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CFTC Allows Additional UK Multilateral Trading Facilities to Operate without CFTC Registration as Exempt SEFs , 7851-18 |
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CFTC Approves a Proposed Rule to Provide Exception to Annual Privacy Notice Requirement , 7850-18 |
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CFTC’s Market Risk Advisory Committee Announces Agenda for December 4 Public Meeting , 7849-18 |
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CFTC and K-State to Host 2nd Agricultural Commodity Futures Conference , 7848-18 |
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CFTC’s LabCFTC Releases Primer about Smart Contracts , 7847-18 |
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CFTC’s Market Risk Advisory Committee to Meet December 4 to Discuss Clearinghouse and Vendor Risk Management , 7846-18 |
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CFTC Approves a Final Rule to Amend Uncleared Swap Margin Requirements , 7845-18 |
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CFTC Vacates SEF Registration Upon Request of GTX SEF, LLC , 7844-18 |
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CFTC Commissioner Dan Berkovitz Announces Staff Appointments , 7843-18 |
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CFTC and State of Utah Charge Salt Lake City Precious Metals Dealer and His Company with Engaging in $170 Million Precious Metals Ponzi Scheme , 7842-18 |
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CFTC Division of Enforcement Issues Report on FY 2018 Results , 7841-18 |
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In CFTC Action, Federal Court Orders Hedge Fund and Its Principals To Pay More Than $1 Million for Fraud and Registration Violations , 7840-18 |
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CFTC Orders Former Virtual Currency Trader to Pay More than $1.1 Million for Fraudulent Bitcoin and Litecoin Scheme , 7839-18 |
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CFTC Charges Former Deutsche Bank Trader with Fraudulently Mismarking Swaps , 7838-18 |
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CFTC Orders Commerzbank AG to Pay $12 Million for Swap Dealing Violations and for Misleading Statements to the CFTC , 7837-18 |
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CFTC Commissioner Dawn D. Stump Announces Staff Appointments , 7836-18 |
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CFTC Voted on Open Meeting Agenda Items , 7835-18 |
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CFTC’s Office of the Chief Economist Issues Report on Initial Margin Phase 5 , 7834-18 |
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DSIO Issues No-Action Relief Regarding Futures Commission Merchant’s Deposit of Customer-Owned Securities as Margin with UK Broker , 7833-18 |
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CFTC to Hold an Open Commission Meeting on November 5 , 7832-18 |
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Federal Court Orders Trading Firm and CEO to Pay More than $2.5 Million for Fraudulent Bitcoin Ponzi Scheme , 7831-18 |
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CFTC Staff Issues Updated Report Assessing Agricultural Block Trades , 7830-18 |
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CFTC Chairman Giancarlo Announces Sponsors for Advisory Committees , 7829-18 |
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Federal Court in New York Orders Kevin Antonovich to Pay $554,375 Judgment for Commodity Pool Fraud , 7828-18 |
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In CFTC Action, Former Trader Kamaldeep Gandhi Admits to Engaging in Spoofing and Manipulative Schemes at Proprietary Trading Firms , 7827-18 |
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Federal Court in Chicago Enters $14 Million Judgment against Options Trader for Fraudulent Options Scheme , 7826-18 |
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CFTC Proposes to Streamline Regulations for Commodity Pool Operators and Commodity Trading Advisors , 7825-18 |
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CFTC and ASIC Sign Fintech Cooperation Arrangement , 7824-18 |
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CFTC’s Technology Advisory Committee Announces Agenda for its October 5 Public Meeting , 7823-18 |
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CFTC Charges Owner of Precious Metals Firm with Defrauding More than 130 Customers in Precious Metals Scheme , 7822-18 |
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CFTC Wins Trial against Fraudster in Futures Markets , 7821-18 |
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Federal Court Finds that Virtual Currencies Are Commodities , 7820-18 |
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CFTC Commissioner Behnam Announces the Establishment of New Subcommittee of the Market Risk Advisory Committee and Seeks Nominations for Membership , 7819-18 |
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CFTC Orders the Bank of Nova Scotia to Pay $800,000 Penalty for Spoofing in the Precious Metals Futures Markets , 7818-18 |
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Chairman Giancarlo Releases Cross-Border White Paper , 7817-18 |
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CFTC Charges Interdealer Broker with Fraud , 7816-18 |
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CFTC Charges Chairman of Board of Interdealer Broker with Supervisory Failures , 7815-18 |