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Agricultural Trade Options White Paper to be Released at May 14, 1997, Meeting of CFTC Agricultural Advisory Committee , #4018-97
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CFTC Approves Trading Link Between Chicago Board of Trade and London International Financial Futures Exchange , #4017-97
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CFTC Grants a Dual Trading Exemption to the Comex Division of the New York Mercantile Exchange , #4016-97
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CFTC Requires Chicago Board of Trade to Notify All Soybean and Corn Market Participants that the Commission has not Approved the Listing of July and November 1999 Soybean Contracts and July and December 1999 Corn Contracts , Advisory: 24-97
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CFTC Files Charges Against AVCO Financial Corp. , 4015-97 (97Civ-3119) Full Text of Complaint
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CFTC Accepts Settlement Offer of Christopher Engel , #4014-97 (CFTC Docket No. 93-5)
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CFTC Extends Public Comment Period on Responses of the CBT to Notification to Amend Delivery Specifications for Its Corn and Soybean Contracts , Advisory: 21-97
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Open Meeting Scheduled for Thursday, April 24, 1997 Cancelled. , Advisory: 20-97
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U.S. District Court in Illinois Issues Permanent Injunction in CFTC Anti-Fraud Action Against Gary Bruce Anderson #, 4013-97 (Civ 95-C-5422)
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EX PARTE Asset Freeze Ordered by California Court in CFTC Enforcement Action Against AC Trading , #4012-97 (Civ 97-1360)
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Exemption for CPOs of Certain Publicly Offered Pools from Rule 4.26(B) Requirement to Deliver the Most Recent Annual Report together with the Pool's Disclosure Document , Advisory: 18-97
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CFTC Appoints Chicago Enforcement Division Regional Counsel , #4011-97
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CFTC Signs MOU With USDA to Assist in Risk Management Education Effort , #4010-97
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CFTC Files Satutory Disqualification Action Against Kevin Michael Hanley and Simultaneously Accepts His Settlement Offer, Which Includes a Two-Year Period of Conditioned Registration. , 4009-97 (CFTC Docket No. SD 97-4)
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Federal Court Approves CFTC Settlement with Yuan-Yi Lao Who Was Charged With the Unlawful Offer and Sale of Foreign Currency Futures , #4008-97 (CV-93-0088)
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CFTC Settles Complaint Against Two CME Floor Brokers -- Timothy Scott Fox and James Michael Garrity-- Charged in 1995 in Connection with Pork Belly Futures Trading , #4006-97 (CFTC Docket 95-6)
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CFTC Files Complaint Charging Eugene Lyon Jewett, II, of Los Angeles with Violating Federal Commodity Law , #4005-97 (CFTC Docket 97-7)
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CFTC Announces Results of Recent Rule Enforcement Review of the Chicago Board of Trade , #4004-97
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Six Additional Countries Sign declaration on Cooperation and Supervision Covering International futures Markets , #4003-97
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CFTC Accepts Settlement Offer from John P. Gandolfo , #4002-97 (CFTC Docket #93-2)
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CFTC Accepts Settlement Offer from Craig W. Effron , #4001-97 (CFTC Docket 93-2)
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CFTC Issues Statutory Disqualification Against James P. Graeber, Jr. and Simultaneously Accepts His Offer, Which Includes a Two Year Period of Restricted Registration #4000-97 , (CFTC Docket No. SD 97-2)
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CFTC Announces First Cross-Border Testing of Market Emergency Coordination Procedures , #3999-97
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Advisory: CFTC Receives Report From NFA Concerning Telemarketing Practices , Advisory:11-97
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CFTC Takes Further Action to Encourage Automation , #3998-97
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CFTC Complaint Charges Sean G. Kelly With Failure to Keep and Maintain Books and Records , #3997-97 (CFTC Docket #97-6)
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CFTC Accepts Settlement Offer from Mark J. Sitzmann, David E. Sitzmann, and Sitzmann Commodities Inc., In Connection with CFTC Action Filed in 1996 , #3996-97 (CFTC Docket # 96-5)
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Florida Court Issues Permanent Injunction Against James V Dowler, Jr and Dowler & Beekman Trading Co. , #3995-97 (Civ 96-14284)
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CFTC Approves Final Rules for Fast-Track Approval Of New Contracts and Contract Amendments, and Approves the CS&CE's BFP (Milk) Futures and Options , #3994-97
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Permanent Injunction Issued Against Edward M. Collins of Hoffman Estates, Illinois, in CFTC Anti-fraud Action Filed in 1994 , #3993-97 (94-C4375)
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Permanent Injunction Issued By California Court in CFTC Enforcement Action Against Carl J. Hermans of North Hollywood , #3992-97 (CV-97-0777)
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<i>EX PARTE</i> Asset Freeze Order Issued By California Court in CFTC Enforcement Action Against Carl J. Hermans of North Hollywood, California , #3991-97 (CV97-0777RSWL)
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U.S. District Court In Colorado Issues Orders Of Permanent Injunction In CFTC Anti- Fraud Action Against Brian Prendergast Of Colorado And Joel De Angelis Of California In 1996 Prism Case , #3990-97
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CFTC Notifies the New York Cotton Exchange of the Results of Its Recent Review of the Exchange's Financial and Sales Practice Compliance Program , #3988-97
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CFTC Accepts Settlement Offer in Statutory Disqualification Action Against CBOT Floor Broker Richard C. Hayes, Which Includes Revocation of Hayes' Registration , #3985-97
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CFTC Prevails In Action to Enforce Aministrative Subpoenas Requiring Testimont And Production of Documents Related to London Financial, Inc., of Jupiter, Florida , #3984-97
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CFTC Notifies CBT that the Delivery Terms of its Corn and Soybean Futures Contracts Do Not Satisfy the Statutory Objectives of the Commodity Exchange Act , #3983-96
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