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CFTC Charges Precious Metals Dealers and Their Owner in Multimillion Dollar Fraud Targeting the Elderly , 8694-23 |
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CFTC Charges 14 Entities for Fraudulently Claiming to be Registered with the Agency , 8693-23 |
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CFTC Grants RTX Fintech & Research LLC Registration as a Swap Execution Facility , 8692-23 |
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CFTC Staff Announces Revisions to Part 43 Block and Cap Sizes , 8691-23 |
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CFTC Appoints Jeffrey Sutton as Executive Director , 8690-23 |
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CFTC Commissioner Christy Goldsmith Romero Announces Yevgeny Shrago as Senior Counsel and Policy Advisor , 8689-23 |
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CFTC and Bank of England Announce Joint Statement on the Supervision of Cross-border Central Counterparties , 8688-23 |
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Federal Court Orders Florida Man and His Two Entities to Pay Over $16 Million for Fraud, Misappropriation, and Making False Statements to the CFTC , 8687-23 |
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CFTC Charges New York Resident with Fraud and Misappropriation in Digital Assets Trading Scheme , 8686-23 |
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CFTC Orders Goldman Sachs to Pay $15,000,000 for Violations of Swap Business Conduct Standards , 8685-23 |
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Chairman Behnam Announces Agricultural Advisory Committee Meeting and Releases Agenda , 8684-23 |
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CFTC Staff Issues No-Action Letter Regarding the Migration of Credit Default Swaps from ICE Clear Europe Ltd. , 8683-23 |
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CFTC Charges Chinese National with Fraudulent Scheme to Trade Against Employer , 8682-23 |
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CFTC Orders New York-Based Commodity Pool Operator and Commodity Trading Advisor to Pay $400,000 Penalty for Supervision Failures , 8681-23 |
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CFTC Charges Binance and Its Founder, Changpeng Zhao, with Willful Evasion of Federal Law and Operating an Illegal Digital Asset Derivatives Exchange , 8680-23 |
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CFTC Orders Puerto Rico Commodity Pool Operator to Pay $150,000 for Supervision and Reporting Violations , 8679-23 |
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CFTC Revokes Registrations of Allianz Global Investors US LLC , 8678-23 |
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CFTC Statement on Swaps Rules Implicated in Recent Bank Failures , 8677-23 |
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CFTC Unanimously Approves Proposed Rule to Codify No-Action Position Regarding the Treatment of Separate Accounts of a Single Customer by Clearing Members , 8676-23 |
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Customer Alert Regarding CFTC v. Brisco , 8675-23 |
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Commissioner Goldsmith Romero Announces Newly Constituted Technology Advisory Committee and Announces Chair and Vice Chair , 8674-23 |
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CFTC Staff Announces Modifications to the Technical Specification for Parts 43 and 45 , 8673-23 |
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Federal Court Orders Texas Energy Broker, Its Owners, and Affiliated Trading Firms to Pay Nearly $3 Million For Fraud, Trading Against Customers Without Consent and Failure to Supervise , 8672-23 |
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Commissioner Johnson Announces Agenda for March 8 Meeting of the Market Risk Advisory Committee , 8671-23 |
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Commissioner Goldsmith Romero Announces Technology Advisory Committee Meeting Agenda That Includes Cybersecurity, Decentralized Finance, and Artificial Intelligence , 8670-23 |
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CFTC Charges FTX Co-Owner with Fraud by Misappropriation and Aiding and Abetting Fraud Related to Digital Asset Commodities , 8669-23 |
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Commissioner Pham Announces New Subcommittees of the CFTC’s Global Markets Advisory Committee and Seeks Nominations by March 14 , 8668-23 |
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Chairman Behnam Announces Veteran Federal Prosecutor Ian McGinley as Enforcement Director , 8667-23 |
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The Market Risk Advisory Committee to Meet on March 8 , 8666-23 |
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CFTC Charges Several People and Companies in a $145 Million Ponzi Scheme , 8665-23 |
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CFTC’s Energy and Environmental Markets Advisory Committee Announces Agenda for February 28 Meeting , 8664-23 |
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CFTC Charges Unregistered Commodity Trading Advisor with Fraud, Misappropriation, and Unregistered Commodity Pool Operator with Misappropriation , 8663-23 |
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CFTC Announces Postponement of Commitments of Traders Report , 8662-23 |
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CFTC Orders The Options Clearing Corporation to Pay a $5 Million Penalty for Violations of Core Principles and Regulations Related to Operational Risk Management , 8661-23 |
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CFTC Charges California-based Company and Its CEO with Fraudulent Solicitation and Misappropriation of Digital Asset Commodities , 8660-23 |
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CFTC Designates Unique Product Identifier for Swaps Recordkeeping and Reporting , 8659-23 |
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CFTC Open Commission Meeting Cancelled for February 15 , 8658-23 |
