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CFTC Proposed Amendments to Acceptable Practices for Core Principle 15 , 5304-07 |
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U.S. Commodity Futures Trading Commission Settles Fraud Action Against Maryland Resident Arthur John Keeffe, II and His Foreign Currency (Forex) Trading Company, Calvary Currencies LLC , 5303-07 |
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CFTC Staff Allows the Offer and Sale in the U.S. of Futures Contracts on the FTSEurofirst 80 Index and the FTSEurofirst 100 Index Traded on Euronext Paris SA , 5302-07 |
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Connecticut Resident Burton Friedlander and his Company Ordered to Pay More Than $2 Million to Defrauded Customers in Connection with Commodity Fraud Scheme , 5301-07 |
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Defendants Ordered to Pay $1.6 Million in Government's Attempted Manipulation Case against Concord Energy, LLC and Natural Gas Energy Traders Shawn McLaughlin and Darrell Danyluk , 5300-07 |
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CFTC to Host Meeting of International Futures Industry Regulators , 5299-07 |
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CFTC Settles Recordkeeping Charges Against Pioneer Futures, Inc. , 5298-07 |
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General Counsel Nanette Everson to Leave Commission , 5297-07 |
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CFTC's Division of Enforcement Clarifies Cooperation Advisory with Respect to the Attorney-Client and Work Product Privileges , 5296-07 |
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CFTC Adopts Amendments to Advertising Regulations for CPOs, CTAs, and Their Principals , 5295-07 |
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Man Financial Inc. Sanctioned for Failing to Supervise Former Employee Who Fraudulently Solicited Customers , 5294-07 |
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Federal Court Imposes Penalty and Restitution of More Than $1.3 Million against Manager at Worldwide Commodity Corporation in Commodity Options Fraud Case , 5293-07 |
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U.S. Commodity Futures Trading Commission Settles Action Charging NRG Energy Inc. with Falsely Reporting Natural Gas Trades , 5292-07 |
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California Court Orders Gilbert Philip Castillo, Jr. and Castle Enterprise Corporation to Pay More than $800,000 in Disgorgement and $480,000 in Civil Penalties for Fraud by an Unregistered Commodity Trading Advisor , 5291-07 |
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CFTC’s Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Futures Commission Merchants , 5290-07 |
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Texas Federal Court Orders Payment of More Than $123 Million in Fines and Restitution in Case Filed by the U.S. Commodity Futures Trading Commission against Seattle Firm and its Affiliates Involved in Forex Swindle , 5289-07 |
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U.S. Commodity Futures Trading Commission Files Anti-Fraud Action Against New York Hedge Fund Cornerstone Capital Management, LLC and its Operator, Atlanta Resident Joseph T. Profit II , 5288-07 |
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CFTC’s Office of the Chief Economist Releases Study on “Market Growth, Trader Participation and Pricing in Energy Futures Markets” , 5287-07 |
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CFTC’s Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators , 5286-07 |
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CFTC Joins National Organizations to Sponsor Ninth Annual National Consumer Protection Week , 5285-07 |
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U.S. Commodity Futures Trading Commission Revokes the Registration of United Investors Group Inc. , 5284-07 |
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U.S. Commodity Futures Trading Commission Revokes the Registration of Risk Capital Trading Group, Inc. , 5283-07 |
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CFTC Issues New Governance Guidelines for Futures Exchanges , 5282-07 |
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Georgia Hedge Fund, Renaissance Asset Management, LLC, and its Atlanta-based Chief Operating Officer Charged in Federal Court with Commodity Pool Fraud , 5281-07 |
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CFTC Adopts Rule Requiring FCMs to Become Members of a Registered Futures Association , 5280-07 |
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Florida Federal Court Judgment Concludes Multi-Million Dollar Foreign Currency (Forex) Anti-Fraud Action Brought by the U.S. Commodity Futures Trading Commission , 5279-07 |
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Foreign Currency Company, UForex Consulting, its President, and Former Employee Charged in Louisiana Federal Court with Cheating Customers of More Than $2.9 Million , 5278-07 |
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California Commodity Trading Firm, Acceleration Capital, Settles Charges of Fraud and Misappropriation Based on Former Agent’s Activity , 5277-07 |
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CFTC Chairman Reuben Jeffery III Announces the Appointment of Ianthe Jackson Zabel as Director of External Affairs , 5276-07 |
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U.S. Commodity Futures Trading Commission Files and Settles Charges Against Rosenthal Collins Group , 5275-07 |
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U.S. District Court for the District of Oregon Enters Final Order against Mastermind of Multimillion Dollar Fraudulent Foreign Currency (Forex) Scam , 5274-07 |
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U.S. Commodity Futures Trading Commission Obtains Permanent Injunction against Seattle, Washington Man Charged with Solicitation Fraud for the Second Time , 5273-07 |
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U.S. Commodity Futures Trading Commission Files and Settles Charges Against Illinois Resident for Indirectly Trading Against His Customer Orders at the Chicago Mercantile Exchange , 5272-07 |
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New York Firm Sanctioned for Defrauding Investors in Excess of $4.4 Million Dollars in a Foreign Currency (Forex) Scam , 5271-07 |
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U.S. Commodity Futures Trading Commission Charges Stephanie Ann Gallitano and Her Companies, Financial Risk International, Inc. and Financial Risk Management, Inc., with Defrauding Customers Purchasing Foreign Currency (Forex) Options , 5270-07 |
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CFTC Announces Closure of Its Minneapolis Office Effective December 31, 2006 , 5269-06 |
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U.S. Commodity Futures Trading Commission Seeks to Revoke Registrations of Worldwide Commodity Corporation and South Coast Commodities, Inc. , 5268-06 |
