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CFTC Orders BGC Financial, L.P. to Pay $3 Million for Supervision, Reporting, and Recordkeeping Violations , 8083-19 |
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Chairman Tarbert Discusses U.S. Leadership in Digital Assets on CNBC , 8082-19 |
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ICYMI: Fintech Regulation Needs More Principles, Not More Rules , 8081-19 |
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CFTC to Hold an Open Commission Meeting on November 25 , 8080-19 |
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CFTC Commissioner Behnam Announces Members of the Market Risk Advisory Committee’s New Climate-Related Market Risk Subcommittee , 8079-19 |
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CFTC Charges Unregistered Commodity Pool Operator, Two California Men with $2.3 Million Fraud , 8078-19 |
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CFTC Orders Wells Fargo to Pay Over $14 Million for Violating Swap Dealer Business Conduct Standards , 8077-19 |
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CFTC Approves Transfer of trueEX LLC Swap Execution Registration to Tassat Derivatives LLC , 8076-19 |
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CFTC Orders Mitsubishi Corporation RtM Japan Ltd. to Pay $500,000 for Spoofing , 8075-19 |
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CFTC Orders Proprietary Trading Firm to Pay Record $67.4 Million for Engaging in a Manipulative and Deceptive Scheme and Spoofing , 8074-19 |
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CFTC Charges Denari Capital, LLC and its Owners with $8.3 Million Forex Fraud , 8073-19 |
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CFTC Unanimously Approves Proposed Rule, Acts on 3 Foreign Board of Trade Registration Applications at November 5 Open Meeting , 8072-19 |
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CFTC Charges Companies and Associates with Failing to Register with the CFTC , 8071-19 |
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CFTC Charges Alabama Resident and His Company with Binary Options Fraud , 8070-19 |
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Federal Court Orders Defendants to Pay More than $4.25 Million for Fraud and Misappropriation , 8069-19 |
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CFTC Charges Foreign Trading Platform for Failing to Register with the CFTC , 8068-19 |
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Chairman Tarbert Statement on Bipartisan House Action to Reauthorize the CFTC , 8067-19 |
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Florida Federal Court Orders Defendant to Pay More than $2 Million in a Foreign Currency Fraud Scheme , 8066-19 |
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Federal Court Orders Florida Company to Pay More Than $15 Million in Monetary Sanctions for Fraud and Illegal Transactions , 8065-19 |
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CFTC Commissioner Stump Announces New GMAC Subcommittee on Margin Requirements for Non-Cleared Swaps , 8064-19 |
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CFTC to Hold an Open Commission Meeting on November 5 , 8063-19 |
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CFTC Charges Upstream Energy Services with Acting as an Unregistered Futures Commission Merchant , 8062-19 |
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CFTC Charges New York Man with Misappropriating Customer Funds Intended for Futures and Forex Trading , 8061-19 |
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CFTC Extends Public Comment Period for Proposal to Improve Data Quality and Streamline Regulations for Swap Data Repositories , 8060-19 |
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Chairman Tarbert Announces Elevation of LabCFTC , 8059-19 |
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U.S. Financial Regulatory Agencies Join the Global Financial Innovation Network , 8058-19 |
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CFTC Sues Unregistered Retail Forex Exchange Dealer , 8057-19 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet November 7 , 8056-19 |
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CFTC Announces Agenda for 2nd Annual Fintech Forward Conference , 8055-19 |
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CFTC Approves Two Proposed Rules at October 16 Open Meeting , 8054-19 |
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CFTC Charges Nevada Company and its Owner in $11 Million Cryptocurrency Fraud and Misappropriation Scheme , 8053-19 |
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Federal Court Orders Managed Fund and CEO to Pay More Than $17.2 Million in a Commodities Fraud Scheme , 8052-19 |
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IN CASE YOU MISSED IT: Chairman Tarbert Comments on Cryptocurrency Regulation at Yahoo! Finance All Markets Summit , 8051-19 |
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Chairman Tarbert Announces New LabCFTC Director , 8050-19 |
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CFTC to Hold an Open Commission Meeting on October 16 , 8049-19 |
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Agencies Finalize Changes to Simplify Volcker Rule , 8048-19 |
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CFTC Files Enforcement Actions Against Two Affiliate Marketers for Binary Options Fraud , 8047-19 |
