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CFTC Issues Order of Registration to FEX Global Pty Ltd to Permit Trading by Direct Access from the U.S. , 8509-22 |
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CFTC Approves Application of KOR Reporting Inc. for Provisional Registration as a Swap Data Repository , 8508-22 |
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Court Finds El Paso Man and His Firm Liable for Defrauding Forex and Cryptocurrency Clients of More Than $7.2 Million , 8507-22 |
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CFTC Awards Approximately $625,000 to Four Whistleblowers , 8506-22 |
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CFTC Extends Public Comment Period on FTX Request for Amended DCO Registration Order , 8505-22 |
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Federal Court Orders Chicago-area Trader and His Company to Pay $377,000 for Forex and Commodity Fraud , 8504-22 |
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Federal Court Orders Tennessee and Kentucky Men and Their Company to Pay Over $5 Million for Commodity Futures Pool Fraud , 8503-22 |
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CFTC Awards Approximately $10 Million to a Whistleblower , 8502-22 |
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CFTC Orders London-Based Swap Dealer to Pay $3.25 Million for Swap-Data Reporting, Conflicts of Interest, Mid-Market Mark, and Supervision Failures , 8501-22 |
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CFTC Awards Approximately $500,000 to Two Whistleblowers , 8500-22 |
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CFTC Seeks Public Comment on FTX Request for Amended DCO Registration Order , 8499-22 |
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CFTC Charges Four Operators for $44 Million Bitcoin Ponzi and Misappropriation Schemes , 8498-22 |
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Federal Court Orders Florida Men to Pay Over $1.6 Million for Precious Metals Fraud , 8497-22 |
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CFTC Orders North Carolina Man and His Company to Pay $2.6 Million for Fraudulent Solicitation, Pool Fraud, and Failure to Register , 8496-22 |
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CFTC Charges Hedge Fund Manager with Fraudulent Scheme to Overvalue Investment Funds by $1 Billion , 8495-22 |
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Joint Readout of Principals’ Meeting of UK and U.S. Authorities Regarding Central Counterparty Resolution , 8494-22 |
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CFTC Charges Florida-Based Entities and Individuals with Multi-Million Dollar Futures and Forex Fraud , 8493-22 |
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CFTC Customer Advisory Warns Online Daters and Social Media Users about Trading Scams , 8492-22 |
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Federal Agencies Launch Joint Effort to Alert Online Daters and Social Media Users of Romance Scams That Have Cost Americans Millions , 8491-22 |
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CFTC Charges Texas Resident with Misappropriating Confidential Information and Participating in a Brokerage Kickback Scheme , 8490-22 |
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The CFTC and 27 State Securities Regulatory Agencies Charge Los Angeles Area Precious Metals Dealer in Ongoing $68 Million Fraud Targeting the Elderly , 8489-22 |
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CFTC Staff Issues No-Action Letter Regarding Compliance Date for 2020 Amendments to Swap Data Reporting Rules , 8488-22 |
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CFTC Charges South Florida Resident and His Firm for Operating a $9.8 Million Commodity Futures and Options Fraud , 8487-22 |
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CFTC Charges Five Entities and Five Individuals with $58 Million Foreign Currency Fraud and Misappropriation Scheme , 8486-22 |
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CFTC Orders Two Florida Men to Pay $280,000 for Registration and Reporting Violations , 8485-22 |
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CFTC Grants Inet's Request to Vacate DCM Designation , 8484-22 |
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CFTC Chairman Rostin Behnam Appoints Initial CFTC Leadership , 8483-22 |
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CFTC Chairman Rostin Behnam Announces Executive Staff Appointments , 8482-22 |
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Federal Court Orders Kentucky Resident to Pay $17 Million for Defrauding Commodity Futures Clients , 8481-22 |
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CFTC Issues Order Suspending Mississippi Man’s Registrations as a Commodity Trading Advisor and Associated Person , 8480-22 |
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CFTC Chairman Behnam Welcomes CFTC’s First Chief Diversity Officer , 8479-22 |
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CFTC Orders Event-Based Binary Options Markets Operator to Pay $1.4 Million Penalty , 8478-22 |
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CFTC Charges New Jersey-Based Entities and Individuals With Multi-Million Dollar Forex Fraud , 8477-21 |
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CFTC Orders Dubai Traders and Their Firms to Pay $100,000 for Wash Sales , 8476-21 |
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CFTC Staff Issues No-Action Letter Regarding Certain Reporting Requirements for Swaps Transitioning from Certain LIBORs to Risk-Free Rates , 8475-21 |
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CFTC Staff Extends Temporary No-Action Letter to Derivatives Clearing Organizations Regarding Amended Daily Reporting Requirements , 8474-21 |
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CFTC Staff Revises No-Action Letters Regarding Market Participants Transitioning from LIBOR , 8473-21 |
