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CFTC Expands the Scope of Relief Issued to Singapore Derivatives Trading Limited Pursuant to Regulation 30.10 , 5378-07 |
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CFTC’s Division of Clearing and Intermediary Oversight Issues Advisory on Forex Transactions , 5377-07 |
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District of Columbia Federal Court Orders McGraw-Hill to Comply with Commodity Futures Trading Commission Subpoena and to Produce Documents of Commodity Index Provider Platts in Energy Investigation , 5376-07 |
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CFTC Requests Public Comment on Exemption Request for the China Foreign Exchange Trade System , 5375-07 |
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CFTC Announces Appointment of Terry Arbit as General Counsel , 5374-07 |
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CFTC Seeks Public Comment on a Proposal to Amend Regulations 3.12 and 3.31 to Extend the Period for Filing Termination Notices , 5373-07 |
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New York Federal Court Enters Orders Granting Judgments in Four Cases against Nine Entities for International Commodity Futures and Options Scam; Defendants Ordered to Pay More than $15.5 Million in Restitution and Civil Penalties , 5372-07 |
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Jill E. Sommers and Bart Chilton Sworn in as CFTC Commissioners , 5371-07 |
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CFTC Launches Redesigned Website , 5370-07 |
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CFTC Applauds Senate Confirmation of Nominees , 5369-07 |
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CFTC Announces September Hearing to Examine Trading on Regulated Exchanges and Exempt Commercial Markets , 5368-07 |
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U.S. Commodity Futures Trading Commission Charges Washington State Man and His Companies with Defrauding Customers in Retail Foreign Currency Options Scheme , 5367-07 |
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Marathon Petroleum Company LLC Agrees to Pay $1,000,000 Civil Penalty to Settle U.S. Commodity Futures Trading Commission Charges of Attempted Manipulation in Crude Oil Markets , 5366-07 |
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U.S. Commodity Futures Trading Commission Seeks to Revoke the Registration of New York Foreign Currency Trader Udo Rotmistrenko , 5365-07 |
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U.S. Commodity Futures Trading Commission Sanctions Merrill Lynch Investment Managers, LLC and Merrill Lynch Alternative Investments, LLC for Repeated Failure to File Annual Reports on Time for Many of the Commodity Pools they Operate , 5364-07 |
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U.S. Commodity Futures Trading Commission Seeks to Revoke the Registration of Fort Lauderdale-based Commodity Investment Group, Inc. , 5363-07 |
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U.S. District Court Appoints Fund Administrator to Disburse Restitution in the CFTC’s Forex Anti-Fraud Action Against Emerald Worldwide Holdings, Inc. , 5362-07 |
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CFTC Announces Resignation of Chief Economist, James A. Overdahl , 5361-07 |
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U.S. Commodity Futures Trading Commission Alleges that Energy Transfer Partners, L.P. and Three of Its Subsidiaries Used the IntercontinentalExchange in Attempted Manipulation of Natural Gas Market , 5360-07 |
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U.S. Commodity Futures Trading Commission Charges Hedge Fund Amaranth and its Former Head Energy Trader, Brian Hunter, with Attempted Manipulation of the Price of Natural Gas Futures , 5359-07 |
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CFTC Seeks to Revoke the Registration of Next Financial Services Unlimited, Inc. and New World Trading, LLC. , 5358-07 |
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New Jersey Court Order Imposes More Than $30 Million in Sanctions against Coyt E. Murray, Tech Traders, Inc., Tech Traders, Ltd., Magnum Investments, Ltd., and Magnum Capital Investments, Ltd. in Anti-Fraud Action Brought by the CFTC , 5357-07 |
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CFTC Staff Allows Eurex Deutschland’s Futures Contracts Based on the Dow Jones STOXX 600 Index and the Dow Jones STOXX Mid 200 Index to Be Offered and Sold in the United States , 5356-07 |
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U.S. Commodity Futures Trading Commission Congratulates the President's Corporate Fraud Task Force on its Fifth Anniversary , 5355-07 |
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Interactive Brokers LLC Sanctioned for Failing to Supervise Its Compliance Staff , 5354-07 |
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Federal Court Extends CFTC Asset Freeze over Hedge Fund Lake Shore Asset Management Limited , 5353-07 |
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U.S. District Court Orders Telephone Clerk of a NYMEX Floor Brokerage Operation to Pay More Than $3.6 Million for Defrauding his Employer , 5352-07 |
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CFTC Files Contempt of Court Motion Against Hedge Fund Lake Shore Asset Management Limited , 5351-07 |
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CFTC Adopts Amendment to Regulation 3.10 to Require Certain Registrants to Conduct Annual Review of Registration Information , 5350-07 |
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Lake Shore Asset Management Limited, a Registered Commodity Pool Operator and Commodity Trading Advisor, Charged with Refusing to Make Its Books and Records Available to CFTC for Inspection , 5349-07 |
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CFTC Names Walter Lukken Acting Chairman , 5348-07 |
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CFTC Announces Resignation of Chairman Reuben Jeffery III , 5347-07 |
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CFTC Settles Natural Gas False Reporting and Attempted Manipulation Lawsuit with Former CMS Field Services Natural Gas Trader Jeffrey Bradley and Supply Director Robert Martin , 5346-07 |
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CFTC Approves CME Credit Derivative Product, Also Approves OCC Clearing of Proposed CBOE Products , 5345-07 |
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South Carolina Federal District Court Issues Consent Order of Preliminary Injunction against Albert E. Parish, Jr. and His Company Parish Economics, LLC , 5344-07 |
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Dallas Court Order Imposes More than $4.9 Million in Monetary and Other Sanctions against Carl W. King and Carl W. King Investments, LLP in Anti-Fraud Action Brought by the CFTC , 5343-07 |
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CFTC Staff Approves Singapore Exchange Derivatives Trading Limited's U.S. Dollar Denominated Futures Contract Based on the Nikkei 225 Index to be Offered and Sold in the U.S. , 5342-07 |
