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CFTC Charges 5 Canadians, 1 American, and 4 Companies in $165 Million Global Binary Options Fraud Scheme , 8231-20 |
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CFTC Approves LedgerX, LLC to Clear Fully-Collateralized Futures and Options on Futures , 8230-20 |
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CFTC Charges 20 Entities for Making False Registration Claims , 8229-20 |
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CFTC Provides Additional Relief to Market Participants Transitioning from LIBOR , 8228-20 |
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CFTC Reinstates TeraExchange, LLC as a Swap Execution Facility , 8227-20 |
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CFTC Charges Multiple Individuals and Entities in $28 Million Ponzi Scheme that Targeted Churchgoers , 8226-20 |
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CFTC Adds More Than 20 Unregistered Foreign Entities to RED List , 8225-20 |
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CFTC Orders Toronto-Based Firm to Pay $500,000 for Violating Capital, Reporting, and Supervision Rules , 8224-20 |
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LabCFTC Opens Registration for September 24 Empower Innovation 2020 Event , 8223-20 |
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CFTC Orders The Bank of Nova Scotia to Pay $50 Million for Swap Dealer Compliance and Supervision Failures and False Statements , 8222-20 |
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CFTC Orders The Bank of Nova Scotia to Pay Record $77.4 Million for Spoofing and Making False Statements , 8221-20 |
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CFTC Orders The Bank of Nova Scotia to Pay $127.4 Million for Spoofing, False Statements, Compliance and Supervision Violations , 8220-20 |
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CFTC Unanimously Approves Proposals Amending Margin Requirements for Swap Dealers and Major Swap Participants , 8219-20 |
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CFTC Orders Interactive Brokers LLC to Pay More Than $12 Million for Anti-Money Laundering and Supervision Violations , 8218-20 |
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CFTC Obtains $3.8 Million Fraud Judgment Against Commodity Pool Operator and its Owner , 8217-20 |
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NYMEX and Two Former Employees to Pay $4 Million for Disclosing Material Non-Public Information , 8216-20 |
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CFTC Advisory Warns Customers to Carefully Assess Precious Metals Pitches Touting CARES Act Rules , 8215-20 |
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CFTC Market Risk Advisory Committee Approves Subcommittee’s Single-Step Transition Recommendations at Public Meeting , 8214-20 |
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CFTC Awards Approximately $9 Million to Whistleblower , 8213-20 |
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CFTC Withdraws “ANE” Staff Advisory and Issues New Cross-Border No-Action Relief , 8212-20 |
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CFTC Approves Final Cross-Border Swaps Rule and an Exempt SEF Amendment Order at July 23 Open Meeting , 8211-20 |
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CFTC Approves Final Swap Dealer Capital Rule at July 22 Open Meeting , 8210-20 |
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ICYMI: Chairman Tarbert Recaps His First Year Leading the CFTC on Bloomberg TV , 8209-20 |
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CFTC Announces Whistleblower Awards Totaling More Than $1 Million , 8208-20 |
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CFTC Orders Florida Company to Pay $75,000 for Registration Violations , 8207-20 |
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CFTC Extends Targeted Relief to Market Participants in Response to COVID-19 , 8206-20 |
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CFTC’s Market Risk Advisory Committee Announces Agenda for July 21 Public Meeting , 8205-20 |
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CFTC Charges Georgia Company and Florida Residents with Precious Metals Fraud and Misappropriation of Nearly $900,000 , 8204-20 |
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CFTC’s Technology Advisory Committee Releases Agenda for Upcoming Public Meeting , 8203-20 |
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CFTC to Hold Open Commission Meetings on July 22 and 23 , 8202-20 |
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CFTC Sanctions Two Firms Offering Digital Asset-Based Swaps for Illegal Off-Exchange Trading and Registration Violations , 8201-20 |
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Federal Court Orders Defendants to Pay Nearly $1.3 Million in Forex Fraud Scheme , 8200-20 |
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CFTC Invalidates CPO Registration Exemptions for 17 Foreign Entities , 8199-20 |
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LabCFTC to Host Fintech-Focused Virtual Event Series This Fall , 8198-20 |
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CFTC Charges California and Colorado Residents in Ongoing Multimillion-Dollar Ponzi Scheme , 8197-20 |
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CFTC Announces Finalization of 2020-2024 Strategic Plan , 8196-20 |
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CFTC Charges Florida Man for Attempting to Fraudulently Profit From COVID-19 , 8195-20 |
