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CFTC to Hold an Open Commission Meeting November 10 , 8620-22 |
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CFTC Recognizes the UK FCA for Cross-Border Enforcement Cooperation , 8619-22 |
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CFTC Staff Issues No-Action Letter Regarding Certain Swap Reporting Requirements of Parts 45 and 46 , 8618-22 |
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CFTC Exempts Additional European Union Multilateral Trading Facilities and Organised Trading Facilities from SEF Registration Requirements , 8617-22 |
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CFTC Exempts Additional Singapore Recognized Market Operators from SEF Registration Requirements , 8616-22 |
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Federal Court Orders California Man and His Commodity Pool Operator and Introducing Broker to Pay Over $2.3 Million for Commodity Fraud and Making False Statements to the NFA , 8615-22 |
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CFTC Orders Wisconsin Broker to Pay Over $750,000 for Improper Trade Allocation and Additional Violations , 8614-22 |
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CFTC Releases Annual Enforcement Results , 8613-22 |
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CFTC Launches New Commitments of Traders Reports , 8612-22 |
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IOSCO Board Appoints CFTC Chairman Behnam as Vice Chair , 8611-22 |
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CFTC Staff Issues No-Action Letter to Korea Exchange, Inc. Concerning the Offer or Sale of KOSPI and Mini KOSPI 200 Futures Contracts , 8610-22 |
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Federal Court Concludes Receivership in CFTC Ponzi Scheme Action Resulting in the Recovery of Over $1 Billion , 8609-22 |
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Federal Court Orders California Man and His Company to Pay Over $7.6 million for Commodity Pool Fraud , 8608-22 |
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Federal Court Orders Texas Fraudulent Forex Trader and His Company to Pay Over $940,000 , 8607-22 |
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CFTC Charges Delaware Precious Metals Dealer, Depository, and Their Owner with Ongoing Fraud , 8606-22 |
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CFTC Charges Digital Asset Derivatives Platform and Miami Resident with Facilitating Unlawful Futures Transactions, Failing to Register, and Attempted Manipulation of Native Token , 8605-22 |
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CFTC Orders Swap Execution Facility to Pay $1.9 Million for Swap Reporting and Core Principle Violations , 8604-22 |
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CFTC Orders Designated Contract Market to Pay $6.5 Million for System Safeguard, Reporting, and False Statement Violations , 8603-22 |
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CFTC Orders Futures Commission Merchant to Pay $500,000 for Supervision Failures Relating to Improper or Fictitious Trade Transfer Requests , 8602-22 |
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CFTC Orders tpSEF to Pay $850,000 for Violation of 15-Second Delay Rule for Execution of Cross Transactions on a SEF , 8601-22 |
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The Market Risk Advisory Committee Announces Agenda for September 28 Meeting , 8600-22 |
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CFTC Orders 11 Financial Institutions to Pay Over $710 Million for Recordkeeping and Supervision Failures for Widespread Use of Unapproved Communication Methods , 8599-22 |
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CFTC Seeks to Revoke Registrations of Commodity Trading Advisor and Its Principal and Associated Person , 8598-22 |
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CFTC Orders Wisconsin Resident and Company to Pay Over $190,000 for Failing to Register as an Introducing Broker and Other Violations , 8597-22 |
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CFTC Orders Texas Commodity Trading Advisor to Pay $200,000 for Failing to Register as a Swap Execution Facility , 8596-22 |
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CFTC Orders California Trader and Prop Firm to Pay $750,000 for Spoofing in Treasury Futures , 8595-22 |
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CFTC Commissioner Christy Goldsmith Romero Calls for Nominations and Topics for the Technology Advisory Committee , 8594-22 |
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Registration Opens Today for a CFTC Financial Education Event as Part of World Investor Week – October 3-9 , 8593-22 |
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CFTC Orders Two Chinese Companies to Pay $720,000 for Wash Trading, Position Limit Violations, and Reporting Failures , 8592-22 |
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CFTC Charges New York Introducing Broker with Failing to Maintain Required Audio Recordings , 8591-22 |
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CFTC Imposes $250,000 Penalty Against bZeroX, LLC and Its Founders and Charges Successor Ooki DAO for Offering Illegal, Off-Exchange Digital-Asset Trading, Registration Violations, and Failing to Comply with Bank Secrecy Act , 8590-22 |
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CFTC Charges Five Entities for Failing to Register as FCMs , 8589-22 |
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CFTC Orders Two California Precious Metals Companies to Pay Over $1 Million for Fraud, Illegal Offering of Retail Commodity Transactions, and Registration Violations , 8588-22 |
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CFTC Staff Issues No-Action Letter to Taiwan Futures Exchange , 8587-22 |
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Federal Court Orders Defendants to Pay More than $6.6 Million for Defrauding Binary Options Pool Participants , 8586-22 |
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The Market Risk Advisory Committee to Meet on September 28 , 8585-22 |
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CFTC’s Division of Data Announces Limited Modifications to the Technical Specification for Parts 43 and 45 , 8584-22 |
