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CFTC Staff Allows Offer & Sale in the U.S. of the Taiwan Futures Exchange's (TAIFEX's) Futures Contracts Based on the Taiwan Stock Exchange Stock Index (TAIEX) – the TAIEX Futures Contract and the Mini TAIEX Futures Contract , 4934-04 |
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CFTC Releases Rule Enforcement Review of Coffee, Sugar & Cocoa Exchange, Inc. , 4933-04 |
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CFTC FINDS THAT FLORIDA FIRM FIRST INVESTORS GROUP OF THE PALM BEACHES, INC. AND ITS EMPLOYEES COMMITTED FRAUD IN SOLICITING CUSTOMERS; Respondents William Scott Cordo and Mitchell Stephen Davis Ordered to pay $600,000 in Civil Penalties , 4932-04 |
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CFTC Extends Comment Period on How Self-Regulatory Exams of Futures Firms are Coordinated , 4931-04 |
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COURT ENTERS DEFAULT JUDGMENT AGAINST FLORIDA FOREIGN CURRENCY FIRM AND ITS OFFICERS GRANTING OVER $350,000 IN RESTITUTION TO CUSTOMERS IN 2003 CFTC ENFORCEMENT ACTION; Judgment Entered Against Defendants Bibas Levy Corp., Zacarias Bibas, and Hassan Sharam Stemming From CFTC Charges That They Made False Profit Claims and Misrepresented their Performance Record and the Risks of Foreign Currency Futures Trading , 4930-04 |
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JAPANESE FIRM CHARGED WITH PARTICIPATING IN FOREIGN CURRENCY SCAM THAT DEFRAUDED MORE THAN 300 CUSTOMERS OF OVER $5 MILLION; U.S. Commodity Futures Trading Commission Also Names Four Relief Defendants Who Received Ill-Gotten Gains , 4929-04 |
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CFTC NOTES THE ARRESTS OF SEVERAL INDIVIDUALS BY THE STATE OF FLORIDA IN AN ALLEGED FOREX INVESTMENT FRAUD; CFTC Filed a Federal Civil Case in 2002 Based On Same Underlying Facts , 4928-04 |
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CFTC Fines Swiss Company Barry Callebaut Sourcing AG for Executing Illegal Wash Trades on U.S. Markets , 4927-04 |
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CFTC Expands Clearing Designation for London Clearing House , 4926-04 |
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CFTC SETTLES CASE WITH FORMER ELECTRICITY TRADER FOR EXECUTING ILLEGAL WASH TRADES; Trader Agrees to Cooperate , 4925-04 |
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CFTC CHARGES COMMERCIAL HEDGE SERVICES, PRIME TRADING COMPANY, AND LAWRENCE JOSEPH VOLF -- ALL OF NEBRASKA -- WITH FRAUD; Introducing Broker and his Company Allegedly Made Unauthorized, Speculative Trades in Commodity Hedge Accounts that Caused Farmers $5 Million in Losses , 4924-04 |
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Commissioner Walter Lukken Announces Membership and Meeting Date of CFTC's Global Markets Advisory Committe , 4923-04 |
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CFTC Seeks Public Comment on Clearing Corporation Proposal to Clear Eurex Transactions , 4922-04 |
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CFTC CHARGES MARYLAND MAN AND HIS COMPANY WITH DEFRAUDING CUSTOMERS IN FOREX SCAM; Arthur John Keeffe, II and Calvary Currencies LLC Allegedly Fraudulently Solicited Over $400,000 from Investors to Trade Illegal, Off-Exchange Foreign Currency Futures Contracts , 4921-04 |
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ENRON SEEKS BANKRUPTCY COURT APPROVAL TO ENTER INTO PROPOSED SETTLEMENT WITH THE CFTC; Proposed Settlement Would Resolve CFTC Complaint Charging Enron With Manipulation of Natural Gas Prices in July 2001, and Other Violations , 4920-04 |
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CFTC and the Securities Exchange Board of India Sign Cooperation Arrangement , 4919-04 |
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CFTC CHARGES UNITED KINGDOM CORPORATION AND ITS TWO PRINCIPALS WITH SALE OF ILLEGAL OFF-EXCHANGE FUTURES CONTRACTS TO U.S. INVESTORS; CFTC Alleges that E Net Speculation Ltd., Patrice Cornaz, and Athos Socratous Illegally Solicit U.S. Investors Via the Internet to Trade Commodity Futures Contracts through a Foreign Website , 4918-04 |
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CFTC FILES AND SETTLES REGISTRATION CLAIM AGAINST JEFFREY ALLEN OF HOUSTON, TEXAS; CFTC Order Finds that Allen Failed to Register as a Commodity Trading Advisor , 4917-04 |
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NEW YORK FOREIGN CURRENCY (FOREX) FIRM CHARGED WITH STEALING MORE THAN $2.2 MILLION IN COMMODITY SCAM; CFTC Sues Lexington Royce & Associates and Artour Arakelian, Alleging They Defrauded More Than 50 Customers , 4916-04 |
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CFTC FINDS THAT COLORADO TRADING ADVISOR USED WEBSITE TO MISLEAD PUBLIC ABOUT PROFITABILITY OF COMMODITY FUTURES TRADING SYSTEMS AND SERVICES; Respondents Roy M. Sidewitz and Qi2 Technologies, Inc. Settle Charges That They Made False Claims About Commodity Futures Products and Services , 4915-04 |
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CFTC Fines Singapore Company for Executing Illegal Wash Trades on U.S. Markets , 4914-04 |
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CFTC RELEASES A SPANISH-LANGUAGE CONSUMER PROTECTION ADVISORY ON COMMODITY SCAMS; New Spanish-Language Consumer Advisory Warns Customers About Commodity Futures and Options Scams Being Perpetrated in Today's Commodities Markets , 4913-04 |
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CFTC AND STATE OF MARYLAND CHARGE MARYLAND RESIDENT ANDREW SILBERSTEIN WITH STEALING INVESTOR FUNDS IN COMMODITY FUTURES SCAM; Federal Court Enters Order Freezing Silberstein's Assets , 4912-04 |
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FEDERAL COURT ORDERS CALIFORNIAN OSCAR GOLDMAN TO PAY $275,500 IN SANCTIONS IN SETTLING COMMODITY FUTURES TRADING COMMISSION CHARGES; Defendant Goldman Had Been Charged With Fraudulent Sales Solicitations , 4911-04 |
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CFTC Seeks Comment on How Self-Regulatory Exams of Futures Firms are Coordinated , 4910-04 |
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CFTC Proposes Changes to Requirements for Foreign Futures Firms , 4909-04 |
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CFTC CHARGES EQUITY FINANCIAL GROUP LLC, A NEW JERSEY COMPANY, AND OTHERS WITH FRAUDULENTLY SOLICITING MORE THAN $5.7 MILLION FROM INVESTORS IN THE SHASTA CAPITAL ASSOCIATES, LLC HEDGE FUND; Shasta Recently Hailed as "Hedge Fund of the Week," , 4908-04 |
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CFTC Revokes Registration of Illinois Floor Broker, Donald R. Van Patten , 4907-04 |
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PORTLAND MAN JAILED BY FEDERAL COURT FOR CONTEMPT FOR VIOLATION OF ORDER PREVENTING DISSIPATION OF CUSTOMER FUNDS IN FOREIGN CURRENCY (FOREX) FRAUD CASE , 4906-04 |
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ST. LOUIS RESIDENT KENNETH LEE AND HIS COMPANY ORDERED TO PAY MORE THAN $567,000 TO DEFRAUDED COMMODITY CUSTOMERS; Court Permanently Bans Defendants From Trading , 4905-04 |
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CFTC BRINGS FRAUD ACTION AGAINST TENNESSEE FOREIGN CURRENCY (FOREX) FIRM AND CERTAIN EMPLOYEES; FxTrade Financial, LLC, Jeffrey A. Mischler, Lee N. Romano II, and Mary Jo Sibbitt Are Charged with Fraud when Soliciting Customers , 4904-04 |
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Sharon Brown-Hruska Appointed to Chair CFTC's Technology Advisory Committee , 4903-04 |
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CFTC Hosts International Futures Regulators Meeting , 4902-04 |
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CFTC and SEC Sign Memorandum of Understanding Regarding the Oversight of Security Futures Product Trading and the Sharing of Security Futures Product Information , 4901-04 |
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CFTC and Irish Financial Services Regulatory Authority Sign Statement of Intent , 4900-04 |
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FEDERAL COURT REFUSES TO DISMISS NATURAL GAS MANIPULATION CASE AGAINST FORMER ENRON VICE PRESIDENT; CFTC Previously Charged Hunter Shively With Manipulating Prices in Natural Gas Market , 4899-04 |
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FEDERAL COURT ENTERS INTERIM ORDER BARRING LOS ANGELES-BASED FIRM, PROFIT PARTNERS, INC., FROM DEFRAUDING CUSTOMERS IN SELLING COMMODITY FUTUERS AND OPTIONS TRADING SYSTEMS; CFTC Complaint Charges Profit Partners with Fraud , 4898-04 |