|
|
CFTC Seeks Public Comment on Self-Regulation and Self-Regulatory Organization , 5138-05 |
|
|
CFTC Orders Shahrokh Nikkhah to Pay a $200,000 Civil Monetary Penalty in Fraudulent Trade Allocation Case , 5137-05 |
|
|
CFTC Releases Rule Enforcement Review of the New York Board of Trade , 5136-05 |
|
|
CFTC FILES FRAUD ACTION AGAINST HEDGE FUND OPERATED BY LAKE DOW CAPITAL; Federal Court Freezes Assets of Hedge Fund and its Operator , 5135-05 |
|
|
U.S. DISTRICT COURT FREEZES ASSETS OF SOUTH FLORIDA FOREIGN CURRENCY FIRM MADISON FOREX INTERNATIONAL BASED ON FRAUD ALLEGATIONS BY U.S. COMMODITY FUTURES TRADING COMMISSION , 5134-05 |
|
|
CFTC Statement Regarding the Bankruptcy Filing by Refco Inc. , 5133-05 |
|
|
CFTC OBTAINS FEDERAL COURT ORDER FREEZING ASSETS OF BULGARIAN WEBSITE OWNER IN FOREIGN CURRENCY FRAUD ACTION; CFTC Charges Marin Illiev Yanev with Fraudulent Solicitation of Customers Through His Websites , 5132-05 |
|
|
CFTC CHARGES FLORIDA BUSINESS INTERNATIONAL CURRENCY EXCHANGE, INC. AND ITS PRINCIPALS WITH $900,000 FOREIGN CURRENCY OPTIONS SCAM; CFTC Alleges that International Currency Exchange, Inc., Michael Cottec, John Aucella, and Eugene Aucella Fraudulently Solicited Customers; Worldwide Clearing, LLC Also Charged , 5131-05 |
|
|
CFTC CHARGES NORTH CAROLINA RESIDENT JOHN POOLE WITH FRAUD; CFTC Alleges that Poole, as a Commodity Trading Advisor, Made False Representations on His Website Regarding the Profitability of His Commodity Trading System , 5130-05 |
|
|
U.S. Commodity Futures Trading Commission's International Affairs Office Presents International Symposium and Training Program on Derivative Products, Market, and Financial Intermediaries , 5129-05 |
|
|
Statement of the Commodity Futures Trading Commission Regarding Refco, LLC , 5128-05 |
|
|
CFTC Chairman Jeffery and FERC Chairman Kelliher Sign MOU on Information Sharing, Confidentiality , 5127-05 |
|
|
CFTC BRINGS FRAUD CHARGES AGAINST SOUTH AFRICAN RESIDENT JAMES DE WET WHO OPERATES COMPANY TEAM FOREX INTERNATIONAL AND WEBSITE; CFTC Alleges That de Wet, Doing Business As Team Forex International, Misrepresented His Trading Track Record , 5126-05 |
|
|
CFTC CHARGES TWO GEORGIA CORPORATIONS AND FIVE OTHERS IN $4.6 MILLION COMMODITY OPTIONS FRAUD SCHEME; CFTC Complaint Names American Derivatives Corp., Brokerage Management Corp., Layne David Gerstel, Devereux Decatur Booth and David N. Mittler as Participants In Alleged Fraudulent Solicitations Of More Than 274 Customers; Futures Commission Merchants National Commodities Corp., Inc. and International Commodity Clearing, LLP Also Charged; Court Enters Asset Freeze Order , 5125-05 |
|
|
CFTC ASSESSES PENALTIES AGAINST IRISH COMPANY TRADE EXCHANGE NETWORK LIMITED FOR OFFERING ILLEGAL COMMODITY OPTION CONTRACTS; Trade Exchange Network Cooperates with Federal Investigation and Agrees to Pay Civil Penalty of $150,000 , 5124-05 |
|
|
CFTC Announces the Appointment of Ananda K. Radhakrishnan As Director, Division of Clearing and Intermediary Oversight , 5123-05 |
|
|
CFTC Announces the Appointment of Nanette R. Everson as General Counsel , 5122-05 |
|
|
Hedge Fund Operator Bayou Management, Its Employees Samuel Israel III And Daniel E. Marino, And Accounting Firm Richmond Fairfield Associates, Are Charged With Misappropriation And Fraud In An Action Brought By U.S. Commodity Futures Trading Commission , 5121-05 |
|
|
CFTC CHARGES OHIO FUTURES BROKER TODD DELAY WITH MANIPULATION OF THE FEEDER CATTLE MARKET; CFTC Action Also Charges Nebraska Feedlot Managers Jack McCaffery and John Lawless with Assisting Scheme by Delivering False Cattle Sales Reports to USDA , 5120-05 |
|
|
CFTC Proposes Rule Clarification for Commodity Trading Advisors , 5119-05 |
|
|
General Counsel Patrick J. McCarty to Leave Commission , 5118-05 |
|
|
CFTC Announces Participation in Providing Links for Hurricane Katrina Information , 5117-05 |
|
|
CFTC ALLEGES THAT NEVADA RESIDENT BERNADETTE FLAVELL VIOLATED A COMMISSION ORDER BY PROVIDING FALSE INFORMATION , 5116-05 |
|
|
CFTC CHARGES NEW YORK HEDGE FUND, LINUXOR ASSET MANAGEMENT, AND ITS PRINCIPAL, ABBAS A. SHAH, WITH FRAUD; CFTC Alleges that Linuxor and Shah Defrauded Fund Participants by Failing to Send Them Required Periodic Statements and by Misrepresenting the Value of the Fund; Defendants Also Charged With Failure to Send Timely Required Annual Reports to the National Futures Association , 5115-05 |
|
|
CFTC CHARGES FORMER HEAD OF NATURAL GAS TRADING DESK AT AEP ENERGY SERVICES, INC. WITH ATTEMPTED MANIPULATION AND FALSE REPORTING; Joseph P. Foley Allegedly Directed the Submission of Thousands of False Reports About Natural Gas Trades to Skew Natural Gas Indexes , 5114-05 |
|
|
CFTC ASSISTS IN SUCCESSFUL CRIMINAL PROSECUTION OF STUART MICHAEL HELFFRICH, Convicted of Wire Fraud and Fraudulent Conversion of his Customers' Commodity Futures Positions , 5113-05 |
|
|
CFTC FREEZES OVER $1.5 MILLION OF HEDGE FUND'S ASSETS IN FRAUD CASE; CFTC Charges Stuart Pippin, Individually And Doing Business As Pippin Investments, With Fraud For Issuing False Trading Results To Pool Participants , 5112-05 |
|
|
CFTC Fines Foreign Futures and Options Broker Credit Lyonnais Rouse Limited for Entering Illegal, Prearranged Futures Trades on U.S. Markets , 5111-05 |
|
|
CFTC Releases Rule Enforcement Review of Regulatory Compliance Programs at Chicago Board of Trade , 5110-05 |
|
|
CFTC SUES FORMER BROOKLYN RESIDENT DAWN MUSOROFITI FOR COMMODITIES FRAUD; CFTC Alleges That Musorofiti Defrauded Customers By Promising Large Profits Without Risk and Pretending to Be a New York Mercantile Exchange Broker , 5109-05 |
|
|
CFTC Chairman Reuben Jeffery III Announces the Appointment of Charley Cooper to be Chief of Staff , 5108-05 |
|
|
HAWAIIAN RESIDENT BARRY SCHOTZ ORDERED TO PAY $4.5 MILLION IN SETTLEMENT OF CFTC FRAUD ACTION; Court Also Enjoins Los Angeles-Area Resident Randolph Gale in Same Commodity Pool Fraud Scheme , 5107-05 |
|
|
CFTC Revokes Registration of Palomino Capital Management, A Commodity Pool Operator in Pittsburgh, Pennsylvania , 5106-05 |
|
|
CFTC SUSPENDS AND RESTRICTS REGISTRATION OF CHICAGO MERCANTILE EXCHANGE TRADER DEAN KAULENTIS; Cattle Trader's Registration Suspended for Six Weeks and Then Restricted for Three Years , 5105-05 |
|
|
CFTC BRINGS FRAUD CHARGES AGAINST FLORIDA FATHER AND SON, JACK AND CHRIS SMITHERS; CFTC Alleges That Jack and Chris Smithers, and Their Company, Prosperity Consultants, Inc., Fraudulently Solicited Customers to Trade Commodity Futures Contracts; Chris Smithers Also Charged With Breach of Prior Injunction , 5104-05 |
|
|
Reuben Jeffery III Sworn in As CFTC Chairman; Walter Lukken Sworn in To A Second Term As CFTC Commissioner , 5103-05 |
|
|
CFTC CHARGES FLORIDA FOREIGN CURRENCY FIRM PRESIDENTIAL FX, INC. AND TWO EMPLOYEES WITH FRAUD; CFTC Alleges That Firm and Employee Joseph Marchiano Fraudulently Solicited Customers to Trade Foreign Currency Options; Adam León is Charged as a Controlling Person of Presidential , 5102-05 |
