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CFTC’s Division of Market Oversight Extends No-Action Relief from the Execution Requirement for Swaps in Certain Types of Package Transactions , 7636-17 |
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CFTC’s Division of Market Oversight Extends No-Action Relief from Certain Audit Trail Requirements Related to Post-execution Allocation Information , 7635-17 |
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CFTC Commissioner Behnam Named Sponsor of the Market Risk Advisory Committee , 7634-17 |
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CFTC Staff Issues No-Action Relief for Swap Dealers from Compliance with Variation Margin Requirements Applicable to Swaps with Legacy Special Purpose Vehicles , 7633-17 |
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CFTC Issues Order Extending Current Swap Dealer De Minimis Threshold to December 2019 , 7632-17 |
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CFTC’s LabCFTC Releases Primer on Virtual Currencies , 7631-17 |
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CFTC Announces Clearinghouse Liquidity Stress Test Results , 7630-17 |
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CFTC Comparability Determination on EU Margin Requirements and a Common Approach on Trading Venues , 7629-17 |
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CFTC Charges California Resident Scott Allensworth, His Company E-Slate, Inc., Nevada Resident Robert J. Fusco, and Kentucky Resident David Weddle with Fraud, Misappropriation, and Registration Violations , 7628-17 |
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CFTC Finds that Proprietary Trading Firm Arab Global Commodities DMCC Engaged in Spoofing of Copper Futures Contracts , 7627-17 |
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Federal Court Enters More than $2 Million Judgment against Grand Island, Nebraska, Resident Who Controlled International Fraudulent Scheme , 7626-17 |
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CFTC Talks Launches Ag Series Featuring Roberts and Conaway , 7625-17 |
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Petal Walker, Chief Counsel to Former CFTC Commissioner Bowen, Leaving Agency , 7624-17 |
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CFTC Orders Logista Advisors LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange , 7623-17 |
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CFTC Charges California Residents Hasan Sarwar a/k/a Alexander Sarwar, and Rachida Elfrimi With Operating a $1.19 Million Dollar Ponzi Scheme and Registration Violations , 7622-17 |
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CFTC Orders Morgan Stanley & Co. LLC to Pay $500,000 for Supervision Failures , 7621-17 |
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CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures , 7620-17 |
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CFTC Chairman Giancarlo Appoints Brian A. Bussey as Director of the Division of Clearing and Risk , 7619-17 |
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CFTC Approves Delegated Authority Provisions for Designated Contract Markets , 7618-17 |
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CFTC’s Division of Market Oversight Extends Existing Relief and Provides Additional Relief for Reporting Parties from Reporting Obligations as Required by the OCR Final Rule , 7617-17 |
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CFTC Orders Citibank, N.A. and London-based Citigroup Global Markets Limited to Pay a $550,000 Penalty for Swap Data Reporting Violations Involving Legal Entity Identifier Information and Related Supervision Failures , 7616-17 |
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CFTC Orders Merrill, Lynch, Pierce, Fenner & Smith Incorporated to Pay $2.5 Million to Settle Charges of Supervision Failures and Recordkeeping Violations , 7615-17 |
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CFTC Charges Nicholas Gelfman and Gelfman Blueprint, Inc. with Fraudulent Solicitation, Misappropriation, and Issuing False Account Statements in Bitcoin Ponzi Scheme , 7614-17 |
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CFTC Chairman Giancarlo Appoints Matthew B. Kulkin as Director of the Division of Swap Dealer and Intermediary Oversight , 7613-17 |
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CFTC’s Office of Data and Technology Improves Online Filing Portal for CFTC Form 40 , 7612-17 |
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Commissioner Quintenz Named Sponsor of the Technology Advisory Committee , 7611-17 |
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Rostin Behnam Sworn In as a Commissioner of the CFTC , 7610-17 |
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CFTC Charges Monex Deposit Company, its Affiliates, and their Principals in Multi-Million Dollar Fraudulent Precious Metals Scheme , 7609-17 |
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CFTC Orders Dallas, Texas-based W Resources, LLC to Pay a $150,000 Civil Monetary Penalty for Registration Violations , 7608-17 |
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Commissioner Quintenz Names Kevin Webb New Chief of Staff , 7607-17 |
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CFTC Orders Ikon Global Markets, Inc. to Pay $200,000 for Recordkeeping Violations , 7606-17 |
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CFTC Charges South Carolina Resident Thomas Lanzana, Florida Resident Nikolay Masanko, and Their Companies Blackbox Pulse, LLC and White Cloud Mountain, LLC with Fraud, Misappropriation, and Registration Violations , 7605-17 |
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Chairman Giancarlo Appoints Bruce Tuckman CFTC’s Chief Economist , 7604-17 |
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Federal Court Orders Jeffrey Slemmer, Christian Dorrian, Adam Roth, and Their Florida-Based Companies to Pay over $5.4 Million in Restitution and a Penalty in CFTC Precious Metals and Diamonds Anti-Fraud Action , 7603-17 |
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Brian Quintenz Sworn In as a Commissioner of the U.S. Commodity Futures Trading Commission , 7602-17 |
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CFTC Orders Aruba-based Copersucar Trading A.V.V. to Pay a $300,000 Penalty for Executing Wash Trades on ICE , 7601-17 |
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CFTC Staff Grants Relief to Market Participants from Certain Position Aggregation Requirements , 7600-17 |
