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CFTC Issues Order of Registration to ICE Futures Abu Dhabi Limited to Permit Trading by Direct Access from the U.S. , 8305-20 |
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Federal Court Orders Colorado Company and its Principal to Pay Over $900,000 for Digital Asset and Forex Ponzi Scheme , 8304-20 |
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CFTC Approves Eris Clearing, LLC to Clear Fully-Collateralized Swaps , 8303-20 |
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CFTC Designates KalshiEX LLC as a Contract Market , 8302-20 |
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CFTC Exempts Additional Singapore Recognized Market Operators from SEF Registration Requirements , 8301-20 |
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CFTC Expands its Part 30 Exemptive Program to Improve Global Market Access for U.S. Customers , 8300-20 |
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CFTC Approves Amendments to Swap Clearing Requirement Exemptions , 8299-20 |
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CFTC and South African Reserve Bank Announce Cooperative Effort to Promote Fintech Innovation , 8298-20 |
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CFTC Announces Organizational Changes to Enhance Agency’s Operational Effectiveness , 8297-20 |
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CFTC’s Enforcement Division Issues Staff Guidance on Recognition of Self-Reporting, Cooperation, and Remediation , 8296-20 |
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CFTC to Hold an Open Commission Meeting on November 2 , 8295-20 |
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CFTC and SEC Chairmen Sign Joint Letter Establishing Pilot Program Relating to “Bad Actor Disqualification” Provisions of Regulations A and D , 8294-20 |
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LabCFTC Opens Registration for Final “Empower Innovation 2020” Event on November 17 , 8293-20 |
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At Joint Open Meeting, CFTC and SEC Approve Final Rule on Security Futures Margin and Request for Comment on Portfolio Margining , 8292-20 |
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CFTC Staff Issues Advisory on Virtual Currency for Futures Commission Merchants , 8291-20 |
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ICYMI: Chairman Tarbert in Risk.Net: Strengthening Supervisory Cooperation in Derivatives Markets , 8290-20 |
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CFTC and BoE Sign New MOU for Supervision of Cross-Border Clearing Organizations , 8289-20 |
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CFTC and SEC to Hold a Joint Open Meeting on October 22 , 8288-20 |
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CFTC Finalizes Position Limits Rule at October 15 Open Meeting , 8287-20 |
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CFTC Staff Provides Reporting Relief for Swaps Related to Upcoming DCO Auctions as Part of the Industry-Wide Initiative to Transition Away from LIBOR , 8286-20 |
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Federal Court Orders Affiliate Marketer to Pay More Than $13.8 Million for Binary Options Fraud , 8285-20 |
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CFTC Staff Extends No-Action Relief from the Execution Requirement for Swaps in Certain Types of Package Transactions , 8284-20 |
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Federal Court Orders Pennsylvania Man and His Companies to Pay More Than $1.2 Million in Forex Trading Scheme , 8283-20 |
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CFTC Revokes Registrations of Florida Company and its CEO for Fraud and Related Criminal Conviction , 8282-20 |
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CFTC to Hold an Open Commission Meeting on October 15 , 8281-20 |
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LabCFTC Opens Registration for October 21 “Empower Innovation 2020” Event , 8280-20 |
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CFTC Charges Wisconsin Firm and its Manager with Registration, Disclosure, and Recordkeeping Violations , 8279-20 |
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ICYMI: Oxford University Publishes Chairman Tarbert’s Article on Dodd-Frank’s Derivatives Reforms , 8278-20 |
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CFTC Unanimously Approves a Final Rule Amending Form CPO-PQR , 8277-20 |
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CFTC and the Office of Financial Research Sign Memorandum of Understanding to Allow Information Sharing , 8276-20 |
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Enforcement Director James McDonald to Depart CFTC , 8275-20 |
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CFTC Posts Record-Breaking Enforcement Year , 8274-20 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet on October 16 , 8273-20 |
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Federal Court Orders Pennsylvania Man Pay $7.4 Million in Restitution for Multi-Million Dollar Bitcoin Fraud , 8272-20 |
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CFTC Chairman Tarbert Announces New Agricultural Advisory Subcommittee and Seeks Nominations for Membership , 8271-20 |
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CFTC Charges BitMEX Owners with Illegally Operating a Cryptocurrency Derivatives Trading Platform and Anti-Money Laundering Violations , 8270-20 |
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CFTC Orders Morgan Stanley Capital Services LLC to Pay $5 Million for Swap Data Reporting Failures , 8269-20 |
