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CFTC SEEKS ENFORCEMENT OF SUBPOENA SERVED ON MCGRAW-HILL; CFTC Moves to Compel Production of Natural Gas Trade Data , 5082-05 |
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CFTC Charges Hugh J. Maddox with Fraudulent Trade Allocation Scheme , 5081-05 |
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BRITISH COLUMBIA CITIZEN KEVIN STEELE CHARGED WITH DEFRAUDING OVER 200 PARTICIPANTS, INCLUDING U.S. RESIDENTS, IN $7.5 MILLION COMMODITY POOL SCHEME; Scheme Touched Victims Worldwide , 5080-05 |
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CFTC CHARGES THREE FLORIDA MEN AND TWO COMPANIES WITH $3 MILLION FOREIGN CURRENCY OPTIONS FRAUD; Melvin Webman, Larry Webman, Lyle Wexler, International Forex Advisory Group, and Worldwide Currencies Corp. Charged with Defrauding Over 125 Customers , 5079-05 |
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FORMER WILLIAMS NATURAL GAS TRADER AGREES TO COOPERATE WITH GOVERNMENT; CFTC Continues Probe Into Illegal Conduct by Natural Gas Traders , 5078-05 |
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CFTC CHARGES OKLAHOMA RESIDENT RANDY STEVE LANIER WITH DEFRAUDING CUSTOMERS , 5077-05 |
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CFTC Staff Allows the Taiwan Futures Exchange's Futures Contracts Based on the Taiwan Stock Exchange Electronic Sector Index and Finance Sector Index to be Offered and Sold in the United States , 5076-05 |
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CFTC SANCTIONS LOS ANGELES-AREA COMMODITY POOL OPERATOR JAMES WEATHERFORD, DOING BUSINESS AS MANAGED MINI.COM , 5075-05 |
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CFTC's Office of the Chief Economist Announces the Release of a Staff Research Report, "Price Dynamics, Price Discovery and Large Futures Trader Interactions in the Energy Complex", , 5074-05 |
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CFTC CHARGES THREE DEFENDANTS IN FLORIDA AND ONE DEFENDANT IN CALIFORNIA WITH FOREIGN CURRENCY OPTIONS FRAUD: Amended Complaint Alleges the Defendants’ Activities Caused Losses of More than $5.8 Million to at Least 350 Customers , 5073-05 |
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CALIFORNIA FEDERAL COURT ORDERS CITY TRUST AND INVESTMENT CO. LTD. OF TOKYO, JAPAN, TO PAY MORE THAN $11 MILLION IN FOREIGN CURRENCY SCAM; Federal Court Orders Defendant to Pay Civil Penalty and Repay Defrauded Customers , 5072-05 |
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KANSAS FEDERAL COURT ORDERS CALIFORNIA RESIDENT DEREK ABRAHAMS TO PAY CIVIL PENALTY FOR FRAUDULENTLY PROMOTING COMMODITY TRADING SYSTEMS , 5071-05 |
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CFTC SETTLES FRAUD CHARGES WITH NEVADA MARKETING FIRM, PROFIT PARTNERS INC.; Firm Barred From Fraudulently Soliciting Customers to Purchase Commodity Futures and Options Trading Systems , 5070-05 |
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FEDERAL COURT ISSUES ORDER FREEZING ASSETS OF FLORIDA FOREIGN CURRENCY TRADING FIRM AND ITS VICE-PRESIDENT; BOTH CHARGED WITH FRAUD; CFTC Charges Defendants G7 Advisory Services, LLC and Michel Geraud With Fraudulently Soliciting Customers to Trade Foreign Currency Options , 5069-05 |
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CFTC CHARGES COLORADO ENERGY EXECUTIVE WITH FALSE REPORTING AND ATTEMPTED MANIPULATION OF NATURAL GAS PRICES; CFTC Files Federal Action in Denver, Colorado Against Andrew Richmond, Former Director of Marketing for Western Gas Resources, Inc. , 5068-05 |
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CFTC's Technology Advisory Committee to Meet Thursday, April 28, 2005, at the CFTC's Washington, D.C., Headquarters , 5067-05 |
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U.S.DISTRICT COURT ISSUES ORDER REQUIRING FLORIDA RESIDENTS WILLIAM A. FOLINO, GEORGE BELANGER AND INVESTORS FREEDOM CLUB LC TO PAY OVER $2 MILLION IN RESTITUTION IN FOREX COMMODITY SCAM; William Folino Also Ordered To Pay Up To $2.3 Million In Civil Penalties , 5066-05 |
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CFTC SETTLES ACTION AGAINST COMMODITY POOL OPERATOR FOR UNAUTHORIZED TRADING OF CLIENT FUNDS; Jeffrey Thomas Allen Banned From Trading Commodity Futures and Options , 5065-05 |
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U.S. Commodity Futures Trading Commission and the Committee of European Securities Regulators Issue Communiqué Requesting Comments on a Common Work Program to Facilitate Trans-Atlantic Derivatives Business , 5064-05 |
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FEDERAL COURT ISSUES INTERIM ORDER BARRING FOREIGN FUND, AN INTERNET CURRENCY TRADING FIRM, FROM DEFRAUDING CUSTOMERS, AND ORDERS THE APPOINTMENT OF A TEMPORARY RECEIVER; Court’s Order Continues Asset Freeze against Foreign Fund and Bars the Sale of Illegal Futures Contracts , 5063-05 |
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CFTC Staff Permits FCMs and IBs to Rely Upon Certain CTAs to Perform Elements of their Customer Identification Programs , 5062-05 |
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CFTC Announces April 6, 2005 CPO and Commodity Pool Industry Roundtable , 5061-05 |
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CALIFORNIA FOREIGN CURRENCY FIRM AND ITS PRINCIPAL AGREE TO PAY OVER $1 MILLION IN SETTLEMENT OF U.S. GOVERNMENT FOREIGN CURRENCY FRAUD ACTION; In Settling Charges by the U.S. Commodity Futures Trading Commission, Defendants Ben Ouyang and Victco Financial Services, Inc. Consented to Release over $1 Million in Frozen Funds as Restitution to Defrauded Customers; Consent Order also Imposes Civil Penalty of $120,000 and a Permanent Injunction , 5060-05 |
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U.S. COMMODITY FUTURES TRADING COMMISSION APPLAUDS SUCCESSFUL PROSECUTION OF OPERATION WOODEN NICKEL DEFENDANT, Anthony Iannuzzi Convicted of Wire Fraud and Conspiracy to Commit Wire Fraud in "Points for Cash" Scheme, , 5059-05 |
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CFTC International Futures Regulators Meeting , 5058-05 |
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CFTC Staff Allows the Osaka Securities Exchange’s Futures Contract Based on the Russell/Nomura Prime Index to be Offered and Sold in the United States , 5057-05 |
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CFTC CHARGES FLORIDA MAN AND HIS COMPANY WITH VIOLATIONS BASED ON OFFER AND SALE OF FOREIGN CURRENCY OPTIONS; William David Seigler, Jr. and Sonoma Trading Corporation Allegedly Solicited Customers to Trade Foreign Currency (Forex) Options Contracts Via the Internet , 5056-05 |
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FEDERAL COURT FREEZES ASSETS OF FLORIDA FOREIGN CURRENCY FIRM AND OTHERS IN U.S. GOVERNMENT LAWSUIT CHARGING A COMMODITY OPTIONS SCAM; CFTC Charges Mercury Partners, Inc.; Mercury Financial Partners, Inc.; Mercury Management, L.C.; Bruce N. Crown; Andrew Bartos; and Michael Morgan with Fraud and Misappropriation of Customer Funds , 5055-05 |
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CFTC AND SEC ANNOUNCE $50 MILLION DISTRIBUTION TO FORMER CUSTOMERS OF PRINCETON ECONOMICS INTERNATIONAL, LTD., AND PRINCETON GLOBAL MANAGEMENT, LTD. , 5054-05 |
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FEDERAL COURT FREEZES ASSETS OF SEATTLE FIRM AND FOUR OTHER DEFENDANTS CHARGED WITH INTERNATIONAL SCHEME THAT DEFRAUDED U.S. CUSTOMERS OF OVER $8.5 MILLION; CFTC Alleged That Premium Income Corp., Its Principal, Gerald Rogers, And Others, Made False Claims About Profit and Risk, And Misappropriated Funds; Rogers is a Recent Ex-Convict Who Served Time for Similar Crimes , 5053-05 |
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MARYLAND FEDERAL COURT ENTERS CONSENT ORDER AGAINST FORMER RESIDENT ANDREW M. SILBERSTEIN IN COMMODITY POOL FRAUD ACTION; In Action Brought by U.S.Commodity Futures Trading Commission and the State of Maryland, Silberstein Is Ordered to Pay Total Sanctions of $560,000 , 5052-05 |
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Tennessee Foreign Currency Firm FxTrade Financial, LLC, and Jeffrey Mischler, its CEO and Managing Partner, Along with Seven Others, Agree to Order Finding that They Violated Court Orders Preventing Dissipation of Customer Funds , 5051-05 |
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U.S. COMMODITY FUTURES TRADING COMMISSION AND OTHER FEDERAL AUTHORITIES COOPERATE TO SHUT DOWN NEW YORK FOREIGN CURRENCY (FOREX) BOILER ROOM OPERATION; CFTC CHARGES RICHMOND GLOBAL ENTITIES OF STATEN ISLAND, NEW YORK AND FOUR INDIVIDUALS WITH DEFRAUDING 160 CUSTOMERS OF MILLIONS OF DOLLARS IN FOREX SCHEME; CFTC Assisted U.S. Attorney’s Office for the Southern District of New York and the Federal Bureau of Investigation , 5050-05 |
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The U.S. Commodity Futures Trading Commission and the Committee of European Securities Regulators Met to Facilitate Transatlantic Derivatives Business and to Appoint Task Force to Develop Further Efforts , 5049-05 |
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U.S. District Court Orders Florida Company World-Wide Currency, Corp., and Florida Residents Genady Spivack a.k.a. George Spivak and Ellison Kent Morris to Pay Over $6 Million in Civil Fraud Action , 5048-05 |
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CFTC AWARDED FINAL JUDGMENT IN FRAUD ACTION AGAINST INTERTRADE FOREX, INC. AND UK RESIDENT PRITESH PATEL; Defendants Ordered to Pay More Than $650,000 in Civil Penalty and Customer Restitution , 5047-05 |
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Federal Court Orders New Jersey Resident James I. Weiss and Clearview Capital Management, Inc. to Pay Sanctions of $800,000 in Foreign Currency Fraud Case , 5046-05 |
