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CFTC Finds That Commodity Trading Advisor Misled Public About Commodity Options Trading System , 5156-06 |
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CFTC Announces Participation in Providing Expanded Content on MyMoney.gov , 5155-06 |
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CFTC’s Office of General Counsel Announces New Deputy General Counsel Appointments , 5154-06 |
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U.S. Commodity Futures Trading Commission Charges Two Staten Island Hedge Funds And Their Principal With Stealing Millions Of Dollars In Foreign Currency Scheme , 5153-06 |
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CFTC Obtains Federal Court Order Freezing Assets Of California Commodity Pool Operator Galaxy Resources 2000 LLC And Manager Charles A. Defazio In Fraud Action , 5152-06 |
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Michael V. Dunn Appointed to Chair CFTC’s Agricultural Advisory Committee , 5151-06 |
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CFTC Assesses Penalties of $300,000 Against Shell-Related Companies and Trader in Settling Charges of Prearranging Crude Oil Trades , 5150-06 |
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CFTC FILES AND SETTLES FRAUD ACTION AGAINST COMMODITY POOL OPERATOR VERAS INVESTMENT PARTNERS, LLC; CFTC Finds that Veras, Along with Owners and Managing Members James McBride and Kevin Larson, Failed to Disclose Illegal and Deceptive Trading Practices to Pool Participants; Order Imposes $500,000 Penalty on Veras, McBride, and Larson, and Revokes Their Registrations , 5149-05 |
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CFTC CHARGES THIRTEEN FLORIDA RESIDENTS AND COMPANIES WITH DEFRAUDING CUSTOMERS OF MORE THAN $6 MILLION; CFTC Charges that Defendants Fraudulently Solicited Nearly 400 Customers to Trade Commodity Options Contracts and Misappropriated Customer Funds , 5148-05 |
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Federal Court Freezes Assets Of Three Related South Florida Firms And Their Principal In CFTC Action Alleging A $14 Million Foreign Currency (forex) Fraud; CFTC Charges Carlos Alejandro Libera Saume and His Companies with Stealing Funds of 140 Customers , 5147-05 |
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CFTC Issues Consumer Advisory Warning About Promises of Easy Profits from Commodity Futures and Options Trading Based on Seasonal Demand and Other Well-Known Public Information , 5146-05 |
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CFTC Announces February 15, 2006, Hearing on Self-Regulation and Self-Regulatory Organizations in the U.S. Futures Industry , 5145-05 |
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CFTC Obtains Federal Court Order Freezing Assets of FX Trading, LLC of Iselin, New Jersey, and Charges Firm with Failing to Maintain Minimum Net Capital Requirements for Registered Futures Commission Merchants , 5144-05 |
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CESR Chairman Visits US CFTC Chairman and Attends Global Markets Roundtable , 5143-05 |
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Washington State Commodity Advisory Firm Trade Risk Management and Firm President James Maggio Charged With Fraud , 5142-05 |
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CFTC Announces December 13, 2005 Global Markets Roundtable , 5141-05 |
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CFTC Staff Allows Eurex Deutschland's Futures Contract Based On The Dow Jones Italy Titans 30 Index (DJIT 30) To Be Offered And Sold In The United States , 5140-05 |
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Illinois Federal Court Requires Canadian Commodity Pool Operator Kevin J. Steele To Pay Over $7 Million In Restitution To Defrauded Investors In CFTC Enforcement Action , 5139-05 |
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CFTC Seeks Public Comment on Self-Regulation and Self-Regulatory Organization , 5138-05 |
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CFTC Orders Shahrokh Nikkhah to Pay a $200,000 Civil Monetary Penalty in Fraudulent Trade Allocation Case , 5137-05 |
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CFTC Releases Rule Enforcement Review of the New York Board of Trade , 5136-05 |
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CFTC FILES FRAUD ACTION AGAINST HEDGE FUND OPERATED BY LAKE DOW CAPITAL; Federal Court Freezes Assets of Hedge Fund and its Operator , 5135-05 |
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U.S. DISTRICT COURT FREEZES ASSETS OF SOUTH FLORIDA FOREIGN CURRENCY FIRM MADISON FOREX INTERNATIONAL BASED ON FRAUD ALLEGATIONS BY U.S. COMMODITY FUTURES TRADING COMMISSION , 5134-05 |
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CFTC Statement Regarding the Bankruptcy Filing by Refco Inc. , 5133-05 |
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CFTC OBTAINS FEDERAL COURT ORDER FREEZING ASSETS OF BULGARIAN WEBSITE OWNER IN FOREIGN CURRENCY FRAUD ACTION; CFTC Charges Marin Illiev Yanev with Fraudulent Solicitation of Customers Through His Websites , 5132-05 |
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CFTC CHARGES FLORIDA BUSINESS INTERNATIONAL CURRENCY EXCHANGE, INC. AND ITS PRINCIPALS WITH $900,000 FOREIGN CURRENCY OPTIONS SCAM; CFTC Alleges that International Currency Exchange, Inc., Michael Cottec, John Aucella, and Eugene Aucella Fraudulently Solicited Customers; Worldwide Clearing, LLC Also Charged , 5131-05 |
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CFTC CHARGES NORTH CAROLINA RESIDENT JOHN POOLE WITH FRAUD; CFTC Alleges that Poole, as a Commodity Trading Advisor, Made False Representations on His Website Regarding the Profitability of His Commodity Trading System , 5130-05 |
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U.S. Commodity Futures Trading Commission's International Affairs Office Presents International Symposium and Training Program on Derivative Products, Market, and Financial Intermediaries , 5129-05 |
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Statement of the Commodity Futures Trading Commission Regarding Refco, LLC , 5128-05 |
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CFTC Chairman Jeffery and FERC Chairman Kelliher Sign MOU on Information Sharing, Confidentiality , 5127-05 |
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CFTC BRINGS FRAUD CHARGES AGAINST SOUTH AFRICAN RESIDENT JAMES DE WET WHO OPERATES COMPANY TEAM FOREX INTERNATIONAL AND WEBSITE; CFTC Alleges That de Wet, Doing Business As Team Forex International, Misrepresented His Trading Track Record , 5126-05 |
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CFTC CHARGES TWO GEORGIA CORPORATIONS AND FIVE OTHERS IN $4.6 MILLION COMMODITY OPTIONS FRAUD SCHEME; CFTC Complaint Names American Derivatives Corp., Brokerage Management Corp., Layne David Gerstel, Devereux Decatur Booth and David N. Mittler as Participants In Alleged Fraudulent Solicitations Of More Than 274 Customers; Futures Commission Merchants National Commodities Corp., Inc. and International Commodity Clearing, LLP Also Charged; Court Enters Asset Freeze Order , 5125-05 |
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CFTC ASSESSES PENALTIES AGAINST IRISH COMPANY TRADE EXCHANGE NETWORK LIMITED FOR OFFERING ILLEGAL COMMODITY OPTION CONTRACTS; Trade Exchange Network Cooperates with Federal Investigation and Agrees to Pay Civil Penalty of $150,000 , 5124-05 |
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CFTC Announces the Appointment of Ananda K. Radhakrishnan As Director, Division of Clearing and Intermediary Oversight , 5123-05 |
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CFTC Announces the Appointment of Nanette R. Everson as General Counsel , 5122-05 |
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Hedge Fund Operator Bayou Management, Its Employees Samuel Israel III And Daniel E. Marino, And Accounting Firm Richmond Fairfield Associates, Are Charged With Misappropriation And Fraud In An Action Brought By U.S. Commodity Futures Trading Commission , 5121-05 |
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CFTC CHARGES OHIO FUTURES BROKER TODD DELAY WITH MANIPULATION OF THE FEEDER CATTLE MARKET; CFTC Action Also Charges Nebraska Feedlot Managers Jack McCaffery and John Lawless with Assisting Scheme by Delivering False Cattle Sales Reports to USDA , 5120-05 |
