|
|
CFTC Commissioner Mark P. Wetjen Announces his Resignation , 7212-15 |
|
|
CFTC Staff Issues Extension to Time-Limited No-Action Letter on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations , 7211-15 |
|
|
CFTC Charges New York Resident Gary Creagh and his Company, Wall Street Pirate Management, LLC, with Making False Statements to the National Futures Association , 7210-15 |
|
|
CFTC Orders Morgan Stanley & Co. LLC to Pay a $300,000 Civil Monetary Penalty for Violations of Customer Protection Rule for Cleared Swaps and Related Supervision Failures , 7209-15 |
|
|
New York Federal Court Orders New York Financial Advisor Wayne P. Weddington III and His Companies to Pay More than $1 Million for Commodity Pool Fraud and Unregistered Activity , 7208-15 |
|
|
CFTC Staff Approves a Public Comment Extension for Certification Filing to Amend the Position Limits on NYISO Zone G Futures Contracts , 7207-15 |
|
|
CFTC Charges Illinois Resident Husam Tayeh, Dinar Corp., Inc., and My Monex, Inc. with Fraud and Other Violations Involving Foreign Currency Scheme , 7206-15 |
|
|
Court Orders $76 Million in Civil Monetary Penalties against Keith F. Simmons, Deanna Salazar and Their Companies in Connection with Foreign Currency Ponzi Scheme , 7205-15 |
|
|
CFTC’s Energy and Environmental Markets Advisory Committee Releases Agenda for Upcoming Public Meeting , 7204-15 |
|
|
CFTC Chairman Massad Announces the Appointment of Eileen T. Flaherty as Director of the Division of Swap Dealer and Intermediary Oversight , 7203-15 |
|
|
CFTC’s Division of Swap Dealer and Intermediary Oversight Issues a Letter to Certain Registered Commodity Trading Advisors Exempting them from Filing Form CTA-PR , 7202-15 |
|
|
Federal Court Orders Florida Attorney Jay Bruce Grossman to Pay a Civil Penalty and Restitution Totaling $883,000 , 7201-15 |
|
|
CFTC’s Energy and Environmental Markets Advisory Committee Announces Four New Associate Members , 7200-15 |
|
|
CFTC Extends Designation of DTCC-SWIFT as LEI Provider , 7199-15 |
|
|
CFTC’s Energy and Environmental Markets Advisory Committee to Meet on July 29, 2015 , 7198-15 |
|
|
Release of Joint Staff Report on October 15, 2014 , 7197-15 |
|
|
Federal Court Orders North Carolina Resident Carl David Wright to Pay a $1 Million Civil Penalty for Commodity Pool Fraud , 7196-15 |
|
|
CFTC Seeking Public Comment on a Petition by OTC Clearing Hong Kong Limited for Exemption from DCO Registration , 7195-15 |
|
|
CFTC Requests Public Comment on a Certification Filing by ICE Futures US to Amend the Position Limits on NYISO Zone G Futures Contracts , 7194-15 |
|
|
CFTC Files Enforcement Action against Chinese National Yumin Li and BVI Company Kering Capital Ltd. for Defrauding a CME Member in an Illegal Trading Scheme , 7193-15 |
|
|
CFTC Issues Proposed Rule on Cross-Border Margin , 7192-15 |
|
|
CFTC Charges Illinois Resident Nick A. Wurl and His Company Ludiera Capital LLC with Fraud and Misappropriation in $9 Million Scheme , 7191-15 |
|
|
CFTC’s Division of Market Oversight to Host Public Roundtable Regarding the Made Available to Trade Process , 7190-15 |
|
|
CFTC’s Division of Market Oversight Issues Updated Guidebook and Appendices for Part 20 Reports , 7189-15 |
|
|
Federal Court Orders a $500,000 Civil Penalty against Joseph F. Welsh III for Attempted Manipulation of Palladium and Platinum Futures Contracts , 7188-15 |
|
|
Missouri Federal Court Orders Gregory Christopher Evans to Pay a Penalty of over $1.2 Million for Fraud and Unauthorized Swaps Trading , 7187-15 |
|
|
CFTC’s Division of Market Oversight Extends Time-Limited, No-Action Relief for Swap Dealers and Major Swap Participants from Compliance with Reporting Obligations , 7186-15 |
|
|
CFTC Releases Rule Enforcement Review of the Minneapolis Grain Exchange, Inc. , 7185-15 |
|
|
CFTC Staff Announces it is Issuing No-Action Relief from Introducing Broker and Commodity Trading Advisor Registration to Persons Located Outside the United States Engaged in Activities on behalf of Customers that are International Financial Institutions , 7184-15 |
|
|
CFTC Requests Public Comment on a Petition by ASX Clear (Futures) Pty Limited for Exemption from Registration as a Derivatives Clearing Organization , 7183-15 |
|
|
CFTC Announces International Affairs Director Sarah Josephson to Assume New Role at Agency , 7182-15 |
|
|
Barclays to Pay $400 Million Penalty to Settle CFTC Charges of Attempted Manipulation and False Reporting of Foreign Exchange Benchmark Rates , 7181-15 |
|
|
CFTC Orders Barclays to Pay $115 Million Penalty for Attempted Manipulation of and False Reporting of U.S. Dollar ISDAFIX Benchmark Swap Rates , 7180-15 |
|
|
CFTC Staff Issues an Updated Enabling No-Action Letter for Qualifying Australian Licensed Markets and Issues a Conditional No-Action Letter to Yieldbroker Pty Limited to Provide Additional Time for Compliance with its Requirements , 7179-15 |
|
|
CFTC’s Market Risk Advisory Committee Announces Agenda for Upcoming Public Meeting , 7178-15 |
|
|
CFTC Staff Issues Proposed Order to Exempt Certain Specified Transactions of Southwest Power Pool , 7177-15 |
|
|
CFTC Orders Double Eagle Enterprises, LLC and Eric Arlt to Pay More than $700,000 in Restitution and a Civil Monetary Penalty in Precious Metals Enforcement Action , 7176-15 |
