Public Statements & Remarks

Date Public Statements & Remarks
Concurring Statement of Commissioner Rostin Behnam Regarding Exemption from the Swap Clearing Requirement for Certain Affiliated Entities—Alternative Compliance Frameworks for Anti-Evasionary Measures
Commissioner Rostin Behnam
Statement of Commissioner Dan M. Berkovitz on Final Rule to Make Permanent Certain Anti-Evasion Measures for Inter-Affiliate Swaps
Commissioner Dan M. Berkovitz
Statement of Commissioner Rostin Behnam Regarding Notice of Proposed Rulemaking on Margin Requirements for Uncleared Swaps for Swap Dealers and Major Swap Participants
Commissioner Rostin Behnam
Statement of Commissioner Dan M. Berkovitz on Proposed Rule Further Extending Swap Margin Deadline for Entities with Smaller Swap Portfolios
Commissioner Dan M. Berkovitz
Statement of Chairman Heath P. Tarbert in Support of Final Rule Preventing Bad Actors from Relying on CPO Exemptions
Chairman Heath P. Tarbert
Statement of Support by Commissioner Brian D. Quintenz Regarding Amendments Prohibiting CPO Exemptions under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications – Final Rule
Commissioner Brian D. Quintenz
Statement of Commissioner Rostin Behnam Regarding Amendments to Registration and Compliance Requirements for CPOs and CTAs: Prohibiting Exemptions under Regulation 4.13 on Behalf of Persons Subject to Certain Statutory Disqualifications
Commissioner Rostin Behnam