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CFTC Statement on Self-Certification of Bitcoin Products by CME, CFE and Cantor Exchange , 7654-17 |
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LabCFTC Director Featured in Georgetown University Law Center’s Issue Brief on Fintech Innovation , 7653-17 |
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CFTC Staff Grants Time-Limited Extension of Swap Data Reporting Relief for Certain Swap Dealers and Major Swap Participants Established under the Laws of Australia, Canada, the European Union, Japan or Switzerland , 7652-17 |
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Federal Court Orders California Residents Joseph Dufresne, Megan Renkow, and Their Companies to Pay More than $4.9 Million in Restitution and a Monetary Penalty for Fraud in Connection with Offering and Selling Futures Trading Strategies and Systems , 7651-17 |
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CFTC Releases Annual Enforcement Results for Fiscal Year 2017 , 7650-17 |
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CFTC’s Division of Clearing and Risk Extends No-Action Relief for Shanghai Clearing House , 7649-17 |
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CFTC Division of Market Oversight Issues No-Action Relief from Certain Timing Requirements Regarding SEF Chief Compliance Officer Annual Compliance Reports and Fourth Quarter Financial Reports , 7648-17 |
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Federal Court Sanctions Gerard Suite and STA Opus LLC for Commodity Pool Fraud and Frank Collins for Misappropriation of Customer Funds , 7647-17 |
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CFTC and Kansas State University Announce 2018 Agricultural Commodity Futures Conference , 7646-17 |
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CFTC’s Division of Market Oversight Extends Time-Limited No-Action Relief for Swap Execution Facilities from Certain Block Trade Requirements , 7645-17 |
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CFTC Orders INTL FCStone Financial Inc. and FCStone Merchant Services LLC to Pay Penalty for Unlawful Exchange for Related Position Transactions , 7644-17 |
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CFTC Finds Statoil ASA Attempted to Manipulate the Argus Far East Index, a Propane Benchmark, to Benefit Statoil’s NYMEX-cleared Swaps Position , 7643-17 |
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Federal Court Orders Arizona Resident Derek Springfield and His Company, Draven, LLC, to Pay over $2.2 Million in Restitution and a Penalty in CFTC Anti-Fraud Action , 7642-17 |
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CFTC’s Division of Clearing and Risk Provides No-Action Relief for Three International Financial Institutions from the Swap Clearing Requirement , 7641-17 |
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CFTC Orders Cargill, Inc. to Pay a $10 Mln Penalty for Providing Inaccurate Mid-Market Marks on Swaps, Which Concealed Cargill’s Full Mark-up, in Violation of Swap Dealer Business Conduct & Reporting Requirements, & for Supervision Failures , 7640-17 |
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CFTC Commissioner Quintenz Names Margo Bailey Special Counsel , 7639-17 |
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CFTC Orders Morgan Stanley and Co. Incorporated to Pay $350,000 Penalty for Omitting Futures and Options Data from Part 17 Large Trader Reports , 7638-17 |
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CFTC Grants Amended Order to Chicago Mercantile Exchange, Inc. Permitting Commingling of Funds in Connection with Futures and Foreign Futures Contracts Listed on the Dubai Mercantile Exchange Limited , 7637-17 |
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CFTC’s Division of Market Oversight Extends No-Action Relief from the Execution Requirement for Swaps in Certain Types of Package Transactions , 7636-17 |
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CFTC’s Division of Market Oversight Extends No-Action Relief from Certain Audit Trail Requirements Related to Post-execution Allocation Information , 7635-17 |
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CFTC Commissioner Behnam Named Sponsor of the Market Risk Advisory Committee , 7634-17 |
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CFTC Staff Issues No-Action Relief for Swap Dealers from Compliance with Variation Margin Requirements Applicable to Swaps with Legacy Special Purpose Vehicles , 7633-17 |
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CFTC Issues Order Extending Current Swap Dealer De Minimis Threshold to December 2019 , 7632-17 |
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CFTC’s LabCFTC Releases Primer on Virtual Currencies , 7631-17 |
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CFTC Announces Clearinghouse Liquidity Stress Test Results , 7630-17 |
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CFTC Comparability Determination on EU Margin Requirements and a Common Approach on Trading Venues , 7629-17 |
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CFTC Charges California Resident Scott Allensworth, His Company E-Slate, Inc., Nevada Resident Robert J. Fusco, and Kentucky Resident David Weddle with Fraud, Misappropriation, and Registration Violations , 7628-17 |
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CFTC Finds that Proprietary Trading Firm Arab Global Commodities DMCC Engaged in Spoofing of Copper Futures Contracts , 7627-17 |
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Federal Court Enters More than $2 Million Judgment against Grand Island, Nebraska, Resident Who Controlled International Fraudulent Scheme , 7626-17 |
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CFTC Talks Launches Ag Series Featuring Roberts and Conaway , 7625-17 |
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Petal Walker, Chief Counsel to Former CFTC Commissioner Bowen, Leaving Agency , 7624-17 |
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CFTC Orders Logista Advisors LLC to Pay $250,000 for Supervision Failures Related to Spoofing on a Foreign Futures Exchange , 7623-17 |
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CFTC Charges California Residents Hasan Sarwar a/k/a Alexander Sarwar, and Rachida Elfrimi With Operating a $1.19 Million Dollar Ponzi Scheme and Registration Violations , 7622-17 |
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CFTC Orders Morgan Stanley & Co. LLC to Pay $500,000 for Supervision Failures , 7621-17 |
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CFTC Orders Connecticut-Based Tillage Commodities, LLC to Pay a $150,000 Civil Monetary Penalty for Supervision Failures , 7620-17 |
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CFTC Chairman Giancarlo Appoints Brian A. Bussey as Director of the Division of Clearing and Risk , 7619-17 |
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CFTC Approves Delegated Authority Provisions for Designated Contract Markets , 7618-17 |
