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Giancarlo Announces New Paradigm for Measuring Size of Swaps Markets , 7691-18 |
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CFTC’s Technology Advisory Committee Public Meeting Rescheduled to February 14, 2018 , 7690-18 |
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CFTC Charges Jitesh Thakkar and Edge Financial Technologies, Inc. with Aiding and Abetting Spoofing and Manipulative and Deceptive Scheme , 7689-18 |
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CFTC Charges Jiongsheng Zhao with Spoofing and Engaging in a Manipulative and Deceptive Scheme , 7688-18 |
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CFTC Charges Trader Krishna Mohan with Spoofing and Engaging in a Manipulative and Deceptive Scheme , 7687-18 |
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CFTC Charges James Vorley and Cedric Chanu with Spoofing and Engaging in a Deceptive and Manipulative Scheme in the Precious Metals Futures Markets , 7686-18 |
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CFTC Charges Andre Flotron with Spoofing and Engaging in a Deceptive and Manipulative Scheme in the Precious Metals Futures Markets , 7685-18 |
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CFTC Orders HSBC Securities (USA) Inc. Pay $1.6 Million Penalty for Spoofing In the Precious Metals Futures Markets , 7684-18 |
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CFTC Orders UBS to Pay $15 Million Penalty for Attempted Manipulation and Spoofing In the Precious Metals Futures Markets , 7683-18 |
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CFTC Orders Deutsche Bank to Pay $30 Million Penalty for Manipulation, Attempted Manipulation, and Spoofing In the Precious Metals Futures Markets , 7682-18 |
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CFTC Files Eight Anti-Spoofing Enforcement Actions against Three Banks (Deutsche Bank, HSBC & UBS) & Six Individuals , 7681-18 |
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CFTC and SEC Chairmen In Joint Op-Ed: In Support of Market-Enhancing Innovation, We Will Continue to Bring Transparency and Integrity to Markets , 7680-18 |
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CFTC’s Market Risk Advisory Committee Announces Agenda for January 31 Public Meeting , 7679-18 |
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CFTC Charges Randall Crater, Mark Gillespie, and My Big Coin Pay, Inc. with Fraud and Misappropriation in Ongoing Virtual Currency Scam , 7678-18 |
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CFTC Commissioner Rostin Behnam Announces Legal Team , 7677-18 |
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CFTC Cancels TAC Meeting Scheduled for January 23 , 7676-18 |
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CFTC Charges Patrick K. McDonnell and His Company CabbageTech, Corp. d/b/a Coin Drop Markets with Engaging in Fraudulent Virtual Currency Scheme , 7675-18 |
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CFTC Charges Colorado Resident Dillon Michael Dean and His Company, The Entrepreneurs Headquarters Limited, with Engaging in a Bitcoin and Binary Options Fraud Scheme , 7674-18 |
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CFTC Chairman Giancarlo Names Maggie Sklar Senior Counsel , 7673-18 |
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CFTC Charges Illinois Traders Richard D. Carter and Mark R. Slobodnik and their Company, Blue Guru Trading, LLC, with Fraud , 7672-18 |
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Registration Open for CFTC and Kansas State University Upcoming Agricultural Commodity Futures Conference , 7671-18 |
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CFTC Approves Amendments to Commission Regulations under Parts 3 and 9 , 7670-18 |
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CFTC Staff Issues No-Action Relief to Futures Commission Merchants and Introducing Brokers Regarding the Capital Treatment of Deferred Tax Liabilities Resulting from Changes in Accounting Principles , 7669-18 |
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CFTC’s Market Risk Advisory Committee to Meet on January 31, 2018 to Discuss the Self-Certification Process for New Product Listings and Related Matters , 7668-18 |
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Federal Court Orders Florida-based Mintco LLC and its Owners, Stuart Rubin and Richard Zimmerman, to Pay $340,000 in Civil Monetary Penalties for Engaging in Illegal Off-Exchange Precious Metals Transactions , 7667-17 |
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CFTC Revokes FBOT Registration Upon Request of CME Europe , 7666-17 |
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CFTC Issues Proposed Interpretation on Virtual Currency “Actual Delivery” in Retail Transactions , 7664-17 |
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CFTC Adds 21 Names to Its List of Foreign Entities that Illegally Solicit U.S. Residents to Trade Binary Options and Forex , 7663-17 |
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CFTC Launches Virtual Currency Resource Web Page , 7665-17 |
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CFTC Divisions Extend Time-Limited No-Action Relief from the Swap Clearing and Trade Execution Requirements for Certain Affiliated Counterparties , 7662-17 |
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CFTC Seeks Public Comment on Proposed Changes to Chicago Mercantile Exchange Inc. Rules Regarding Direct Funding Participants , 7661-17 |
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CFTC’s Technology Advisory Committee to Meet on January 23, 2018 , 7660-17 |
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Federal Court Orders Kevin Michael Symons of Foot Hill Ranch, Calif., & His Firm, FTS Financial, Inc., to Pay over $5 Million Total for Fraud & Jerry Austin Simmons of Charlotte, N.C., to Pay $360,000 for Fraud & Failure to Register with the CFTC , 7659-17 |
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CFTC Issues Proposed Exemptive Order to Permit ICE Clear Credit, ICE Clear US, and ICE Clear Europe to Invest Customer Funds in French and German Sovereign Debt , 7658-17 |
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CFTC Staff Issues Interpretive Guidance Clarifying Commodity Trading Advisor Registration Requirements Resulting from the European Union’s MiFID II Research Compensation Provisions for Investment Managers , 7657-17 |
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CFTC Approves Exemption from SEF Registration Requirement for Multilateral Trading Facilities and Organised Trading Facilities Authorized Within the EU , 7656-17 |
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CFTC Releases Rule Enforcement Review of the Chicago Board of Trade, Chicago Mercantile Exchange, Commodity Exchange, Inc. and New York Mercantile Exchange, Inc. , 7655-17 |
