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CFTC Staff Provides Reporting Relief for Swaps Related to Upcoming DCO Auctions as Part of the Industry-Wide Initiative to Transition Away from LIBOR , 8286-20 |
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Federal Court Orders Affiliate Marketer to Pay More Than $13.8 Million for Binary Options Fraud , 8285-20 |
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CFTC Staff Extends No-Action Relief from the Execution Requirement for Swaps in Certain Types of Package Transactions , 8284-20 |
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Federal Court Orders Pennsylvania Man and His Companies to Pay More Than $1.2 Million in Forex Trading Scheme , 8283-20 |
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CFTC Revokes Registrations of Florida Company and its CEO for Fraud and Related Criminal Conviction , 8282-20 |
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CFTC to Hold an Open Commission Meeting on October 15 , 8281-20 |
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LabCFTC Opens Registration for October 21 “Empower Innovation 2020” Event , 8280-20 |
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CFTC Charges Wisconsin Firm and its Manager with Registration, Disclosure, and Recordkeeping Violations , 8279-20 |
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ICYMI: Oxford University Publishes Chairman Tarbert’s Article on Dodd-Frank’s Derivatives Reforms , 8278-20 |
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CFTC Unanimously Approves a Final Rule Amending Form CPO-PQR , 8277-20 |
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CFTC and the Office of Financial Research Sign Memorandum of Understanding to Allow Information Sharing , 8276-20 |
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Enforcement Director James McDonald to Depart CFTC , 8275-20 |
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CFTC Posts Record-Breaking Enforcement Year , 8274-20 |
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CFTC’s Energy and Environmental Markets Advisory Committee to Meet on October 16 , 8273-20 |
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Federal Court Orders Pennsylvania Man Pay $7.4 Million in Restitution for Multi-Million Dollar Bitcoin Fraud , 8272-20 |
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CFTC Chairman Tarbert Announces New Agricultural Advisory Subcommittee and Seeks Nominations for Membership , 8271-20 |
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CFTC Charges BitMEX Owners with Illegally Operating a Cryptocurrency Derivatives Trading Platform and Anti-Money Laundering Violations , 8270-20 |
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CFTC Orders Morgan Stanley Capital Services LLC to Pay $5 Million for Swap Data Reporting Failures , 8269-20 |
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CFTC Orders Chicago Broker to Pay Over $495,000 for Supervision Failures and Failure to Report Suspicious Activity , 8268-20 |
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CFTC Orders Sunoco to Pay $450,000 for Spoofing in Crude Oil, Gasoline, and Heating Oil Futures Contracts , 8267-20 |
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CFTC Orders Texas Man to Pay Over $1 Million for Misappropriating Confidential Information, Fictitious Trading, and False Statements , 8266-20 |
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CFTC Orders Chicago Prop Firm and 3 Traders to Pay $745,000 for Spoofing in Agricultural and Metals Futures , 8265-20 |
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CFTC to Hold an Open Commission Meeting on October 6 , 8264-20 |
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CFTC Orders New Jersey Firm to Pay $300,000 for Supervision Violations , 8263-20 |
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CFTC Awards Whistleblower $250,000 , 8262-20 |
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CFTC Charges Slovakian Men and Their Company with Spoofing in Crude Oil Futures Markets , 8261-20 |
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CFTC Orders JPMorgan to Pay Record $920 Million for Spoofing and Manipulation , 8260-20 |
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CFTC Orders New York Firm and its Trader to Pay $585,000 for Spoofing , 8259-20 |
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CFTC Charges Georgia Man with Fraudulent Scheme to Profit from COVID-19 , 8258-20 |
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CFTC Orders Three Citibank Affiliates to Pay $4.5 Million for Supervision Failures That Led to Deletion of Subpoenaed Audio Recordings , 8257-20 |
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CFTC Charges Foreign Trading Platform with Offering Illegal Leveraged Transactions in Ether, Litecoin, and Bitcoin , 8256-20 |
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CFTC Staff Extends Relief from Certain Reporting Obligations under the Ownership and Control Reports Final Rule , 8255-20 |
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CFTC and 30 States Charge Los Angeles Precious Metals Dealers in Ongoing $185 Million Fraud Targeting the Elderly , 8254-20 |
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CFTC Fines New York and UK-Based Firms for Net Capital Deficiencies , 8253-20 |
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CFTC Fines Houston, Chicago, and London-Based Introducing Brokers for Net Capital Deficiencies , 8252-20 |
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Agricultural Advisory Committee Releases Agenda for September 24 Public Meeting , 8251-20 |
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CFTC Grants Nasdaq Futures, Inc. Request to Vacate DCM Designation , 8250-20 |
