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CFTC CHARGES FLORIDA COMPANY WORLDWIDE COMMODITY CORPORATION AND FOUR INDIVIDUALS WITH DEFRAUDING CUSTOMERS; Firm And Certain Traders Allegedly Made False Claims That Accounts Would Make Large Profits With Little Risk Due To Seasonal Events , 4971-04 |
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CFTC Recognizes Coral Energy Resources, LP's Statement Clarifying Prior Public Statements , 4970-04 |
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ASIC Grants Licensing Relief to CFTC Regulated Financial Services Providers , 4969-04 |
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CFTC's Division Of Enforcement Issues Advisory Identifying Cooperation Factors That May Reduce A Litigant's Sanctions , 4968-04 |
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Former Trader Agrees to Cooperate with U.S. Commodity Futures Trading Commission and Settles Case for Illegal Wash Trades , 4967-04 |
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CLEVELAND COMMODITIES FIRM, ITS PRESIDENT AND TWO FORMER EMPLOYEES CHARGED WITH FRAUD; Carnegie Trading Group Ltd., Inc. Allegedly Used Fraudulent Statements to Solicit Customers to Trade Commodity Futures and Options , 4966-04 |
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CFTC APPLAUDS SUCCESSFUL PROSECUTION OF FORMER ENRON TRADER BY CALIFORNIA FEDERAL PROSECUTORS; John M. Forney Pleads Guilty to Conspiracy to Commit Wire Fraud , 4965-04 |
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CORAL ENERGY PAYS $30 MILLION TO SETTLE U.S. COMMODITY FUTURES TRADING COMMISSION CHARGES OF ATTEMPTED MANIPULATION AND FALSE REPORTING , 4964-04 |
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President Designates Sharon Brown-Hruska Acting Chairman , 4963-04 |
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U.S. COMMODITY FUTURES TRADING COMMISSION CHARGES TRADING SYSTEM DEVELOPER AND PROMOTER AND THEIR PRINCIPALS WITH COMMODITY FRAUD; TradeWins Publishing Corporation and Its President, Stephen A. Schmidt, Allegedly Solicited Customers to Purchase a Trading System Using False Claims; System Developer and His Company Also Charged , 4962-04 |
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U.S. COMMODITY FUTURES TRADING COMMISSION SETTLES CHARGES AGAINST FIVE INDIVIDUALS FOR TAKING PART IN ARTIFICIAL TRADING SCHEME; CFTC Order Finds That Illinois Residents Daniel J. Collins, Thomas M. Gianos, Bernard Miraglia and John R. Wade, and Wisconsin Resident Edward M. Collins Participated in Illegal Transfer Trades During the 1980s , 4961-04 |
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NATURAL GAS TRADER HUNTER SHIVELY AGREES TO COOPERATE WITH U.S. COMMODITY FUTURES TRADING COMMISSION IN SETTLING MANIPULATION CASE , 4960-04 |
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ENRON SETTLES CFTC COMPLAINT CHARGING IT WITH MANIPULATING NATURAL GAS PRICES IN JULY 2001; Federal District Court Enters Consent Order of Permanent Injunction Against Enron , 4959-04 |
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COMMODITY FUTURES TRADER ORDERED TO PAY MORE THAN $1 MILLION TO DEFRAUDED CUSTOMERS; Federal Court Bans Utah Man, Stanley E. Varner from Trading Commodities for Five Years and Imposes $575,000 Civil Penalty , 4958-04 |
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CFTC FILES ENFORCEMENT ACTION AGAINST FORMER CEO OF ANICOM, INC.; Pending Federal Criminal Charges Against Scott C. Anixter Alleged As Grounds for Suspending His CFTC Floor Trader Registration , 4957-04 |
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FEDERAL COURT ORDERS FLORIDA RESIDENTS TO PAY MORE THAN $22 MILLION IN CFTC FOREIGN CURRENCY (FOREX) FUTURES FRAUD ACTION; Court Orders Defendant Donald O'Neill and His Companies to Repay Over $12 Million to Investors and Pay Civil Monetary Penalties Totaling $10.6 Million , 4956-04 |
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CFTC SETTLES CHARGES AGAINST THREE FORMER AGENTS OF CONVICTED FELON JOHN WHEELER; Defendants Michael Fagan, Robert Mendoza, and Gary Wood Agree to Turn Over Money They Received from Wheeler as Commissions , 4955-04 |
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CFTC Extends Comment Period on the Governance of Self-Regulatory Organizations , 4954-04 |
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CFTC SETTLES RECORDKEEPING CHARGES AGAINST UNITED ENERGY, INC. AND DANA CHRISTOPHER BRAY RELATING TO TRADING IN NATURAL GAS FUTURES; United Energy, Inc. Also Settles Charges of Failure to Supervise Bray , 4953-04 |
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CFTC ORDERS PONZI SCHEME PARTICIPANTS WILLIAM ROGERS, MARIA TOCZYLOWSKI, AND HAROLD LUDWIG TO PAY MILLIONS; Two Former Officers of Republic New York Securities Corp. and Former Director of Princeton Global Management, Ltd., Ordered to Pay Over $14 Million in Restitution and Penalties , 4952-04 |
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CFTC's Agricultural Advisory Committee to Meet on Wednesday, July 21, 2004 , 4951-04 |
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CFTC Announces Resignation of Chairman James E. Newsome , 4950-04 |
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CFTC Proposes Amendments to Regulation 1.38 and to its Guidance on Execution of Transactions off the Centralized Market , 4949-04 |
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CFTC IMPOSES $7 MILLION CIVIL PENALTY ON DENVER-BASED ENERGY FIRM; Western Gas Resources, Inc. Charged With False Reporting and Attempted Manipulation in Violation of the Commodity Exchange Act , 4948-04 |
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CFTC SUES MINNEAPOLIS-BASED NRG ENERGY, INC., CHARGING NRG WITH FALSELY REPORTING NATURAL GAS TRADES , 4947-04 |
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FRAUD CHARGES BROUGHT AGAINST FLORIDA FOREIGN CURRENCY FIRMS AND EMPLOYEES; CFTC Alleges that Sterling Trading Group, Inc., Universal FX, Inc., and Employees Joseph Arsenault and Andrew Stern Defrauded Customers and Defendant Graystone Browne Financial, Inc. Charged with Offering Illegal Option Contracts , 4946-04 |
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FLORIDA BUSINESSES AND EMPLOYEES CHARGED WITH FRAUD; CFTC Alleges that Next Financial Services Unlimited, Inc., New World Trading, LLC, and Employees Aaron Ettinger and Robert LaRocca Fraudulently Solicited Customers to Trade Illegal, Off-Exchange Foreign Currency Option Contracts; Federal Court Enters Order Freezing Defendants' Assets , 4945-04 |
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SOUTH FLORIDA FOREIGN EXCHANGE TRADING FIRMS CHARGED WITH DEFRAUDING CUSTOMERS, COURT FREEZES DEFENDANTS' ASSETS; Worldwide Forex, Inc., Global Atlantic Management, Inc., and A Principal Allegedly Told Customers that the Possibility of War with Iraq Would Result in Significant Profits , 4944-04 |
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CFTC CHARGES FLORIDA OPTIONS FIRM FIRST AMERICAN INVESTMENT SERVICES, INC., WITH DEFRAUDING CUSTOMERS OF OVER $12 MILLION; First American President Steve Knowles and Employees Michael Savitsky, Adam Mills, Greg Allotta, and James Eulo Allegedly Lied When Pitching Commodity Options to Customers , 4943-04 |
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CFTC Seeks Public Comment on Petitions to Eliminate Federal Speculative Position Limits Applicable to Certain Agricultural Futures and Option Markets , 4942-04 |
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CALIFORNIA RESIDENTS ORDERED TO PAY MORE THAN $800,000 IN COMMODITY FRAUD ACTION; Defendants Paris DeLesseppes and John E. Lassen Ordered to Repay Over $333,000 to Investors and Pay Civil Monetary Penalties Totaling $480,000 , 4941-04 |
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FEDERAL COURT ORDERS SOUTHERN CALIFORNIA FOREIGN CURRENCY SALESMEN TO REPAY CUSTOMERS MORE THAN $870,000 , 4940-04 |
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CFTC CHARGES SANTA MONICA, CALIFORNIA, BUSINESSMAN & WEBSITE OPERATOR JAMES WEATHERFORD WITH FRAUD IN SOLICITING CUSTOMERS TO TRADE S&P 500 E-MINI FUTURES CONTRACTS , 4939-04 |
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CFTC CHARGES PANAMANIAN CORPORATION WITH SALE OF ILLEGAL OFF-EXCHANGE FOREIGN CURRENCY FUTURES CONTRACTS TO CUSTOMERS; CFTC Alleges that Axess Trade Co., Inc. Illegally Solicits Customers Through the Internet to Trade Foreign Currency Futures Contracts , 4938-04 |
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FEDERAL COURT ORDERS INTERNATIONAL FINANCIAL SERVICES AND OTHERS TO PAY MORE THAN $100 MILLION IN RESTITUTION AND PENALTIES IN FOREIGN CURRENCY FUTURES FRAUD ACTION; Federal Court Finds All Defendants Liable for Fraud and Illegal Sale of Foreign Currency Futures Contracts , 4937-04 |
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CFTC Seeks Comment on the Governance of Self-Regulatory Organizations , 4936-04 |
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CFTC Announces Resignation of Dr. Michael Gorham , 4935-04 |
