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CFTC Reinstates NASDAQ Futures, Inc. as a Designated Contract Market , 7064-14 |
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CFTC Launches National Campaign to Protect Consumers from Financial Fraud , 7063-14 |
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CFTC Commissioner Sharon Y. Bowen Seeks Public Comment on Scope and Composition of New Advisory Committee , 7062-14 |
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CFTC Agricultural Advisory Committee to Meet on December 9, 2014 , 7061-14 |
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CFTC Staff Issues Extension to Time-Limited No-Action Letter on the Applicability of Transaction-Level Requirements in Certain Cross-Border Situations , 7060-14 |
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CFTC Staff Extends Conditional Time-Limited No-Action Relief to Australian-Based Trading Platform Yieldbroker Pty Limited , 7059-14 |
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CFTC Staff Issues No-Action Position and Interpretations Addressing the Holding of Customer Funds , 7058-14 |
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CFTC Sanctions Rosenthal Collins Group for Supervision Violations , 7057-14 |
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CFTC Orders Five Banks to Pay over $1.4 Billion in Penalties for Attempted Manipulation of Foreign Exchange Benchmark Rates , 7056-14 |
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CFTC Further Implements Trade Execution Requirement , 7055-14 |
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OTC Derivatives Regulators Issue Report to the G20 Leaders , 7054-24 |
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CFTC Staff Provide Time-Limited No-Action Relief for Certain Affiliated Counterparties , 7053-14 |
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Federal Court in Florida Freezes Assets of Emini Experts LLC, Capital Trading Concepts LLC, Dante S. Giovannetti, and Relief Defendant Capital Futures LLC in Ongoing Fraud Scheme , 7052-14 |
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CFTC Releases Annual Enforcement Results for Fiscal Year 2014 , 7051-14 |
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CFTC Staff Issues Time-Limited No-Action Relief to Allow Southwest Airlines and its Counterparties Additional Time for Public Reporting of Long-Dated Brent and WTI Crude Oil Swap and Swaption Contracts Executed by or with Southwest Airlines , 7050-14 |
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CFTC Staff Issues Interpretation Regarding Notification and Reporting Requirements Applicable with Respect to Uncleared Swap Transactions , 7049-14 |
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CFTC Staff Issues an Extension of Time Limited, No-Action Relief to Futures Commission Merchants , 7048-14 |
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CFTC Staff Provides No-Action Relief for Victoria University of Wellington, New Zealand, to Operate a Not-For-Profit Market for Event Contracts and to Offer Event Contracts to U.S. Persons , 7047-14 |
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CFTC to Hold an Open Commission Meeting on November 3rd , 7046-14 |
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Federal Court Permanently Bans North Carolina Resident Neal Hall from Trading and Registration and Imposes a $210,000 Penalty for Violating the CFTC’s Registration and Consumer Notice Provisions , 7045-14 |
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Federal Court Orders California Resident Ryan A. Nassbridges and his California Companies to Pay over $18 Million in Civil Monetary Penalties in a Commodity Pool Precious Metals Scheme , 7044-14 |
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CFTC Obtains Default Judgment against Texas-Based Financial Robotics, Inc. for Fraudulent Forex Scheme , 7043-14 |
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CFTC Staff Issues Interpretative Guidance Regarding Customer Margin Deposits Submitted Using Automated Clearing House Payment Processing Systems , 7042-14 |
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Federal Court Orders Boston Resident John B. Wilson and His Company, JBW Capital LLC, to Pay a Civil Penalty of More than $2.8 Million for Commodity Pool Fraud , 7041-14 |
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CFTC and Manitoba Securities Commission Sign Counterpart to Memorandum of Understanding to Enhance Supervision of Cross-Border Regulated Entities , 7040-14 |
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CFTC Revokes Registrations of Abdul Sultan Walji and His Company, Arista LLC, Based on Court’s Permanent Injunction Order Prohibiting Them from Committing Further Fraud and on Walji’s Conviction for Criminal Commodities Fraud , 7039-14 |
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CFTC Revokes Registration of iFinix Futures, Inc. Based on Federal Court’s Permanent Injunction , 7038-14 |
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CFTC Staff Issues Extension of Time-Limited No-Action Relief for Futures Commission Merchants from Requirement to Obtain an Acknowledgement Letter from Certain Depositories , 7037-14 |
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CFTC Announces Departure of Clearing and Risk Division Director Ananda Radhakrishnan , 7036-14 |
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CFTC Staff Announces Self-Executing Registration No-Action Relief for Delegating CPOs when Certain Requirements are Met , 7035-14 |
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CFTC Orders Former CBOT Floor Broker Kent Woods to Pay $200,000 Penalty and Charges Introducing Broker Futures International LLC and Chief Operating Officer Amadeo Cerrone with Trade Practice Violations and Supervision Failures , 7034-14 |
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Federal Court Orders Florida Resident Richard Morello and His Florida Company, Vertical Integration Group LLC, to Pay over $2.5 Million in Monetary Sanctions for Engaging in Illegal, Off-Exchange Precious Metals Transactions , 7033-14 |
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CFTC Settles Action against Friedberg Mercantile Group, Inc., a Registered Futures Commission Merchant, for Secured Amount Deficiency, Commingling of Customer Funds and Failure to Timely Report Secured Amount Deficiency , 7032-14 |
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CFTC Staff Issues No-Action Letter for Singapore Exchange Derivatives Clearing Limited , 7031-14 |
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CFTC’s Global Markets Advisory Committee Releases Agenda for Upcoming Public Meeting , 7030-14 |
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CFTC Charges Florida-based Forex Monthly Income Fund, LLC and its Principals Jean Chauvel, Renaud Pierre-Charles, and Employee and Agent Robert Tripode with Forex Pool Fraud and Other Violations , 7029-14 |
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CFTC Commissioner Sharon Bowen Announces Legal and Policy Team , 7028-14 |
