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CFTC Withdraws “ANE” Staff Advisory and Issues New Cross-Border No-Action Relief , 8212-20 |
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CFTC Approves Final Cross-Border Swaps Rule and an Exempt SEF Amendment Order at July 23 Open Meeting , 8211-20 |
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CFTC Approves Final Swap Dealer Capital Rule at July 22 Open Meeting , 8210-20 |
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ICYMI: Chairman Tarbert Recaps His First Year Leading the CFTC on Bloomberg TV , 8209-20 |
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CFTC Announces Whistleblower Awards Totaling More Than $1 Million , 8208-20 |
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CFTC Orders Florida Company to Pay $75,000 for Registration Violations , 8207-20 |
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CFTC Extends Targeted Relief to Market Participants in Response to COVID-19 , 8206-20 |
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CFTC’s Market Risk Advisory Committee Announces Agenda for July 21 Public Meeting , 8205-20 |
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CFTC Charges Georgia Company and Florida Residents with Precious Metals Fraud and Misappropriation of Nearly $900,000 , 8204-20 |
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CFTC’s Technology Advisory Committee Releases Agenda for Upcoming Public Meeting , 8203-20 |
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CFTC to Hold Open Commission Meetings on July 22 and 23 , 8202-20 |
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CFTC Sanctions Two Firms Offering Digital Asset-Based Swaps for Illegal Off-Exchange Trading and Registration Violations , 8201-20 |
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Federal Court Orders Defendants to Pay Nearly $1.3 Million in Forex Fraud Scheme , 8200-20 |
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CFTC Invalidates CPO Registration Exemptions for 17 Foreign Entities , 8199-20 |
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LabCFTC to Host Fintech-Focused Virtual Event Series This Fall , 8198-20 |
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CFTC Charges California and Colorado Residents in Ongoing Multimillion-Dollar Ponzi Scheme , 8197-20 |
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CFTC Announces Finalization of 2020-2024 Strategic Plan , 8196-20 |
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CFTC Charges Florida Man for Attempting to Fraudulently Profit From COVID-19 , 8195-20 |
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CFTC Orders Illinois Resident and Broker to Pay Over $1.1 Million for Fraud and Additional Violations , 8194-20 |
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CFTC’s Market Risk Advisory Committee to Meet on July 21 , 8193-20 |
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Supreme Court Denies Defendants’ Challenge to CFTC’s Enforcement Authority , 8192-20 |
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CFTC Orders Illinois Firm to Pay $250,000 for Supervision Violations , 8191-20 |
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CFTC Charges Chicago-Based Firm and Six Individuals in Multi-Million Dollar Options Fraud Scheme , 8190-20 |
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CFTC’s Technology Advisory Committee to Meet on July 16 , 8189-20 |
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CFTC Approves Two Final Rules and Two Proposed Rules at June 25 Open Meeting , 8188-20 |
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Financial Regulators Modify Volcker Rule , 8187-20 |
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CFTC to Hold an Open Commission Meeting on June 25 , 8186-20 |
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Deutsche Bank to Pay Over $10 Million to Settle Two CFTC Cases , 8185-20 |
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Federal Court Orders Alabama Man to Pay $755,000 for Binary Options Fraud , 8184-20 |
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ICYMI: Harvard Business Law Review Publishes Chairman Tarbert’s Framework for Sound Regulation , 8183-20 |
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Federal Court Orders Trading Advisor to Pay $890,000 for Defrauding Church and Community Members in Forex Scheme , 8182-20 |
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Statement of CFTC Chairman Heath P. Tarbert on the European Commission’s Draft Delegated Acts , 8181-20 |
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CFTC Charges Unregistered Commodity Pool Operator and Its Chief Executive Officer with Solicitation Fraud and Misappropriation , 8180-20 |
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CFTC Charges Companies and Individual with Forex Fraud and Registration Violations , 8179-20 |
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CFTC Charges Forex Trading Firm and Its Principal with Fraud and Misappropriation , 8178-20 |
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CFTC Assumes Key Role on IOSCO Board Leadership , 8177-20 |
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CFTC Extends No-Action Relief to Market Participants in Response to COVID-19 , 8176-20 |
