|
|
Senate Agriculture Committee Votes Overwhelmingly to Confirm Giancarlo as Chairman for the CFTC Paving Way for Full Senate Consideration , 7580-17 |
|
|
Federal Court in North Carolina Orders Tracy Lee Thomas and His Company, Marbury Advisors Inc., to Pay More than $4.4 Million for Fraudulently Soliciting Customers , 7579-17 |
|
|
CFTC Orders Hong Kong-Based Huafu HK Co. Ltd. to Pay $225,000 for Reporting Violations , 7578-17 |
|
|
Federal Court in New York Imposes Permanent Registration and Trading Bans against Defendants Gary Creagh and His Company, Wall Street Pirate Management, LLC, and Orders Them to Pay a $125,000 Civil Monetary Penalty , 7577-17 |
|
|
CFTC Charges New Jersey Resident Michael S. Wright and New York Firm Wright Time Capital Group LLC (d/b/a Global FX Club) with Solicitation Fraud and Misappropriation in connection with a Pooled Investment in Foreign Currency Derivatives Trading , 7576-17 |
|
|
CFTC Issues Order of Registration to the Dubai Mercantile Exchange to Permit Trading by Direct Access from the U.S. , 7575-17 |
|
|
CFTC Order Finds that McVean Trading & Investments, LLC; Charles Dow McVean, Sr.; Michael J. Wharton & Samuel C. Gilmore Used a Manipulative or Deceptive Device & Exceeded Position Limits in the Live Cattle Futures Market & Imposes Penalties of $5 Mln , 7574-17 |
|
|
CFTC Unanimously Approves Revisions to Delegated Authorities and Technical Amendments , 7573-17 |
|
|
Federal Court Orders Florida-Based North American Asset Management, LLC, Alexi Bethel, and Steven Labadie to Pay More than $1.6 Million in Restitution and a Civil Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions , 7572-17 |
|
|
CFTC’s Market Risk Advisory Committee to Meet on June 20, 2017 , 7571-17 |
|
|
CFTC Acting Chairman Giancarlo Appoints Erica Elliott Richardson as Director of the Office of Public Affairs , 7570-17 |
|
|
CFTC Charges Seattle Residents Sung Hong a/k/a Lawrence or Laurence Hong, Hyun Joo Hong a/k/a Grace Hong, and Her Company Pishon Holding LLC with Fraudulently Soliciting More than $11 Million from Customers in Connection with Trading Futures , 7569-17 |
|
|
CFTC Charges Estonian Company Tallinex with Fraud and Failure to Register as a Retail Foreign Exchange Dealer and Nevada Company General Trader Fulfillment with Failure to Register as an Introducing Broker , 7568-17 |
|
|
CFTC Finds Former Trader David Liew Engaged in Spoofing and Manipulation of the Gold and Silver Futures Markets and Permanently Bans Him from Trading and Other Activities in CFTC-Regulated Markets , 7567-17 |
|
|
CFTC’s Market Risk Advisory Committee to Meet on June 20, 2017 , 7566-17 |
|
|
CFTC Issues Order of Registration to Eurex Zurich AG to Permit Trading by Direct Access from the U.S. , 7565-17 |
|
|
Federal Court in Florida Orders K.B. Concepts Group, LLC and Kelvin Burgos to Pay More than $486,300 in Disgorgement and a Civil Monetary Penalty for Engaging in Illegal, Off-Exchange Precious Metals Transactions , 7564-17 |
|
|
CFTC Extends No-Action Relief to SEFs and DCMs from Certain CFTC Regulations for Correction of Errors , 7563-17 |
|
|
CFTC Unanimously Approves Amendments to Recordkeeping Requirements , 7562-17 |
|
|
Federal Court Orders More than $1 Million in Restitution and Civil Monetary Penalties and Permanently Bans Andrew Kurzbard and His Florida-Based Company, Guardian Asset Group, LLC, for Engaging in Illegal, Off-Exchange Precious Metals Transactions , 7561-17 |
|
|
Federal Court Orders Utah Resident Kimball Parker and MakeYourFuture, LLC to Pay Customer Restitution and Civil Monetary Penalties for Fraud in Connection with Offering and Selling a Futures Trading System , 7560-17 |
|
|
CFTC Strengthens Anti-Retaliation Protections for Whistleblowers and Enhances the Award Claims Review Process , 7559-17 |
|
|
CFTC Launches LabCFTC as Major Fintech Initiative , 7558-17 |
|
|
CFTC’s Division of Clearing and Risk Extends No-Action Relief for Shanghai Clearing House , 7557-17 |
|
|
CFTC Charges Arizona Resident Cory Williams and His Company, Williams Advisory Group, LLC, with Fraudulently Soliciting and Receiving at Least $13 Million in Commodity Pool Scheme , 7556-17 |
|
|
CFTC Requests Public Input on Simplifying Rules , 7555-17 |
|
|
CFTC Proposes to Amend Rules Governing Chief Compliance Officer Duties and Annual Reports for Certain Registrants , 7554-17 |
|
|
CFTC Charges Pennsylvania Resident William H. Powderly IV with Fraudulently Soliciting Commodity Futures Customers and Distributing False Account Statements , 7553-17 |
|
|
CFTC’s Division of Market Oversight Issues Guidance on the Calculation of Projected Operating Costs by Designated Contract Markets and Swap Execution Facilities , 7552-17 |
|
|
CFTC Adds 71 Names to Its List of Foreign Entities that Illegally Solicit U.S. Residents to Trade Binary Options and Forex , 7551-17 |
|
|
CFTC Charges Purported Hedge Fund Capitol Equity FX LLC and California Residents Robert Leland Johnson IV and Marisa Elena Johnson with Fraud, Misappropriation, and Registration Violations , 7550-17 |
|
|
CFTC Grants Registration to NEX SEF Limited , 7549-17 |
|
|
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues Extension of Time-Limited No-Action Relief for Swap Dealers Doing Business in Europe , 7548-17 |
|
|
CFTC Seeks Public Comment on Request from CME for Order Permitting Commingling of Funds in Connection with Futures and Foreign Futures Contracts Listed on the Dubai Mercantile Exchange Limited , 7547-17 |
|
|
CFTC Announces N. Charles Thornton III as Director of the Office of Legislative Affairs , 7546-17 |
|
|
CFTC’s Market Risk Advisory Committee Announces Agenda for April 25 Public Meeting , 7545-17 |
|
|
Federal Court Orders Relief Defendants Westward International Ltd. and Coucarin Holdings Ltd. to Disgorge Ill-Gotten Funds Totaling More than $1.77 Million in CFTC Binary Options Fraud Action , 7544-17 |
