Henry & Horne, PLC, an Accounting Firm, Engaged In Improper Unprofessional Conduct, 4203-98
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CFTC Issues Order Finding Anatoly Osadchy a/k/a Anthony Osadchy, An Accounant, Engaged in Impropoer Unprofessional Conduct, 4202-98
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CFTC Issues Order Finding That David Green Committed Numerous Violations In Operation of Commodity Pool, 4201-98
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Commodity Futures Trading Commission Approves National Futures Association Rule to Permit Two-Part Documents by Commodity Pool Operators, 4200-98
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Rule Enforcement Review of the Financial and Sales Practice Compliance Programs of the Chicago Mercantile Exchange, the New York Mercantile Exchange and the National Futures Association, 4199-98
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CFTC Notifies the Kansas City Board of Trade of the Result of a Rule Enforcement Review, 4198-98
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Hawaii Court Finds That Brien Sullivan, A Defendant In A 1997 CFTC Enforcement Action, Defrauded Customers in Connection With Managed Accounts And A Commodity Pool He Controlled, 4197-98
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Commodity Futures Trading Commission Year 2000 Reporting Requirements for Certified Public Accountants, 42-98
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Commodity Futures Trading Commission Amends Its Rules of Practice, 4196-98
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CFTC Charges Bethesda, Maryland Firm and Their Principal with Fraud and Sale of Illegal Off-Exchange Foreign Currency Futures Contracts in International Foreign Currency Trading Scheme, 4195-98
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CFTC Accepts Settlement Offer of Terry A. Dirksen Arising From Marketing of So-Called"Hedge-To-Arrive" Contracts, 4194-98
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CFTC Extends Comment Period for Concept Release Concerning the Placement of Foreign Board of Trade Computer Terminals in the United States, 4193-98
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CFTC Extends Comment Period Regarding Proposed Revisions to Speculative Position Limits, 4192-98
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CFTC Unveils Redesigned Website, 4191-98
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Director of Enforcement Geoffrey F. Aronow Announces Plans To Leave The Commission, 4190-98
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CFTC Extends Comment Period for Concept Release Regarding Over-the-Counter Derivatives, 4189-98
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CFTC Extends Comment Period for Petition Submitted by the London Clearing House Limited, 4188-98
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CFTC Administrative Law Judge (ALJ) Finds That Jerry W. Slusser, Hans J. Brinks, and Two Indiana Corporations Violated the Anti-Fraud Provisions of the Federal Commodity Law, 4187-98
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CFTC Designates Cantor Financial Futures Exchange, Inc. as a Contract Market, 4186-98
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US District Court for the Northern District of Alabama Enters Consent Order of Preliminary Injunction Against Two Defendants in Alabama Commodity Pool Fraud Case, 4184-98
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U.S. Circuit Court Affirms Subpoena Enforcement Order in CFTC v. Richard W. Tokheim, No. 97-4120, 4183-98, August 26, 1998., 4183-98
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CFTC Accepts Settlement Offer of Competitive Strategies for Agriculture, Ltd.; CSA Investor Services, Inc.; and Lee D. Amundson Arising From Marketing of So-Called "Hedge-To-Ariive" Contracts, 4182-98
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CFTC Amends Its Maintenance of Minimum Financial Requirements Rule, Rule 1.12, to Require an FCM to Notify Immediately the CFTC When It Becomes Undersegregated or Undersecured, 4181-98
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Commodity Futures Trading Commission Amends Commission Regulation 1.35(a-1) in Order to permit Regulated Investment Managers to Place Bunched Orders for Futures and Futures Option Contracts Without Individual Account Identifiers and to Allocate Those Orders on a Post-Trade Basis, 4180-98
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