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CFTC Grants Seed SEF LLC Request to Vacate SEF Registration , 8472-21 |
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Federal Court Orders Washington State Feedyard to Pay $263 Million for Phantom Cattle Fraud Scheme and Violating Position Limits , 8471-21 |
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CFTC Orders JPMorgan to Pay $75 Million for Widespread Use by Employees of Unapproved Communication Methods and Related Recordkeeping and Supervision Failures , 8470-21 |
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CFTC’s Interest Rate Benchmark Reform Subcommittee Issues User Guide for the Transition of Exchange-Traded Derivatives Activity to SOFR , 8469-21 |
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CFTC Charges Puerto Rico Resident and His Firm for Misappropriation of Nonpublic Information and Fictitious Trading , 8468-21 |
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Federal Court Sanctions Slovakian Trader and His Principals for Spoofing and Engaging in a Manipulative and Deceptive Scheme , 8467-21 |
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CFTC’s Interest Rate Benchmark Reform Subcommittee Selects December 13 for SOFR First for Additional Cross-Currency Derivatives , 8466-21 |
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Federal Court Orders California Forex Firm and Its Owners to Pay Over $4 Million for Pool Fraud and Registration Violations , 8465-21 |
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CFTC Staff Provides No-Action Letter to Korea Exchange, Inc. Concerning the Offer or Sale of KOSPI and Mini KOSPI 200 Futures Contracts , 8464-21 |
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CFTC Awards Approximately $1 Million to Two Whistleblowers , 8463-21 |
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CFTC Adopts Technical Amendments to Rules Governing Reparations Proceedings , 8462-21 |
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CFTC Staff Extends Existing Temporary No Action Relief Related to Brexit , 8461-21 |
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Federal Court Orders Florida Man and Foreign Defendants to Pay $7 Million for Role in Fraudulent Binary Options and Digital Asset Scheme , 8460-21 |
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CFTC Issues Request for Information and Comment on Swap Clearing Requirement to Address IBOR Transition , 8459-21 |
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CFTC Grants Order to LCH SA Permitting Portfolio Margining of Swaps and Security-Based Swaps in a Cleared Swaps Customer Account , 8458-21 |
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CFTC Orders United States Commodity Funds LLC to Pay $2.5 Million for Failure to Fully Disclose Information Relating to Trading Limitations to Commodity Pool Participants , 8457-21 |
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Inter-Agency Working Group on Treasury Market Surveillance Releases Staff Progress Report that Reviews Potential Policies for Bolstering the Resilience of Treasury Markets , 8456-21 |
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CFTC Charges New Jersey Resident and His Company with Fraudulent Solicitation, Misappropriation, and Violating Consent Order , 8454-21 |
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CFTC Awards Nearly $200 Million to a Whistleblower , 8453-21 |
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CFTC Charges El Paso Resident and His Firm in Ongoing $3.9 Million Forex and Cryptocurrency Fraud and Misappropriation Scheme , 8452-21 |
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CFTC Charges Energy Broker, Its Owners, and Affiliated Firms with Fraud, Unauthorized Trading, and Supervision Violations , 8451-21 |
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CFTC Orders Tether and Bitfinex to Pay Fines Totaling $42.5 Million , 8450-21 |
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CFTC’s Interest Rate Benchmark Reform Subcommittee Selects November 8 for SOFR First for Non-Linear Derivatives , 8449-21 |
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CFTC Sanctions UBS AG $500,000 For Failing to Retain Certain Required Audio Recordings , 8448-21 |
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Federal Court Orders Suffolk New York Man and His Company to Pay $370,000 for Commodity Pool Fraud and Misappropriation , 8447-21 |
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CFTC Charges North Carolina Companies and Their Owners in $1 Million Foreign Currency Fraud and Misappropriation Scheme , 8446-21 |
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CFTC Charges Two Men and Their Companies with Commodity Pool Fraud, Other Violations , 8445-21 |
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The Global Markets Advisory Committee Will Meet on October 25 , 8444-21 |
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CFTC Orders ICE Clear Europe Limited to Pay a $450,000 Civil Monetary Penalty for Violating Customer Protection Regulations , 8443-21 |
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CFTC Orders Cargill to Pay $750,000 for Swap Reporting Failures and Failure to Supervise , 8442-21 |
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CFTC Charges Nigerian and American Citizens Operating as PrimeFX with Forex and Bitcoin Fraud and Misappropriation , 8441-21 |
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CFTC Staff Issues Temporary No-Action Letter to Non-Bank Swap Dealers Domiciled in Japan, Mexico, United Kingdom and the European Union , 8440-21 |
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CFTC’s Division of Market Oversight Director, Dorothy DeWitt, to Depart Agency , 8439-21 |
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CFTC Charges Unregistered Commodity Trading Advisor, its Manager and a Managed Fund with Misappropriation and Fraud , 8438-21 |
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CFTC Orders Société Générale S.A. to Pay $1.5 Million for Mid-Market Mark, Swap Valuation Data and Supervision Failures , 8437-21 |
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CFTC Staff Issues Advisory to Clarify Activities that May Trigger the SEF Registration Requirement , 8436-21 |
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CFTC Orders California Company to Pay $100,000 for Failing to Register as a Swap Execution Facility , 8435-21 |
