|
CFTC Seeks Comment on How Self-Regulatory Exams of Futures Firms are Coordinated, 4910-04
|
|
CFTC Proposes Changes to Requirements for Foreign Futures Firms, 4909-04
|
|
CFTC CHARGES EQUITY FINANCIAL GROUP LLC, A NEW JERSEY COMPANY, AND OTHERS WITH FRAUDULENTLY SOLICITING MORE THAN $5.7 MILLION FROM INVESTORS IN THE SHASTA CAPITAL ASSOCIATES, LLC HEDGE FUND; Shasta Recently Hailed as "Hedge Fund of the Week," , 4908-04
|
|
CFTC Revokes Registration of Illinois Floor Broker, Donald R. Van Patten, 4907-04
|
|
PORTLAND MAN JAILED BY FEDERAL COURT FOR CONTEMPT FOR VIOLATION OF ORDER PREVENTING DISSIPATION OF CUSTOMER FUNDS IN FOREIGN CURRENCY (FOREX) FRAUD CASE, 4906-04
|
|
ST. LOUIS RESIDENT KENNETH LEE AND HIS COMPANY ORDERED TO PAY MORE THAN $567,000 TO DEFRAUDED COMMODITY CUSTOMERS; Court Permanently Bans Defendants From Trading, 4905-04
|
|
CFTC BRINGS FRAUD ACTION AGAINST TENNESSEE FOREIGN CURRENCY (FOREX) FIRM AND CERTAIN EMPLOYEES; FxTrade Financial, LLC, Jeffrey A. Mischler, Lee N. Romano II, and Mary Jo Sibbitt Are Charged with Fraud when Soliciting Customers, 4904-04
|
|
Sharon Brown-Hruska Appointed to Chair CFTC's Technology Advisory Committee, 4903-04
|
|
CFTC Hosts International Futures Regulators Meeting, 4902-04
|
|
CFTC and SEC Sign Memorandum of Understanding Regarding the Oversight of Security Futures Product Trading and the Sharing of Security Futures Product Information, 4901-04
|
|
CFTC and Irish Financial Services Regulatory Authority Sign Statement of Intent, 4900-04
|
|
FEDERAL COURT REFUSES TO DISMISS NATURAL GAS MANIPULATION CASE AGAINST FORMER ENRON VICE PRESIDENT; CFTC Previously Charged Hunter Shively With Manipulating Prices in Natural Gas Market, 4899-04
|
|
FEDERAL COURT ENTERS INTERIM ORDER BARRING LOS ANGELES-BASED FIRM, PROFIT PARTNERS, INC., FROM DEFRAUDING CUSTOMERS IN SELLING COMMODITY FUTUERS AND OPTIONS TRADING SYSTEMS; CFTC Complaint Charges Profit Partners with Fraud, 4898-04
|
|
CFTC ANNOUNCES NOTICE OF INTENT TO REVOKE REGISTRATION OF FX FIRST, INC., OF NEWPORT BEACH, CALIFORNIA; Notice Alleges FX First Is Subject to Statutory Disqualification of its Registration with the CFTC, 4897-04
|
|
CFTC Publishes LCH Request to Expand DCO Registration Order, 4896-04
|
|
FEDERAL COURT ORDERS LOS ANGELES FOREIGN CURRENCY FIRM AND ITS PRESIDENT TO REPAY CUSTOMERS MORE THAN $1 MILLION IN COMMODITY FUTURES TRADING COMMISSION FRAUD ACTION; Court Also Orders Payment of Over $5 Million in Civil Penalties, 4895-04
|
|
CFTC Designates HedgeStreet as a Contract Market and as a Registered Clearing Organization, 4894-04
|
|
CFTC Approves CME Proposal Increasing the Maximum Daily Price Limits for Its Live Cattle and Feeder Cattle Futures Contracts, 4893-04
|
|
CFTC CHARGES FLORIDA FOREIGN CURRENCY (FOREX) OPTIONS FIRM WITH DEFRAUDING CUSTOMERS; Gibraltar Monetary Corporation, Inc. and Employees Jayson Kline, Charles Fremer, Thomas Clancy, and Edward Johnson Allegedly Lied When Pitching Foreign Currency Options to Customers; Forex Capital Markets, LLC Also Charged, 4892-04
|
|
CFTC SETTLES TRADING FRAUD CASE WITH INDIVIDUALS FOUND TO HAVE DEFRAUDED THE FORMER COASTAL CORPORATION, 4891-04
|
|
CFTC Progresses With Study of Self-Regulation, 4890-04
|
|
CFTC Amends Rules on Permissible Investments, 4889-04
|
|
CFTC's Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators, 4888-04
|
|
FEDERAL COURT ORDERS TWO FLORIDA MEN TO REPAY $300,000 EACH TO CUSTOMERS THEY DEFRAUDED IN A FOREIGN CURRENCY SCAM; Defendants to Repay $300,000 to Defrauded Customers, Among Other Sanctions, 4887-04
|
|
CFTC Designates New Exchange, 4886-04
|
|
FEDERAL COURT ORDERS OHIO RESIDENT KEITH ELSESSER TO REPAY CUSTOMERS IN FRAUDULENT FOREIGN CURRENCY OPTIONS SCHEME; Elsesser Also Required to Pay Civil Penalty of $120,000, 4885-04
|
|
CFTC PURSUES "MAD COW" AND NATURAL GAS INVESTIGATIONS, CFTC Statement
|
|
CFTC Staff Allows LIFFE's Futures Contracts Based on the FTSEurofirst 80 Index and the FTSEurofirst 100 Index to be Offered and Sold in the United States, 4884-04
|
|
CFTC IMPOSES A TOTAL OF $50 MILLION IN CIVIL PENALTIES ON SIX ENERGY TRADING FIRMS; Subsidiaries of Energy Companies Aquila, Inc. and Xcel Energy Inc. Pay $26.5 Million and $16 Million, Respectively, To Settle Charges of False Reporting and Attempted Manipulation; Also Settling Charges Of False Reporting Are Entergy Koch Trading, L.P., Oneok, Inc. and Its Trading Subsidiary and Calpine Energy Services, L.P., 4883-04
|
|
CFTC to Hold Open Meeting on February 4, 2004, to Consider the Application of the U.S. Futures Exchange, LLC, for Contract Market Designation, 4882-04
|
|
CFTC FINES FLOOR BROKER FOR UNLAWFULLY TRADING CRUDE OIL FUTURES CONTRACTS; Robert Benjamin Harmon, Jr. Settles Charges that He Engaged in Wash Sales, Reported Non-Bona Fide Prices, and Executed Non-competitive Trades, 4881-04
|
|
CFTC FINDS THAT NORMAN EISLER MANIPULATED SETTLEMENT PRICES; Norman Eisler and First West Trading, Inc. to Pay Civil Penalty of $4.9 Million, 4880-04
|
|
TEXAS MAN CHARGED WITH FOREIGN CURRENCY FRAUD; CFTC Charges Ross Erskine with Fraudulently Soliciting Foreign Currency Futures Customers by Making Misleading Profit Claims, 4879-04
|
|
FLORIDA FEDERAL COURT ORDERS HUSBAND AND WIFE THOMAS CHILCOTT AND LEONA WESTBROOK TO REPAY MORE THAN $2.1 MILLION TO CUSTOMERS INJURED IN COMMODITY FRAUD SCHEME; Court Also Orders Couple and Another Defendant To Pay $2.42 Million in Civil Penalties, 4878-04
|
|
New Jersey Foreign Currency Futures Firm Charged with Defauding Commodities Customers; Clearview Capital Management, Inc. and Fort Lee Resident James I. Weiss Allegedly Misrepresented Their Trading Profitability and Experience, and Charged Undisclosed Fees, 4877-04
|
|
CFTC Staff Allows Singapore Exchange Derivatives Trading Limited's Futures Contract Based on the Standard and Poors CNX Nifty Index for Offer and Sale in the U.S., 4876-04
|
|
Commodity Futures Trading Commission Announces Opening of Division of Enforcement Regional Office in Kansas City, Missouri, 4875-04
|