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CFTC ANNOUNCES NOTICE OF INTENT TO REVOKE REGISTRATION OF FX FIRST, INC., OF NEWPORT BEACH, CALIFORNIA; Notice Alleges FX First Is Subject to Statutory Disqualification of its Registration with the CFTC , 4897-04 |
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CFTC Publishes LCH Request to Expand DCO Registration Order , 4896-04 |
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FEDERAL COURT ORDERS LOS ANGELES FOREIGN CURRENCY FIRM AND ITS PRESIDENT TO REPAY CUSTOMERS MORE THAN $1 MILLION IN COMMODITY FUTURES TRADING COMMISSION FRAUD ACTION; Court Also Orders Payment of Over $5 Million in Civil Penalties , 4895-04 |
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CFTC Designates HedgeStreet as a Contract Market and as a Registered Clearing Organization , 4894-04 |
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CFTC Approves CME Proposal Increasing the Maximum Daily Price Limits for Its Live Cattle and Feeder Cattle Futures Contracts , 4893-04 |
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CFTC CHARGES FLORIDA FOREIGN CURRENCY (FOREX) OPTIONS FIRM WITH DEFRAUDING CUSTOMERS; Gibraltar Monetary Corporation, Inc. and Employees Jayson Kline, Charles Fremer, Thomas Clancy, and Edward Johnson Allegedly Lied When Pitching Foreign Currency Options to Customers; Forex Capital Markets, LLC Also Charged , 4892-04 |
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CFTC SETTLES TRADING FRAUD CASE WITH INDIVIDUALS FOUND TO HAVE DEFRAUDED THE FORMER COASTAL CORPORATION , 4891-04 |
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CFTC Progresses With Study of Self-Regulation , 4890-04 |
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CFTC Amends Rules on Permissible Investments , 4889-04 |
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CFTC's Division of Clearing and Intermediary Oversight Provides Annual Report Guidance to Commodity Pool Operators , 4888-04 |
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FEDERAL COURT ORDERS TWO FLORIDA MEN TO REPAY $300,000 EACH TO CUSTOMERS THEY DEFRAUDED IN A FOREIGN CURRENCY SCAM; Defendants to Repay $300,000 to Defrauded Customers, Among Other Sanctions , 4887-04 |
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CFTC Designates New Exchange , 4886-04 |
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FEDERAL COURT ORDERS OHIO RESIDENT KEITH ELSESSER TO REPAY CUSTOMERS IN FRAUDULENT FOREIGN CURRENCY OPTIONS SCHEME; Elsesser Also Required to Pay Civil Penalty of $120,000 , 4885-04 |
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CFTC PURSUES "MAD COW" AND NATURAL GAS INVESTIGATIONS , CFTC Statement |
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CFTC Staff Allows LIFFE's Futures Contracts Based on the FTSEurofirst 80 Index and the FTSEurofirst 100 Index to be Offered and Sold in the United States , 4884-04 |
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CFTC IMPOSES A TOTAL OF $50 MILLION IN CIVIL PENALTIES ON SIX ENERGY TRADING FIRMS; Subsidiaries of Energy Companies Aquila, Inc. and Xcel Energy Inc. Pay $26.5 Million and $16 Million, Respectively, To Settle Charges of False Reporting and Attempted Manipulation; Also Settling Charges Of False Reporting Are Entergy Koch Trading, L.P., Oneok, Inc. and Its Trading Subsidiary and Calpine Energy Services, L.P. , 4883-04 |
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CFTC to Hold Open Meeting on February 4, 2004, to Consider the Application of the U.S. Futures Exchange, LLC, for Contract Market Designation , 4882-04 |
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CFTC FINES FLOOR BROKER FOR UNLAWFULLY TRADING CRUDE OIL FUTURES CONTRACTS; Robert Benjamin Harmon, Jr. Settles Charges that He Engaged in Wash Sales, Reported Non-Bona Fide Prices, and Executed Non-competitive Trades , 4881-04 |
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CFTC FINDS THAT NORMAN EISLER MANIPULATED SETTLEMENT PRICES; Norman Eisler and First West Trading, Inc. to Pay Civil Penalty of $4.9 Million , 4880-04 |
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TEXAS MAN CHARGED WITH FOREIGN CURRENCY FRAUD; CFTC Charges Ross Erskine with Fraudulently Soliciting Foreign Currency Futures Customers by Making Misleading Profit Claims , 4879-04 |
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FLORIDA FEDERAL COURT ORDERS HUSBAND AND WIFE THOMAS CHILCOTT AND LEONA WESTBROOK TO REPAY MORE THAN $2.1 MILLION TO CUSTOMERS INJURED IN COMMODITY FRAUD SCHEME; Court Also Orders Couple and Another Defendant To Pay $2.42 Million in Civil Penalties , 4878-04 |
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New Jersey Foreign Currency Futures Firm Charged with Defauding Commodities Customers; Clearview Capital Management, Inc. and Fort Lee Resident James I. Weiss Allegedly Misrepresented Their Trading Profitability and Experience, and Charged Undisclosed Fees , 4877-04 |
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CFTC Staff Allows Singapore Exchange Derivatives Trading Limited's Futures Contract Based on the Standard and Poors CNX Nifty Index for Offer and Sale in the U.S. , 4876-04 |
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Commodity Futures Trading Commission Announces Opening of Division of Enforcement Regional Office in Kansas City, Missouri , 4875-04 |
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CFTC Suspends Floor Brokers for Unlawfully Trading Coffee Futures Contracts , 4874-04 |
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CFTC CHARGES CALIFORNIA MAN AND HIS FIRM, UR-LINK, WITH FRAUD IN CONNECTION WITH FOREIGN CURRENCY SCHEME , 4873-03 |
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CFTC Announces New Comment Period; Cancels Hearing Scheduled for December 17, 2003 , 4872-03 |
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LOS ANGELES-AREA FOREIGN CURRENCY (FOREX) FIRM EMERALD WORLDWIDE HOLDINGS, INC., CHARGED WITH DEFRAUDING MORE THAN 300 CUSTOMERS OF OVER $4.7 MILLION IN COMMODITY SCAM; CFTC Also Charges Jan Lu Hao and Jian Zhuang in Scheme to Defraud , 4871-03 |
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CFTC CHARGES CHICAGO BROKER KEITH W. KRYSINSKI WITH FRAUD ON COMMODITY FUTURES CUSTOMERS; CFTC Alleges Defendant Misappropriated Certain Customer Funds and Created a False Statement To Conceal the Fraud; Federal Court Issues Order Freezing Defendant's Assets , 4870-03 |
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CFTC IMPOSES A TOTAL OF $34 MILLION IN CIVIL PENALTIES ON THREE ENERGY TRADING FIRMS; Reliant Energy Services, Inc. To Pay $18 Million To Settle Charges of False Reporting and Attempted Manipulation, As Well As Charges of Wash Sales; and, CMS Marketing Services & Trading and CMS Field Services To Pay $16 Million to Settle Charges of False Reporting and Attempted Manipulation , 4869-03 |
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CALIFORNIA FOREIGN CURRENCY (FOREX) FIRM SUED FOR DEFRAUDING INVESTORS OUT OF APPROXIMATELY $2 MILLION IN COMMODITY SCAM; CFTC Charges FX First, Inc., Alexey Mironov, and William Whyte With Commodity Scam In Foreign Currency Futures; Federal District Court Judge Orders Defendants' Assets Frozen and Issues Preliminary Injunction , 4868-03 |
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CFTC JOINS OTHER MEMBERS OF THE PRESIDENT'S CORPORATE FRAUD TASK FORCE IN UNDERCOVER "OPERATION WOODEN NICKEL" TO PROSECUTE INDIVIDUALS AND COMPANIES ALLEGEDLY STEALING MILLIONS OF DOLLARS THROUGH SALES OF ILLEGAL FOREIGN CURRENCY (FOREX) FUTURES CONTRACTS; CFTC Charges 31 Individuals and Entities With Fraud, Selling Illegal Futures Contracts, and Filing False Reports, , 4867-03 |
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CFTC FINDS THAT TRADING ADVISOR, GEORGE R. HARRISON OF CLAREMONT, NH, USED WEBSITE TO MISLEAD PUBLIC ABOUT PROFITABILITY OF COMMODITY TRADING SYSTEM; Respondent George R. Harrison Settles Charges He Made False Claims About MBP Method , 4866-03 |
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CFTC FINDS THAT FORMER COMMODITIES ACCOUNT EXECUTIVE, KEVIN MARSHBURN OF TAMPA, FLORIDA, ENGAGED IN FRAUDULENT ALLOCATION SCHEME; CFTC Order Imposes Civil Monetary Penalty of $159,000 and a 10-year Trading Ban , 4865-03 |
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FEDERAL COURT ORDERS OREGON RESIDENT TO GIVE UP FEES RECEIVED FROM OFFERING FRAUDULENT COMMODITIES INVESTMENT; Thomas E. Jones of Rainer, Oregon Required to Give Up $74,000 , 4864-03 |
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MICHIGAN ATTORNEY, CHARLES G. MADY, ORDERED TO PAY MORE THAN $8 MILLION TO DEFRAUDED COMMODITY POOL INVESTORS; Court Bans Defendant From Trading for His Own Account for 10 Years and Permanently Bans Him from Trading Commodity Futures or Options for Others; , 4863-03 |
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CFTC Announces Appointment of New Director , 4862-03 |
