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CFTC Vacates DCO Registration of CME Clearing Europe , 7599-17 |
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CFTC Finds that The Bank of Tokyo-Mitsubishi UFJ, Ltd. Engaged in Spoofing of Treasury Futures and Eurodollar Futures , 7598-17 |
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New Podcast "CFTC Talks” Launched Today , 7597-17 |
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U.S. Senate Unanimously Confirms Giancarlo as Chairman, Quintenz and Behnam as Commissioners , 7596-17 |
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CFTC Releases Rule Enforcement Review of the North American Derivatives Exchange , 7595-17 |
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CFTC Orders New York Trader Simon Posen to Pay a $635,000 Civil Monetary Penalty and Permanently Bans Him from Trading in CFTC-Regulated Markets for Spoofing in the Gold, Silver, Copper, and Crude Oil Futures Markets , 7594-17 |
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CFTC Staff Extends Time-Limited No-Action Relief on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations , 7593-17 |
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CFTC Grants DCO Registration to LedgerX LLC , 7592-17 |
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CFTC Orders Atlanta Resident Arthur Toole III and His Companies to Pay Restitution and Penalties Totaling More than $493,000 for Commodity Pool Fraud , 7591-17 |
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CFTC Charges California Resident Jason B. Scharf, His Worldwide Web of Companies, and Florida-Based Affiliate Marketers Michael Shah and Zilmil, Inc. with $16 Million Binary Options Fraud Scheme , 7590-17 |
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Federal Court in Florida Orders Anthony J. Klatch II, Lindsey Heim, and their Company Assurance Capital Management, LLC to Pay More than $2.4 Million in Restitution and Civil Monetary Penalties for Commodity Pool Fraud and Misappropriation , 7589-17 |
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CFTC Charges New York Resident Daniel Winston LaMarco and His Company, GDLogix Inc., with Fraud in Connection with Foreign Currency Derivatives Commodity Pool Scheme and Registration Violations , 7588-17 |
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CFTC Acting Chairman Giancarlo Appoints Daniel Gorfine as LabCFTC Director and Chief Innovation Officer , 7587-17 |
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CFTC Launches New Video Series Featuring Fraud Victims , 7586-17 |
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Division of Market Oversight Announces Review of Swaps Reporting Regulations , 7585-17 |
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CFTC Grants SEF Registration to LedgerX LLC , 7584-17 |
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CFTC’s DMO and DCR Issue Conditional No-Action Relief from Reporting Fully Margined/Collateralized Binary Option and Spread Contract Data to Swap Data Repositories , 7583-17 |
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CFTC Orders Rosenthal Collins Capital Markets LLC, Now Known as DV Trading LLC, to Pay a Civil Penalty of $5 Million for Engaging in Illegal Wash Sales Designed to Generate Exchange Rebate Fees , 7582-17 |
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CFTC Enters into Non-Prosecution Agreements with Former Citigroup Global Markets Inc. Traders Jeremy Lao, Daniel Liao, and Shlomo Salant , 7581-17 |
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Senate Agriculture Committee Votes Overwhelmingly to Confirm Giancarlo as Chairman for the CFTC Paving Way for Full Senate Consideration , 7580-17 |
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Federal Court in North Carolina Orders Tracy Lee Thomas and His Company, Marbury Advisors Inc., to Pay More than $4.4 Million for Fraudulently Soliciting Customers , 7579-17 |
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CFTC Orders Hong Kong-Based Huafu HK Co. Ltd. to Pay $225,000 for Reporting Violations , 7578-17 |
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Federal Court in New York Imposes Permanent Registration and Trading Bans against Defendants Gary Creagh and His Company, Wall Street Pirate Management, LLC, and Orders Them to Pay a $125,000 Civil Monetary Penalty , 7577-17 |
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CFTC Charges New Jersey Resident Michael S. Wright and New York Firm Wright Time Capital Group LLC (d/b/a Global FX Club) with Solicitation Fraud and Misappropriation in connection with a Pooled Investment in Foreign Currency Derivatives Trading , 7576-17 |
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CFTC Issues Order of Registration to the Dubai Mercantile Exchange to Permit Trading by Direct Access from the U.S. , 7575-17 |
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CFTC Order Finds that McVean Trading & Investments, LLC; Charles Dow McVean, Sr.; Michael J. Wharton & Samuel C. Gilmore Used a Manipulative or Deceptive Device & Exceeded Position Limits in the Live Cattle Futures Market & Imposes Penalties of $5 Mln , 7574-17 |
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CFTC Unanimously Approves Revisions to Delegated Authorities and Technical Amendments , 7573-17 |
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Federal Court Orders Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie to Pay More than $1.6 Million in Restitution and a Civil Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions , 7572-17 |
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CFTC’s Market Risk Advisory Committee to Meet on June 20, 2017 , 7571-17 |
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CFTC Acting Chairman Giancarlo Appoints Erica Elliott Richardson as Director of the Office of Public Affairs , 7570-17 |
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CFTC Charges Seattle Residents Sung Hong a/k/a Lawrence or Laurence Hong, Hyun Joo Hong a/k/a Grace Hong, and Her Company Pishon Holding LLC with Fraudulently Soliciting More than $11 Million from Customers in Connection with Trading Futures , 7569-17 |
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CFTC Charges Estonian Company Tallinex with Fraud and Failure to Register as a Retail Foreign Exchange Dealer and Nevada Company General Trader Fulfillment with Failure to Register as an Introducing Broker , 7568-17 |
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CFTC Finds Former Trader David Liew Engaged in Spoofing and Manipulation of the Gold and Silver Futures Markets and Permanently Bans Him from Trading and Other Activities in CFTC-Regulated Markets , 7567-17 |
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CFTC’s Market Risk Advisory Committee to Meet on June 20, 2017 , 7566-17 |
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CFTC Issues Order of Registration to Eurex Zurich AG to Permit Trading by Direct Access from the U.S. , 7565-17 |
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Federal Court in Florida Orders K.B. Concepts Group, LLC and Kelvin Burgos to Pay More than $486,300 in Disgorgement and a Civil Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions , 7564-17 |
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CFTC Extends No-Action Relief to SEFs and DCMs from Certain CFTC Regulations for Correction of Errors , 7563-17 |
