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NEW YORK FOREIGN CURRENCY (FOREX) FIRM CHARGED WITH STEALING MORE THAN $2.2 MILLION IN COMMODITY SCAM; CFTC Sues Lexington Royce & Associates and Artour Arakelian, Alleging They Defrauded More Than 50 Customers , 4916-04 |
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CFTC FINDS THAT COLORADO TRADING ADVISOR USED WEBSITE TO MISLEAD PUBLIC ABOUT PROFITABILITY OF COMMODITY FUTURES TRADING SYSTEMS AND SERVICES; Respondents Roy M. Sidewitz and Qi2 Technologies, Inc. Settle Charges That They Made False Claims About Commodity Futures Products and Services , 4915-04 |
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CFTC Fines Singapore Company for Executing Illegal Wash Trades on U.S. Markets , 4914-04 |
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CFTC RELEASES A SPANISH-LANGUAGE CONSUMER PROTECTION ADVISORY ON COMMODITY SCAMS; New Spanish-Language Consumer Advisory Warns Customers About Commodity Futures and Options Scams Being Perpetrated in Today's Commodities Markets , 4913-04 |
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CFTC AND STATE OF MARYLAND CHARGE MARYLAND RESIDENT ANDREW SILBERSTEIN WITH STEALING INVESTOR FUNDS IN COMMODITY FUTURES SCAM; Federal Court Enters Order Freezing Silberstein's Assets , 4912-04 |
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FEDERAL COURT ORDERS CALIFORNIAN OSCAR GOLDMAN TO PAY $275,500 IN SANCTIONS IN SETTLING COMMODITY FUTURES TRADING COMMISSION CHARGES; Defendant Goldman Had Been Charged With Fraudulent Sales Solicitations , 4911-04 |
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CFTC Seeks Comment on How Self-Regulatory Exams of Futures Firms are Coordinated , 4910-04 |
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CFTC Proposes Changes to Requirements for Foreign Futures Firms , 4909-04 |
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CFTC CHARGES EQUITY FINANCIAL GROUP LLC, A NEW JERSEY COMPANY, AND OTHERS WITH FRAUDULENTLY SOLICITING MORE THAN $5.7 MILLION FROM INVESTORS IN THE SHASTA CAPITAL ASSOCIATES, LLC HEDGE FUND; Shasta Recently Hailed as "Hedge Fund of the Week," , 4908-04 |
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CFTC Revokes Registration of Illinois Floor Broker, Donald R. Van Patten , 4907-04 |
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PORTLAND MAN JAILED BY FEDERAL COURT FOR CONTEMPT FOR VIOLATION OF ORDER PREVENTING DISSIPATION OF CUSTOMER FUNDS IN FOREIGN CURRENCY (FOREX) FRAUD CASE , 4906-04 |
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ST. LOUIS RESIDENT KENNETH LEE AND HIS COMPANY ORDERED TO PAY MORE THAN $567,000 TO DEFRAUDED COMMODITY CUSTOMERS; Court Permanently Bans Defendants From Trading , 4905-04 |
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CFTC BRINGS FRAUD ACTION AGAINST TENNESSEE FOREIGN CURRENCY (FOREX) FIRM AND CERTAIN EMPLOYEES; FxTrade Financial, LLC, Jeffrey A. Mischler, Lee N. Romano II, and Mary Jo Sibbitt Are Charged with Fraud when Soliciting Customers , 4904-04 |
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Sharon Brown-Hruska Appointed to Chair CFTC's Technology Advisory Committee , 4903-04 |
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CFTC Hosts International Futures Regulators Meeting , 4902-04 |
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CFTC and SEC Sign Memorandum of Understanding Regarding the Oversight of Security Futures Product Trading and the Sharing of Security Futures Product Information , 4901-04 |
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CFTC and Irish Financial Services Regulatory Authority Sign Statement of Intent , 4900-04 |
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FEDERAL COURT REFUSES TO DISMISS NATURAL GAS MANIPULATION CASE AGAINST FORMER ENRON VICE PRESIDENT; CFTC Previously Charged Hunter Shively With Manipulating Prices in Natural Gas Market , 4899-04 |
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FEDERAL COURT ENTERS INTERIM ORDER BARRING LOS ANGELES-BASED FIRM, PROFIT PARTNERS, INC., FROM DEFRAUDING CUSTOMERS IN SELLING COMMODITY FUTUERS AND OPTIONS TRADING SYSTEMS; CFTC Complaint Charges Profit Partners with Fraud , 4898-04 |
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CFTC ANNOUNCES NOTICE OF INTENT TO REVOKE REGISTRATION OF FX FIRST, INC., OF NEWPORT BEACH, CALIFORNIA; Notice Alleges FX First Is Subject to Statutory Disqualification of its Registration with the CFTC , 4897-04 |
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CFTC Publishes LCH Request to Expand DCO Registration Order , 4896-04 |
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FEDERAL COURT ORDERS LOS ANGELES FOREIGN CURRENCY FIRM AND ITS PRESIDENT TO REPAY CUSTOMERS MORE THAN $1 MILLION IN COMMODITY FUTURES TRADING COMMISSION FRAUD ACTION; Court Also Orders Payment of Over $5 Million in Civil Penalties , 4895-04 |
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CFTC Designates HedgeStreet as a Contract Market and as a Registered Clearing Organization , 4894-04 |
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CFTC Approves CME Proposal Increasing the Maximum Daily Price Limits for Its Live Cattle and Feeder Cattle Futures Contracts , 4893-04 |
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CFTC CHARGES FLORIDA FOREIGN CURRENCY (FOREX) OPTIONS FIRM WITH DEFRAUDING CUSTOMERS; Gibraltar Monetary Corporation, Inc. and Employees Jayson Kline, Charles Fremer, Thomas Clancy, and Edward Johnson Allegedly Lied When Pitching Foreign Currency Options to Customers; Forex Capital Markets, LLC Also Charged , 4892-04 |
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CFTC SETTLES TRADING FRAUD CASE WITH INDIVIDUALS FOUND TO HAVE DEFRAUDED THE FORMER COASTAL CORPORATION , 4891-04 |
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CFTC Progresses With Study of Self-Regulation , 4890-04 |
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CFTC Amends Rules on Permissible Investments , 4889-04 |
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CFTC's Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators , 4888-04 |
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FEDERAL COURT ORDERS TWO FLORIDA MEN TO REPAY $300,000 EACH TO CUSTOMERS THEY DEFRAUDED IN A FOREIGN CURRENCY SCAM; Defendants to Repay $300,000 to Defrauded Customers, Among Other Sanctions , 4887-04 |
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CFTC Designates New Exchange , 4886-04 |
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FEDERAL COURT ORDERS OHIO RESIDENT KEITH ELSESSER TO REPAY CUSTOMERS IN FRAUDULENT FOREIGN CURRENCY OPTIONS SCHEME; Elsesser Also Required to Pay Civil Penalty of $120,000 , 4885-04 |
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CFTC PURSUES "MAD COW" AND NATURAL GAS INVESTIGATIONS , CFTC Statement |
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CFTC Staff Allows LIFFE's Futures Contracts Based on the FTSEurofirst 80 Index and the FTSEurofirst 100 Index to be Offered and Sold in the United States , 4884-04 |
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CFTC IMPOSES A TOTAL OF $50 MILLION IN CIVIL PENALTIES ON SIX ENERGY TRADING FIRMS; Subsidiaries of Energy Companies Aquila, Inc. and Xcel Energy Inc. Pay $26.5 Million and $16 Million, Respectively, To Settle Charges of False Reporting and Attempted Manipulation; Also Settling Charges Of False Reporting Are Entergy Koch Trading, L.P., Oneok, Inc. and Its Trading Subsidiary and Calpine Energy Services, L.P. , 4883-04 |
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CFTC to Hold Open Meeting on February 4, 2004, to Consider the Application of the U.S. Futures Exchange, LLC, for Contract Market Designation , 4882-04 |
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CFTC FINES FLOOR BROKER FOR UNLAWFULLY TRADING CRUDE OIL FUTURES CONTRACTS; Robert Benjamin Harmon, Jr. Settles Charges that He Engaged in Wash Sales, Reported Non-Bona Fide Prices, and Executed Non-competitive Trades , 4881-04 |
