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New York Federal Court Denies Motion to Dismiss in Case Brought By CFTC Involving Commodity Trading Advice Given Through Computer Software , 4062-97 Full text of Opinion and Order |
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Permanent Injunction and Multimillion Dollar Disgorgement Order Entered Against Carrington Financial Corp., Marc S. Wuensch, and A. Francis Sidoti in CFTC Anti-Fraud Action , 4061-97 |
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CFTC Notifies the Chicago Mercantile Exchange Clearing House of the Results of Its Review of the CME Clearing House's Compliance with the Commission's Segregation and Related Recordkeeping Rules , 4060-97 |
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CFTC Notifies the Board of Trade Clearing Corporation of the Results of Its Review of the BOTCC's Compliance with the Commission's Segregation and Related Recordkeeping Rules , 4059-97 |
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CFTC Completes Comprehensive Horizontal Rule Enforcement Review of Exchange Broker Association Programs , 4058-97 |
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CFTC Files Statutory Disqualification Action Against Mark S. Shaner, Effectively Barrring Him From the Futures Industry , 4057-97 |
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Illinois Court Permanently Bars Anthony S. Ramirez and Abacus Investment Group Inc., From the Futures Industry , 4056-97 |
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Tennessee Court Issues Preliminary Injunction in CFTC Enforcement Action Against Ronald Barback , 4055-97 |
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CFTC Announces Availability of the <i>International Regulation of Derivative Markets, Products and Financial Intermediaries</i> and <i>1997 Status Report on Exchange-Traded Derivatives Markets in Emerging and Developing Countries</i> , 4054-97 |
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CFTC Seeks Comment on Its long-Term Strategic Plan , 4053-97, |
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California Court Issues Temporary Restraining Order and Asset Freeze Order in CFTC Enforcement Action Against L.A. Forex, Inc. and Two Individuals, All of Redondo Beach, California , 4052-97 |
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CFTC Notifies the Chicago Board of Trade That Its Proposal to Change Its Corn and Soybean Futures Contracts Does Not Satisfy the Terms of the Statute and Proposes to Change and to Supplement the CBT Proposal , 4051-97 |
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CFTC Files Anti-Fraud Enforcement Action in New Yourk Federal Court Against Templer International, Ltd., Worldwide Commodities, Ltd., Worldwide's President William Sanchez, and Templer's President Brian Willis , 4050-97 |
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CFTC Files Anti-Fraud Enforcement Action Against Willy Kerzinger of Michigan and Simultaneously Accepts Settlement Barring him from the Industry and Requiring him to Pay Disgorgement , 4049-97 |
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CFTC Proposes Amending Rules Governing Risk Disclosure Obligations of FCMs and IBs , 4048-97, |
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CFTC Announces Appointment of Thomas J. Erickson as Director, Office of Legislative & Intergovernmental Affairs , 4047-97 |
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I. Michael Greenberger to Head CFTC's Division of Trading and Markets , 4046-97 |
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CFTC Files Two Count Anti-Fraud Enforcement Action Against Ronald Barback, A Tennessee-Based Commodity Trading Advisor , 4045-97 |
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New York Court Issues <i>Ex Parte</i> Asset Freeze Order in CFTC Enforcement Action Againt Oscar A. Klitin and Klitin Associates, II, Both of Great Neck, New York , 4044-97 |
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CFTC Files Enforcement Action Against First Capital Strategists of York, Pennsylvania, and the Four Partners of the Firm and Simultaneously Accepts Respondents' Settlement Offer , 4043-97 |
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CFTC Charges Global Currencies, Ltd., Leon Levitis, Ilya Levitis, Alex Efrosman, and Paul Manfre with Fraud in the Sale of Illegal Foreign Currency Futures Contracts , 4042-97 |
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Rule Enforcement Review of the National Futures Association's Compliance Program for CPOs and CTA's , 4041-97 |
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U.S. District Court Dismisses First Amendment Challenge to Commodity Trading Advisor Registration Requirement , 4040-97 |
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CFTC Files Administrative Complaint Charging Curtis McNair Arnold and London Financial, Inc. with Fraud and Failure to Register in Commection with Marketing, Sale and Trading of "Pattern Probability Strategy" Trading System, , 4039-97 |
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CFTC Prevails in Action to Enforce Administrative Subpoenas , 4038-97 |
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CFTC Files and Settles Administrative Proceedings against Visioneering Resarch & Development Co., and Robert W. Everson for Violations of the Commission's Performance Record Regulations , 4037-97 |
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CFTC Discontinues Off-Exchange Task Force , 38-97 |
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CFTC Issues Guidance Concerning Electronic Delivery of Disclosure Documents by Commodity Pool Operators and Commodity Trading Advisors , #4036-97 |
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Commissioner Dial and CFTC Staff to Participate in Public Forum on Agricultural Trade Options at National Cattlemen's Beef Association Mid-Year Meeting in Reno , #4035-97 |
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CFTC SEEKS PUBLIC COMMENT RELATING TO THE DELIVERY SPECIFICATIONS OF THE CBT WHEAT FUTURES CONTRACT , Advisory: 34-97 |
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CFTC ESTABLISHES OFFICE OF INTERNATIONAL AFFAIRS , #4034-97 |
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Pennsylvania Court Issues Consent Decree And Order Of Preliminary Injunction in CFTC Action Against Robert H. Rutman , #4033-97 (Civ. Action No. 97-CV-3141) |
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Texas Court Issues Permanent Injunction In CFTC Action Against Eugene Morris Walter And Orders him To Pay Customer Restitution # , 4032-97 (3-96-CV-2734-T) |
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CFTC Files and Settles Administrative Proceeding Against Mitsubishi Corp., Merrill Lynch Futures, Inc., Country Hedging, Inc., and Charles B. Soule for Wash Sales Violations , #4031-97 (CFTC Docket #97-10) Full Text of Order |
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CFTC Charges California Company, Its President and Three of the Firm's Telemarketers with Fraud in Sale of Illegal, Off-Exchange Precious Metals Futures Contracts Nationwide , #4030-97 (Civ. 97-4443) Full Text of Complaint |
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CFTC Files Anti-Fraud Enforcement Action Against Murray Ira Rosenberg (d/b/a Pro Broker Services, Inc.) of Mullica Hill, New Jersey , #4029-97 (Civ 97-2927) |
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CFTC To Hold Public Meetings On Whether To Lift The Prohibitions On Certain Agricultural Trade Options , #4028-97 |
